- Raymond James Financial, Inc. (Memphis, TN)
- …in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic...that an exemption or grandfathering cannot be applied. + Series 7 required. + Series … more
- Raymond James Financial, Inc. (Carson City, NV)
- …in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic...that an exemption or grandfathering cannot be applied. + Series 7 required. + Series … more
- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **To proceed with your application, you must be at least 18 ... where the representative is expected to take several inbound service calls daily to solve for financial needs. Key...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- TEKsystems (Fort Worth, TX)
- …about trading, moving money, etc. Average 30 calls per day Skills Trade Desk, customer service , Brokerage Experience, Series 7 , Series 63, series ... Trade Desk, Mutual Fund Trader, incoming call center, 100% service , work with field office/financial advisors and client... 66, call center Top Skills Details Trade Desk,customer service ,Brokerage Experience, Series 7 , Series … more
- Bank of America (Towson, MD)
- …Sales Force, and track all actions/activities to ensure highest level of client service **Required Qualifications:** + Series 7 , 63/65 or 66 or ... development activities. Key responsibilities include providing operational support and quality client service through offering a full range of investment… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Bank of America (Jacksonville, FL)
- Small Business National Financial Solutions Advisor ( Series 7 Required) Chandler, Arizona;Jacksonville, Florida **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Small-Business-National-Financial-Solutions-Advisor-- Series - 7 -Required-\_25030382) **Job Description:** At Bank of America,… more
- TEKsystems (Tempe, AZ)
- …with easy access to next level support. Requirements: + FINRA Licenses Requirement: SIE and Series 7 + Minimum 1 year of recent customer service experience ... Job Overview: Our Supervision Support Professionals provide superior customer service as the first line of contact for Supervision...We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... statements. + Researches and resolves complex problems relating to client accounts and inquiries. + Assists Branch Manager in...lead others in providing a high level of customer service in a calm and professional manner, constantly projecting… more
- Truist (Tampa, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL...the Series 7 or Series 66 will be considered… more
- TIAA (Dallas, TX)
- **Wealth Client Relationship Mgmt** The Wealth Client ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ... to ensure that team members are delivering high quality service to clients. **Key Responsibilities and Duties** + Develops...in wealth management or financial services + FINRA registrations: Series 7 and either Series … more
- Bank of America (San Diego, CA)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partners closely with advisor teams to deliver an exceptional client service model focusing on digital solutions...delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66… more
- Bank of America (Washington, DC)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partner closely with advisor teams to deliver a branded client service model focusing on digital solutions...policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66… more
- Bank of America (San Francisco, CA)
- …Plans. The PWCRM partners closely with advisor teams to deliver a branded client service model focusing on digital solutions and enterprise capabilities. ... responsibilities include, but are not limited to:** + Ensuring client service expectations are met and exceeded...the role:** + Candidates are **required** to currently hold Series 7 AND Series 66… more
- Truist (Columbia, MD)
- …such as Microsoft 10. Ability to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66. Preferred Qualifications: 1. One to three ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. JOB...outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing… more
- Vanguard (Scottsdale, AZ)
- …experience to positively impact our investors, join our team of "crew" as a Client Service Excellence Representative. At Vanguard, we believe in supporting our ... supported when they call in to Vanguard. As a Client Service Excellence Representative, you will: +...degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or… more
- JPMorgan Chase (San Antonio, TX)
- …Self-Directed Investing, Chase Private Client , and the JP Morgan Private Bank. As a Client Service Leader within the JP Morgan Wealth Management Client ... The JP Morgan Wealth Management Service Center Team: Our investment professionals work in...(wrap) accounts, and employee benefit programs required + FINRA Series 7 , 63 (or equivalent) required, and… more
- TIAA (Frisco, TX)
- …Client Relationship Manager partners with Wealth Management Advisors in delivering client service and supporting high-net worth clients. Working under ... **Wealth Client Relationship Manager** Wealth Management Client ...Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; … more
- City National Bank (New York, NY)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE...of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * ... support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for retirement… more
- Comerica (Dallas, TX)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are...Advanced college degrees may count towards experience requirement + Series 7 and Series 63… more