- Carolina Theatre of Durham (Durham, NC)
- …Payroll, Benefits, Compliance o On-Boarding * Manage relationship with IT services vendor, areas of focus: o Cybersecurity o Effectiveness of IT Infrastructure o ... Chief Financial Officer (Full-Time) As of April 19, 2024 The...providing financial analysis and insight to the CEO and Senior Staff required for the sustained growth of the… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Rehabilitation Policy Specialist** **Job Class: Compliance Services Officer Senior ** **Agency: Labor & Industry Dept** + **Job ID** : ... + **Division/Unit** : Dept of Labor & Industry / Compliance #1 + **Work Shift/Work Hours** : 8:00 am...$94,001 / annually + **Job Class Option** : Rehab Services + **Classified Status** : Classified + **Bargaining Unit/Union**… more
- Stryker (Portage, MI)
- …by Fortune Magazine! Learn more about our award-winning organization by visiting stryker.com The Senior Compliance Officer is a senior member of ... program of the Instruments business with a high level of independence. The Senior Compliance Officer is responsible for developing the Compliance… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a ... services . We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with...regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US… more
- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage ... risk. Join us as a Senior Compliance Officer , Investments ...Percentage (%): No Travel Relocation Provided: No AIG Employee Services , Inc. At AIG, helping people discover new potential… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... and services . We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. Bloomberg… more
- Morehouse School Of Medicine (Atlanta, GA)
- Senior Compliance Finance Officer ...primary health care through programs in education, research and service ; With emphasis on people of color and the ... will find a fulfilling career at MSM ! Posting Number NONAC3120 Job Title Senior Compliance Finance Officer Position Title Senior Compliance Finance… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Compliance Analyst** **Job Class: Housing Development Officer Senior ** **Agency: Housing Finance Agency** + **Job ID** : 77311 + ... + **Division/Unit** : Human Resources Processing / SF - Compliance + **Work Shift/Work Hours** : Day Shift +...play a critical role in developing policies, providing essential services , and working to improve the well-being and quality… more
- Pew Charitable Trusts (Washington, DC)
- Senior Officer , Compliance (hybrid) Position Overview Ignite your career as the Senior Officer of Compliance at Pew! In this role, you will ... This is your chance to advise cross-functional teams, bolster internal controls, and ensure compliance with a dynamic array of laws and regulations. We are seeking a… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Truist (Richmond, VA)
- …24 registered + Demonstrated Broker Dealer compliance experience + Proven compliance experience within a financial services institution + MBA, Juris ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or… more
- Morgan Stanley (Baltimore, MD)
- … Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business ... supervision, call/ service center support, and delivery of products and services - Participating in strategic compliance initiatives, including collaborating… more
- Siemens (Arlington, VA)
- …Overview:** Siemens Government Technologies (SGT) is seeking an experienced individual for a Senior Pricing Analyst & Compliance Officer . You will play ... third-party subcontractor inputs, coordinate the required internal approvals, and ensure compliance with external and internal guidelines. Importantly, you will rely… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Ankura (CT)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- First Horizon Bank (Miami Lakes, FL)
- …Memphis, TN, Knoxville, TN, Orlando, FL, Miami Lakes, FL **Summary** The Risk Compliance Officer develops, administers and monitors programs for compliance ... with laws, regulations and rules governing bank operations, products and services . The incumbent provides quality, accurate and timely information to internal… more
- Citigroup (O'Fallon, MO)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Customer and Client Protection Team with oversight ... responsibilities for, at a minimum, Flood activities horizontally and consumer compliance -related Third-Party activities. The officer is responsible for… more
- Neuberger Berman (New York, NY)
- …+ To work as an Administrative Coordinator and Compliance Assistant supporting the Chief Compliance Officer and other senior members of the Legal and ... commodities, in addition to portfolio advice and wealth planning services . We offer a broad platform to accommodate the...including phone manner, with an emphasis on strong client service and ability to communicate effectively with senior… more
- T. Rowe Price (Baltimore, MD)
- …experienced professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This ... compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,...a related field. + 12+ years of experience in compliance within the investment management or financial services… more
