- Citigroup (Irving, TX)
- The Audit Director for Wealth Compliance is a senior level management position responsible for contributing to the strategic direction of Citi's Internal ... laws and regulations. The role is also responsible for audit coverage of Citi's Compliance Chief Administration...the Compliance Risk Management Framework for the Wealth Compliance function. The overall objective of… more
- City National Bank (Raleigh, NC)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth Management ... Audit leadership team. * Develops the annual audit plan for Wealth Management and Banking...by the Senior Manager/ Manager and reviewed by the Director of Audit . * Directs coordination of… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking an Exeuctive Director , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- City National Bank (Jersey City, NJ)
- …OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a leadership role as an ... auditor-in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of auditors to assess risks and… more
- Truist (Philadelphia, PA)
- …leadership meetings and decisions, and offer strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order ... leading the growth and profitability of a regional Truist Wealth Advisor Team by increasing the team's revenues, expanding...* Ensure that the unit works within the existing audit , compliance and regulatory framework in order… more
- Citigroup (New York, NY)
- …expectations throughout + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure ... and client conversion from the Banking division to the Wealth division and from the Wealth division...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (San Francisco, CA)
- …+ Act as the main point contact for internal examinations conducted by Compliance and Internal Audit . This includes representing management in demonstrating ... helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an...and review and resolve personal trading policy violations with Compliance and Regional Director as required **Required… more
- First National Bank of Omaha (Omaha, NE)
- …Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and comply with bank policy, ... in Business or related degree. + 2+ years of compliance audit or compliance management...compliance management experience with a bank or financial institution(2LOD/ Compliance related role). (Securities Trading, Wealth Management,… more
- Santander US (Miami, FL)
- … with laws and regulations. * Prepares audit reports, as directed by Internal Audit Director . * Oversee and provide coaching and assistance to audit ... Laundering Specialist) * CIA (Certified Internal Auditor) * CTACP (Certified Trust Audit & Compliance Professional) * CPA (Certified Public Accountant)… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... and Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance experience,… more
- University of Pennsylvania (Philadelphia, PA)
- …with the Assistant Vice President of RHS, Business Services Finance, Comptroller, and Audit Compliance as needed. + Contract Management: Oversee the process of ... payment advances. Compliance and Contract Management: + Compliance and Audit : Ensure compliance ...managing RHS contracts through the Associate Director of Contract & Compliance . Establish contracts,… more
- Omni Hotels (Hot Springs, VA)
- …Spa may be your perfect match. Job Description Join our team as Assistant Director of Human Resources at Omni! You'll supervise and train both hourly and management ... team members, partnering closely with the Director of HR to implement policies, culture, and leadership...conducting investigations to implementing training programs and ensuring legal compliance , you'll play a pivotal role in maintaining Omni's… more
- IGT (Lakeland, FL)
- …(https://c212.net/c/link/?t=0&l=en&o=3466342-1&h=1955860405&u=https%3A%2F%2Fwww.igt.com%2F&a=www.igt.com) . **Responsibilities** The Director - Quality, Security & ... as the client liaison for any security questions or inquiries from customers. The Compliance and Security Manager reports to the Director and is directly… more
- Scotiabank (New York, NY)
- …and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit , Operational Risk or 1A stakeholders. + Leads team ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...and non-financial Risk management experience. 10+ years (governance, operations, audit , cyber, control functions, compliance , risk management).… more
- Scotiabank (New York, NY)
- …Additionally, the director will collaborate with key stakeholders - including compliance , legal, internal audit , technology, and business leaders - to ... the director provides strategic oversight of AML controls, ensuring compliance with global regulatory expectations and industry best practices. This position… more
- Somatus (Mclean, VA)
- …Need Plans (SNPs). The Director , Quality will work closely with Sr. Manager, Audit Risk and the Regulatory and Accreditation Team to ensure compliance with ... You We offer more than 25 Health, Growth, and Wealth Work Perks to help teammates learn, grow, and...such as, the Quality Committee, Clinical Enterprise Sub-Committee, Clinical Sub- Audit Committee, and Compliance Committee. _Please note… more
- S&P Global (Boulder, CO)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit ** **Review** **O** **fficer** **The** **Role** ... in the provision of analytical assurance to the SPGI Audit Committee, SPGI Boards and S&P Global Ratings senior...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Citigroup (Tampa, FL)
- …cross-functional stakeholders (including Technology, as required) + Second line (Operational Risk, Compliance ) and Internal Audit liaison covering all aspects of ... its internal booking processes and controls to meet the relevant policy, compliance and reporting requirements. The **Booking Control Program Team** is part of… more
- JPMorgan Chase (New York, NY)
- …plus years' work experience in Trust & Estates gained within Risk Management, Compliance , Legal, Audit , or related Consulting; + Have substantial expertise with ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...& Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will… more
- Scotiabank (New York, NY)
- Associate Director or Director , Equity Derivatives Quant - New York **Requisition ID:** 182450 **Salary Range:** 225,000.00 - 300,000.00 _Please note that the ... winning team, committed to results, in an inclusive and high-performing culture. **Associate Director or Director , Equity Derivatives Quant - New York** Global… more