- City National Bank (Dallas, TX)
- * DIRECTOR OF AUDIT - BSA/AML* WHAT IS THE OPPORTUNITY? The Director of Audit for BSA/AML, will support City National Bank 's Internal Audit ... issue validations, continuous risk monitoring activities, and annual audit planning. In addition, the Director of...and Anti-Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare… more
- City National Bank (Jersey City, NJ)
- * DIRECTOR OF AUDIT - IT REGULATORY ISSUES MANAGEMENT* WHAT IS THE OPPORTUNITY? The Director of Audit for IT Regulatory Issues Management will support the ... Senior Director of IT Audit . This position will...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- City National Bank (Los Angeles, CA)
- *SR. DIRECTOR OF AUDIT - IT* WHAT IS...Bank . * Closely collaborate with non-IT / Business audit teams on coverage requirements and emerging risks * ... THE OPPORTUNITY? The Senior Director of Audit for IT will provide independent, objective assurance over...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- City National Bank (Raleigh, NC)
- * DIRECTOR OF AUDIT - CYBER* WHAT IS THE...enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues to ... OPPORTUNITY? The Director of Audit for IT Service/ Risk Management will support the...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- Capital One (Mclean, VA)
- …will focus on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit team will be responsible for designing and executing a ... Audit Director , Financial Crimes Compliance **Overview:**...or supervisory roles + 10+ years of experience in Bank Secrecy Act (BSA), Anti-Money Laundering (AML) , US… more
- Robert Half Finance & Accounting (Basehor, KS)
- …Robert Half Finance & Accounting is assisting in the search for an experienced Director of Compliance & Audit within the banking industry. This vital leadership ... + Policies & Procedures: Develop, implement, and continuously improve compliance policies and audit methodologies aligned with the bank 's strategic goals. + Team… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking an Audit Manager Executive Director on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- American Express (New York, NY)
- …**About the Role:** Our Internal Audit group is seeking an eager Cybersecurity Audit Director to help advance and grow our audit coverage across ... make an impact in this role? American Express' Internal Audit Group (IAG) has reinvented our audit ...a category I, II or III global systematically important bank (GSIB) + Experience testing all IT General Control… more
- American Express (Sandy, UT)
- …& Compliance (GRC) teams. **How will you make an impact in this role?** This ** Director of Regulatory & Audit Exam Management** will be responsible for ECM's ... you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the… more
- City National Bank (Dallas, TX)
- …OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a leadership role as an ... for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of...environment with minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Mizuho Corporate Bank (New York, NY)
- …City Office Job Description + Under the direction of the Vice President or Director , execute a robust audit program including performing the timely execution of ... Audit Groups, as needed. + Assist the Vice President/ Director with maintaining an Off-Site Monitoring Program for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- City National Bank (Los Angeles, CA)
- …provide the insights. * Relationship Building and Client Experience- Supports the Audit Director proactively in their ongoing monitoring and discussions with ... and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in...in a dynamically changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- M&T Bank (Buffalo, NY)
- …including continuous auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated ... staff development for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals, promotions, salary… more
- Mizuho Corporate Bank (New York, NY)
- SUMMARYManage and maintain a robust audit program and risk management framework, including leading and delivering the timely execution of audits and special projects ... for the role include but are not limited to audit of credit risks in banking and trading portfolio....tools and resources and sharing of best practices.Working with Director /Executive Director , identify and implement efficiencies and… more
- First National Bank of Omaha (Omaha, NE)
- …objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe ... Bachelor's degree in Business or related degree. + 2+ years of compliance audit or compliance management experience with a bank or financial… more
- UMB Bank (Kansas City, MO)
- …audits with direction from the Audit Program Manager, Regulatory Compliance or Audit Director . **_How you'll spend your time:_** + Oversee of the development ... **Corporate Audit Services'** role is to assist management in...providing objective analyses and constructive recommendations for improvement. **The Audit Project Manager** performs/oversees the risk assessment, planning, fieldwork,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank , New York **Specific ... Isbell, VP, Head of US Tax **Position Summary** The Director & Counsel, US Tax Planning is responsible for:...+ Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate… more
- TD Bank (New York, NY)
- …Preferred Qualifications The Market Risk Technology team is looking for a Director , Market Risk Technology to contribute to and extend the platform. The ... contributor in a dynamic technology organization at a major bank . There is a strong mandate to simplify and...in creating stable and secure software in a growing audit landscape + Strong understanding of risk and financial… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Director , Global Markets Oversight, US FCRM TDS Business Oversight **Reports to:** ... and opine on financial crime risks of new products and mandates. The Director , Global Markets Oversight, is responsible for supporting the firm's FCRM program and… more
- TD Bank (New York, NY)
- …Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the oversight and ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt and comprehensive… more