- Interactive Brokers Group, Inc. (Greenwich, CT)
- Interactive Brokers Group, Inc. is a global financial services company with offices in more than 15 countries. We provide electronic brokerage services around the ... for this job Read all associated information and make sure to apply. Interactive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who… more
- Unknown (Atlanta, GA)
- …candidate will be responsible for driving underwriting strategy, portfolio performance, and broker relationships across the US Excess & Surplus (E&S) and admitted ... and approval of complex risks, and maintaining strong relationships with wholesale brokers to enhance market presence. Applicants must have a minimum of 10… more
- Unknown (Charlotte, NC)
- Group Chief Financial Officer (CFO) About the Company Leading technology-driven broker -dealer specializing in providing liquidity in fixed income securities Industry ... Chief Financial Officer ("CFO") of its parent company, which wholly owns the US broker -dealer and the FCA registered broker -dealer. The US broker -dealer also… more
- Unknown (Warren, NJ)
- …and professional lines. This role involves developing and maintaining strong broker and client relationships, leading underwriting reviews, and partnering with ... skills, and the ability to maintain relationships with key brokers and cedants are essential. The role requires a...designations such as CPCU, ARe, ACII, or equivalent are preferred . The ideal candidate will be proficient in IT… more
- Unknown (Houston, TX)
- …operational performance, and regulatory compliance of its self-clearing proprietary broker -dealer and affiliates. The successful candidate will be a hands-on ... leader with deep expertise in broker -dealer operations, GAAP accounting, and SEC/FINRA reporting, and will...an active FINRA Series 27 license. A CPA is preferred , and a minimum of 10 years' experience in… more
- Unknown (Minneapolis, MN)
- Chief Operating Officer (COO) About the Company Premier broker /dealer & investment advisor Industry Financial Services Type Privately Held About the Role The Company ... the company should have a background in the independent broker /dealer space, with a preference for those with hybrid...administration, finance, or a related field. An MBA is preferred , and the candidate should have or be willing… more
- Unknown (Indianapolis, IN)
- Vice President, Regional Branch Management About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 ... Strategic Wealth Services Advisor Investing Financial Advisers Specialties independent broker /dealer institution services ria independent advisors custom clearing services… more
- Unknown (Boston, MA)
- …be responsible for the day-to-day supervision and activities of the broker -dealer/investment advisor, client accounts and investment administration, and broker ... or national retail brokerage firm. A proven track record in the field is preferred . The role demands excellent familiarity with the SEC and FINRA environment, as… more
- Unknown (San Francisco, CA)
- …take the lead in all regulatory and compliance functions for its registered broker -dealer and RIA. The successful candidate will be responsible for developing and ... company should have a minimum of 15 years' of broker -dealer compliance experience, with a deep understanding of FINRA,...24, and 63, with Series 79 and 82 being preferred . The ideal candidate will be adept at anticipating… more
- Unknown (Austin, TX)
- …Company is in search of a Principal Operations Officer for its introducing broker -dealer. The successful candidate will be a seasoned leader in operations and risk, ... Officer position at the company should have a deep understanding of broker -dealer operations, international and institutional experience, and a strong ability to… more
- Unknown (San Diego, CA)
- Vice President, Advanced Tax Strategy & Innovation About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company ... Strategic Wealth Services Advisor Investing Financial Advisers Specialties independent broker /dealer institution services ria independent advisors custom clearing services… more
- Unknown (Lake Mary, FL)
- …experience, preferably with a focus on contracts and investment advisory and/or broker -dealer issues. The ideal candidate will have a background in corporate legal ... in a related practice area with an outside law firm. Experience with a Broker -Dealer, Registered Investment Adviser, or regulatory agency is also preferred . The… more
- Unknown (Lexington, KY)
- Area President About the Company Dynamic wholesale broker & managing general agent Industry Insurance Type Public Company Founded 1997 Employees 1001-5000 ... Specialties wholesale broker and managing general agent casualty property analytics healthcare...making strategic decisions regarding branch staffing and operational priorities. Preferred behaviors include the ability to lead and direct… more
- Unknown (Charlotte, NC)
- Area President About the Company Dynamic wholesale broker & managing general agent Industry Insurance Type Public Company Founded 1997 Employees 1001-5000 ... Specialties wholesale broker and managing general agent casualty property analytics healthcare...exploring industry trends. While not mandatory, transportation experience is preferred . The ideal candidate will demonstrate agility in navigating… more
- Sonic Title (Dearborn, MI)
- …- $50,000 Responsibilities: Prepare and send out closing packages to buyers, sellers, brokers , attorneys, and lenders To be considered for an interview, please make ... and coordinate with industry contacts such as loan officers, underwriters, realtors, brokers , buyers, and sellers Help coordinate the title policy with the title… more
- Unknown (Manhattan, NY)
- …modeling and market analysis. A State Real Estate Sales Associate or Broker 's license is preferred . The company offers a competitive, performance-driven ... finance bridge loans construction financing jv equity mezzanine financing preferred equity cmbs agency distressed loans non-performing notes commercial real… more
- Unknown (Los Angeles, CA)
- …in international capital raising and a State Real Estate Sales Associate or Broker 's license are preferred . The company offers a competitive, performance-driven ... finance bridge loans construction financing jv equity mezzanine financing preferred equity cmbs agency distressed loans non-performing notes commercial real… more
- Unknown (Atlanta, GA)
- …Company Founded 1987 Employees 5001-10,000 Categories Commercial Real Estate Brokers Investment Management Real Estate Technology Information Technology & Services ... colleagues, and a commitment to driving innovation and change. Preferred qualifications include experience with international websites, leading cross-functional… more
- Unknown (Seattle, WA)
- …pursuing new business, developing sales strategies, and engaging with prospects and brokers to ensure long-term sales success. This role requires a professional who ... analysis. A professional designation such as CEBS, CPCU, CIC, or ARM is preferred . Hiring Manager Title Senior Vice President Travel Percent Less than 10% Functions… more
- Unknown (Phoenix, AZ)
- …E-Commerce E-Commerce Platforms Internet Distribution and Wholesalers Trade Agents Brokers Information Technology & Services Specialties digital marketing ecommerce ... companies. A background in e-commerce, payments, or marketplace platforms is preferred , along with experience in implementation automation and tooling. The role… more
