- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund ... business (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- New Jersey Institute of Technology (Newark, NJ)
- …Affairs and Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer ( CCO ) serves as the senior executive ... Title: Chief Compliance Officer Department:...policies and procedures. Reporting to the General Counsel, the CCO provides leadership in the development, implementation, and oversight… more
- Nelnet (Draper, UT)
- …by our mission of creating opportunities for people where they live, learn, and work. The Chief Compliance Officer (" CCO ") is a consumer advocate with ... focus of protecting the end consumer and customer. The CCO will ensure the development and maintenance of a...possible compliance issues or inquiries. Assist the Chief Risk Officer in developing the annual… more
- Wabtec Corporation (Pittsburgh, PA)
- …for future generations, and we want someone who is ready to move with us. _Summary:_ The Chief Compliance Officer reports to the Chief Legal Officer ... development, refinement, communication and oversight of all facets of compliance globally. Partner with HR and IT to create...and IT to create a world class ethics and compliance culture, with programs, policies, and procedures to drive… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- Otis Elevator Company (Washington, DC)
- …and The Otis Absolutes: Safety, Ethics, and Quality. This role reports to Otis' SVP & Chief Compliance Officer and will directly support the Chair, CEO & ... is seeking a proactive and strategic leader to serve as **Vice President, Chief Government Relations Officer ** . This critical, executive-level role will lead… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
- Insight Global (Dallas, TX)
- …investment firm focused in the fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and managing the firm's ... is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a...laws, internal policies, and industry best practices. The Deputy CCO will have direct responsibility for day-to-day compliance… more
- Texas Tech University (Lubbock, TX)
- …oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for each institutional component. * Provides ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and enhances system-wide risk management with the Risk & Compliance Officer and compliance … more
- AdventHealth (Altamonte Springs, FL)
- … Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership and oversight ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the… more
- TD Bank (New York, NY)
- …support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer ( CCO ) in ensuring the ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Citigroup (Tampa, FL)
- …+ Assist with the coordination of speaking notes and materials to be used by the Chief Compliance Officer of USPB in various regulatory meetings. + Foster ... Regulatory and Audit Engagements Lead reports to the head of USPB ICRM Compliance Programs and is responsible for managing the ongoing supervision meetings with the… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Overview The public safety officer is responsible for providing a secure environment and to reduce security risks in the college campus. Responsibilities + Protect… more
- Stanford Health Care (Palo Alto, CA)
- …regarding SHC/SMCH compliance and privacy matters, in collaboration with the SHC/SMCH Chief Compliance Officer and Privacy Officer , and plays ... Care job.** **A Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the Office of Compliance and… more
- Duquesne Light Company (Pittsburgh, PA)
- …EEI, NATF), as required. Monitor changing standards and industry events and work with the Chief Compliance Officer and SMEs to prepare positions. + Direct ... meet NERC Compliance goals across the Company. + Along with the Chief Compliance Officer , design and implement the Internal Compliance Monitoring… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
- T. Rowe Price (Owings Mills, MD)
- …in ways that matter to you . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for ensuring compliance ... implement compliance vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and regulatory developments. Design… more
- Pentax Medical (Atlanta, GA)
- …training; global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for ... any issues of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding… more
- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more
