- Merck & Co. (Rahway, NJ)
- …Assurance Services' (MCAAS) primary purpose is to provide value-added independent and risk -based audit and assurance services.Position Overview / Function and ... ResponsibilityThe Associate Director:Leads a small team through financial and compliance audits and assessments across all our company's divisions and functions… more
- Legend Biotech USA, Inc. (Raritan, NJ)
- …will be responsible for reviewing and approving qualification protocols, reports, risk assessments, technical studies, and any associated documentation in support of ... shipping validation, and data integrity.Key Responsibilities Provide quality and compliance oversight for computer systems validation, process validation, equipment,… more
- Barclays (Whippany, NJ)
- …and recommendations, and complying with policies and procedures. Accountabilities Audit development and delivery support, including financial statements, ... risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk...financial services, data analytics, scripting (Python), or cyber risk Other highly valued skills include: Team-oriented mindset with… more
- Crowe LLP (New York, NY)
- …Laundering (AML) Compliance and Bank Secrecy Act (BSA) laws; internal audit processes and best practices; risk and control matrices; and design/operational ... assist clients in administering a sound and compliant AML risk management environment. The ideal candidate will have a...asset managers. Responsibilities: Develop, audit , and monitor compliance of BSA/ AML requirements for financial … more
- Cathay Bank (El Monte, CA)
- …Manager, the AVP, Internal Audit Supervisor will lead operational, compliance , lending and/or financial audits, of central operations departments, ... optimism. Together we can make a difference in the financial future of our communities. Apply today! What our...or organizational activity, with emphasis on complex and higher risk areas. As an AVP, Internal Audit … more
- CNA (Chicago, IL)
- …Responsible for identifying areas of operational or training improvement in risk appetite, workflow, pricing, coverage, underwriting authority and quality assurance. ... Responsible for driving strategic direction of staff, delivering audit reports per annual schedule and priority of work. JOB DESCRIPTION: Essential Duties &… more
- First Horizon (Memphis, TN)
- …related auditing experience Relevant financial services industry knowledge (Regulatory Compliance , Enterprise Risk Management, Credit Risk , Operations) ... the full range of risks related to processes, regulatory compliance , organization, policy, and technology, evaluate control design adequacy...complete audit life cycle for complex or high- risk audit components Provide expert skill in… more
- CNM LLP (Los Angeles, CA)
- …advice on related areas such as enterprise wide risk assessments, financial process audits, operational audits, and compliance /regulatory for FCPA and ... teams at mature public companies and build internal audit compliance programs at pre-IPO and newer...certifications preferred Public accounting/advisory experience with an emphasis on risk and compliance consulting related to SOX… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... Audit group is seeking an Audit Manager to assess financial , operational, and technological risks, ensure compliance with regulations, and improve… more
- Capital Community Bank (Pleasant Grove, UT)
- …and executing audits, tracking audit findings to resolution, assessing risk management practices, and ensuring compliance with regulatory requirements. You ... will serve as a key member of the risk leadership team, ensuring accountability, and policy compliance...understanding of banking operations, financial systems, and audit methodologies. Responsibilities Risk Assessment and Planning:… more
- Banc of California (Santa Ana, CA)
- …and issue follow-up. Strong documentation skillset to support preparation of workpapers for high- risk audit areas and review of staff workpapers to ensure ... the Internal Audit leadership with the following: Execute the comprehensive internal audit plan that addresses key risk areas and aligns with the… more
- Brown Brothers Harriman & Co. (New York, NY)
- …and document control evaluation Evaluate the system of internal controls and prepare risk assessment matrices, audit programs and audit planning memos ... place to build a fulfilling career. Brown Brothers Harriman is currently recruiting an IT Audit Supervisor to join our Internal Audit group. Internal Audit … more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …stakeholders Partner with stakeholders, business management, other control groups (ie risk management, compliance , fraud prevention), external auditors, and ... Job Description We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play… more
- City National Bank (Los Angeles, CA)
- …Minimum 5 years of audit or related experience in banking operations, compliance , and/or risk management activities. Minimum 3 years of experience conducting ... for projects of medium to high complexity with a risk -based audit approach.Assesses risks and controls, designs...internal audits within financial institutions and supervising staff. CPA - Certified Public… more
- Bank of America (Charlotte, NC)
- …include independently designing and executing audit tests, assessing issues for compliance risk within the business and recommending severity ratings, and ... are guided by a common purpose to help make financial lives better through the power of every connection.... audit strategy for the sound application of risk -based compliance focused auditing by defining … more
- Cedent (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... global bank Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant… more
- Federal Home Loan Bank of Atlanta (Atlanta, GA)
- Compensation Grade: 15 BASIC PURPOSE: Collaborates with the Enterprise Risk Management department, Internal Audit , and other regulatory entities in the design, ... assessments, and maintaining regulatory records. Develops and maintains governance frameworks, risk assessments, and compliance routines in collaboration with IT… more
- Wipfli LLP (Englewood, CO)
- …operations of the audit engagement. From staffing, planning, budgeting, risk assessment, fieldwork, financial reporting, and the conclusion Research and ... of those teams when engagements end Partner with Senior Managers, Directors, and Partners in risk assessment, audit procedures, and reporting. Oversee daily… more
- KeyBank (Cleveland, OH)
- …emerging risks. Required Qualifications Education/Background: Bachelor's degree, Minimum 6 years of compliance , risk management, and/or audit experience with ... Job As part of Key's second line of defense Compliance Risk Management function, the Risk...Compliance Manager must have a strong understanding of audit and/or testing concepts and apply those to testing,… more
- Amazon (Seattle, WA)
- …and technical teams to define compliance requirements and manage emerging risk . *Support examination and external audit processes, engaging internally to ... will focus on the further development of the API Compliance Risk Program given current and future...5-7 years of experience in compliance or risk program management within traditional or non-traditional financial… more
