- Brookfield Asset Management, Inc. (Chicago, IL)
- …of Brookfield and Oaktree to private wealth investors, in partnership with their financial advisors. The business unit is dedicated to effectively supporting the ... financial intermediary community and bringing timely & unique solutions...Wholesaler) is responsible for the execution of all sales, service , and marketing related activities in their region within… more
- USAA (Phoenix, AZ)
- …operations. 3 years of experience in annuity and/or life insurance distribution through full- service brokerage and bank broker dealer firms. Excellent ... our mission is to empower our members to achieve financial security through highly competitive products, exceptional service...more years of experience in annuity operations support and service , preferably within a broker - dealer … more
- LPL Financial Holdings, Inc. (Fort Mill, SC)
- …3+ years of experience in fraud prevention, detection, or program management within financial services ( broker - dealer ) or technology sectors. Deep ... deserves objective financial guidance. As the nation's leading independent broker - dealer , we offer an integrated platform of cutting-edge technology,… more
- Lincoln Financial (Charlotte, NC)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... Proposal Specialist, you leverage project management skills and apply product and services knowledge to complete less complex Request for Proposals (RFP) responses… more
- Santander Holdings USA Inc (Buzzards Bay, MA)
- …Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. ... Financial Advisor, Falmouth, MA Country: United States of...a quarterly basis. Maintain compliance with all applicable bank, broker / dealer , State and Federal regulations associated with… more
- Lincoln Financial (Broomall, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... internal/external stakeholders. You will independently assess more complex & higher value financial risks related to insurance products, determine price at which LFG… more
- Cetera Financial Group, Inc. (Minnetonka, MN)
- …through Cetera include award-winning wealth management and advisory platforms, comprehensive broker - dealer and registered investment adviser services , ... programs What is Nice to Have: Previous experience in assisting Registered Representatives/ Financial Advisors Financial services and/or banking background… more
- Lincoln Financial (Broomall, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... requirements and relevant policies and regulations. Partners with IT Finance on financial planning and forecasting including on actual vs. forecasted spend, updated… more
- Lincoln Financial (Broomall, PA)
- …solutions and service to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of ... The ADP Program Overview The Actuarial Development Program (ADP) at Lincoln Financial Group is an industry-leading program that demonstrates Lincoln Financial '… more
- LPL Financial Holdings, Inc. (Edmonds, WA)
- …deserves objective financial guidance. As the nation's leading independent broker - dealer , we offer an integrated platform of cutting-edge technology, ... Financial Advisors, Branch and Home Office support teams 2+ years brokerage/ financial services industry knowledge Pay Range: $22.82-$38.04/hour Actual base… more
- Wealth Enhancement Group (Deer Park, NY)
- …processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 80,000 households from ... of wealth management with specialized knowledge and more attentive service that helps every client craft their future. For...Research and follow up on any issues with the Broker / Dealer , WEG Operations, and vendors Record incoming… more
- Oppenheimer & Co. Inc. (North Palm Beach, FL)
- …Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full- service broker - dealer . With roots tracing back to 1881, the ... engaged in a broad range of activities in the financial services industry, including retail securities brokerage,...Private Client Division is currently seeking a Registered Client Service Associate for their Palm Beach, FL branch office.… more
- Voya Financial Advisors (Braintree, MA)
- Voya Financial Advisors(R), Inc., a leading independent broker - dealer in the defined contribution & defined benefit business, is currently seeking a ... to put forth the efforts necessary to become a top producer in the Financial Services Industry Qualified candidates are expected to have the following skills:… more
- ING Group (New York, NY)
- …| Vice President | New York About ING : Ranked #8 on LinkedIn Top Companies in Financial Services Crain's 100 Best Places to Work Ragan's Top Places to Work in ... from source of records to the ledger Experience in Broker Dealer and Swap Dealer ...a plus. 5+ years' experience in wholesale banking and financial service industry Strong quantitative and analytical… more
- LPL Financial Holdings, Inc. (Austin, TX)
- …deserves objective financial guidance. As the nation's leading independent broker - dealer , we offer an integrated platform of cutting-edge technology, ... if you could build a career where ambition meets innovation? At LPL Financial , we empower professionals to shape their success while helping clients pursue their… more
- Northwestern Mutual (Jamison, PA)
- …(NLTC), Northwestern Mutual Investment Services , LLC (NMIS) (Investment Brokerage Services ), a registered investment adviser, broker - dealer , and member ... Overview Becoming a financial advisor at Northwestern Mutual is a unique...*Asset & Income Protection *Education Funding *Investment & Advisory Services *Trust Services *Retirement Solutions *Business Needs… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …Saturdays Description Shift Hours: Monday - Friday : 9:00 AM - 5:00 pm A Financial Advisor with Shell Wealth Services shapes our community and members' ... supportive partnership with Shell Federal Credit Union and our credit union's broker / dealer . Essential Job Duties and Responsibilities Consistently meet all Game… more
- Moody Street Group (Newton, MA)
- …find out their needs and values, make recommendations for insurance and financial services , and provide ongoing client service . Students are able to earn a ... work experience to prepare you for a career in Financial Services or other fields, while building...OneAmerica(R) Securities or the companies of OneAmerica(R) and is not a broker dealer or Registered Investment… more
- New York Life (Irving, TX)
- …your career journey. Backed by a Fortune 100 company that is a leader in the financial services industry, New York Life will invest in you from the start, ... and investment products such as mutual funds(1) through our broker - dealer arm, NYLIFE Securities LLC (member of...New York Life company. 2. Wealth management and advisory services offered by Financial Advisors of Eagle… more
- Oppenheimer & Co. Inc. (Southbury, CT)
- …Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker - dealer . With roots tracing back to 1881, the ... engaged in a broad range of activities in the financial services industry, including retail securities brokerage,.... Job Description The firm is seeking a Client Service Associate to join our Private Client Division in… more
