- Capital One (Mclean, VA)
- …mitigation of new and emerging risks + Escalate emerging and identified risks to AML senior management and provide leadership in strategic line of business ... Director, Retail Bank - Anti-Money Laundering ( AML ) Advisory Capital One is a...laws and regulations. This position will report to the Senior Director, Retail Bank & Financial Services Advisory… more
- Capital One (Richmond, VA)
- Associate , Compliance Advisory Specialist I **Title: Compliance Advisory Specialist I** Capital One is a leading financial services and technology company ... Associate within its Enterprise Screening and Sanctions Risk Management function joining AML 's Sanctions and Risk Advisory team. We are seeking a… more
- Capital One (Richmond, VA)
- Compliance Complaints Advisory (CCA) - Principal Associate The US Card Compliance team is seeking an experienced Principal Associate to be a Compliance ... organization within US Card. The US Card Compliance Complaints Advisory Specialist researches complaint cases, including communication from/to regulators, agents,… more
- Capital One (Mclean, VA)
- …guiding and reviewing day to day work. + Liaise, engage, and communicate with AML advisory and business stakeholders when control gaps are identified and/or ... Director, Proactive and Complex Investigations The Anti-Money Laundering ( AML ) Group is a core risk function within Capital One's Corporate Compliance Department.… more
- Ankura (Los Angeles, CA)
- …client and new hire due diligence, and assists with RFPs. Role Overview: The Associate , Conflict Analyst who will be responsible for supporting the firm's new client ... perform a conflict of interest analysis, which may involve discussions with senior staff and independent research through external sources, including Pacer and… more
- Robert Half (OH)
- …offerings - Technology, Risk and Compliance, Internal Audit & Financial Advisory , and Business Performance Improvement. The site capabilities may include research, ... in a variety of industries. + Communicating work assignment status to the Project Senior Analyst or Pod Lead. + Ensuring timely and quality completion of project… more