- Citigroup, Inc. (Florence, KY)
- …operations, control, compliance, audit , or regulatory management. Knowledge of AML /KYC policy and regulations preferred. Experience in project and change ... AVP, Financial Crimes Policy Adherence Program Manager Excited to grow your career? We value...with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management.… more
- Bank of Hope (Los Angeles, CA)
- …performed and conclusions reached strictly from the workpapers Effectively communicate with the Audit Manager , project team, and the auditee throughout ... Perform operational, compliance (consumer or BSA/ AML /OFAC), credit, or financial audits under the direction of the Audit Manager or Audit Director, which… more
- Wintrust (Chicago, IL)
- …applicable laws, regulations, and internal policies is essential. Experience in compliance, audit , or risk management: Prior experience in these fields is highly ... requires confidentiality and adherence to the highest ethical standards. Experience with BSA/ AML compliance: knowledge of Know Your Client regulations is a plus. … more
- Capital One (Mclean, VA)
- Audit Manager , FCC/ AML Capital...projects to management (written reports/oral presentations); and + Manage audit work and project resources during ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...**Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the enterprise level as well… more
- PNC (New York, NY)
- …As an Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is primarily based ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The AML Audit ... principles to organize around the delivery of a project ; manages effective and timely delivery of the organization's… more
- Huntington National Bank (Columbus, OH)
- …Risk, Internal Audit , product groups, and lines of business stakeholders.The AML Product Manager job profile provides multi-faceted support for BSA ... and program/ project planning path option for product analysis/support. The AML Product Manager owns complex regulatory-related product capabilities, ensuring… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and...from interim and permanent professional talent resourcing to complete project solutions in the areas of risk & compliance,… more
- Bank OZK (Tampa, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC, Financial Crimes and Sanction Screening audit coverage, in ... as well as business monitoring and governance committee reporting). + Directs complex audit activities for the AML program at the product, function, or… more
- NTT DATA North America (Charlotte, NC)
- …to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good ... **Job Description:** This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit … more
- Robert Half (Dallas, TX)
- …global consulting firm . Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust... & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...* Effective verbal, written and negotiation skills * Effective project management skills * Effective influencing and relationship management… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... control environments in coordination with the Audit team. The overall objective is to recruit, develop,...and Issue Validation Background preferred ; Fraud, financial crimes, AML /KYC knowledge is a plus + Related certifications (CPA,… more
- Citigroup (Tampa, FL)
- …This includes: + Effective project and team management (when assigned as the Audit Lead). + Execute assigned audit testing (DEA, OTA, OET) and document ... concise written and verbal communication. + Demonstrated experience in writing impactful audit reports and effective issues. + Excellent project management and… more
- Amazon (Tempe, AZ)
- …we grow. This role will report to the Brazil Account Compliance Program Manager and will support the program's efforts in maintaining effective controls for sellers ... the program matures and develops. The Account Compliance Program Manager will lead and support the expansion and implementation...business and technology teams amongst other to ensure the AML program keeps pace with evolving business needs and… more
- FirstBank PR (San Juan, PR)
- PROJECT MANAGER Our Company At FirstBank...+ Six to Seven (6-7) years of experience in Project Management, Accounting, Audit , Finance, Banking. + ... and refine processes and procedures. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employee must… more
- ManpowerGroup (Charlotte, TX)
- **Our client, a leading financial services organization, is seeking a** **Program Manager - Trade Finance & Regulatory Compliance** **to join their team.** **As a ... Program Manager ** , you will be part of the **Trade...management teams** . The ideal candidate will have **strong project management skills, deep expertise in trade finance instruments,… more
- KeyBank (Brooklyn, OH)
- …for execution and support of Financial Crimes Risk Management Anti-Money Laundering ( AML ) Enterprise Team activities, including facilitation of audit requests, ... ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, project tracking, and… more
- TD Bank (New York, NY)
- …initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions ... exception reports when needed. + Participate in the annual enterprise-wide AML /BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML /OFAC training,… more
- TD Bank (Lake Mary, FL)
- …an ongoing basis. The team ensures compliance with Global AML requirements, mitigating operational, regulatory, and reputational risks. Job ... and ad-hoc requests, ensuring compliance with KYC, FATCA, and AML requirements. | Mentor and train new team members,...and ensuring the team adheres to SLAs. | Lead audit and regulatory exam preparation: Coordinate efforts for audits… more
- Citigroup (Florence, KY)
- …+ 5+ years of experience in financial services operations, control, compliance, audit , or regulatory management. + Knowledge of AML /KYC policy and ... in partnership with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management. This team is… more
