- Poppy Bank (Santa Rosa, CA)
- Job Type Full-time Description Under minimal supervision , the Senior BSA Compliance Analyst is responsible for account identification, analyzing and reporting any ... compensable time and mileage is reimbursed Other duties as assigned Supervisory Responsibilities: This job has no supervisory responsibilities. Qualifications:… more
- Open Systems Technologies (Washington, DC)
- …a supervisor and a legal administrative assistant (LAA). The supervisory responsibilities include coordinating and monitoring legal administrative assistant staffing ... records and provides daily attendance lists (secretarial and attorney) to Client Services Specialists and Director of Administration (DoA). Prepares annual… more
- Petco (Wadsworth, OH)
- …values to all customers and is typically the first and last person a client encounters when entering our hospital. The Concierge is responsible, like all team ... disease) and well-stocked with appropriate materials. Confirm all appointments by client 's preferred communication method (phone, email, text) the prior day, and… more
- EPIC Brokers (Newport Beach, CA)
- …of claims to a satisfactory conclusion. Participate in carrier claim reviews with the client . Set priorities and manage workflow to ensure efficient and timely ... the agency management systems. Notify account managers and producers of any potential client or coverage issues. Notify Loss Control of any potential safety issues… more
- Citigroup (San Antonio, TX)
- …Regulatory breaks. + Has the ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy. + Acts as SME to ... senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- Raymond James Financial, Inc. (Denver, CO)
- …conducts certain back-end exception reviews, as well as some packaged product supervisory functions. The team conducts analysis as part of complex suitability ... use knowledge of industry regulations to support the Traditional Products supervision function that administers and analyzes suitability reviews to detect trends… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …problems. The Senior Advisor in this role will support Raymond James' Private Client Group to analyze various supervisory and general fiduciary reviews to ... **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser...and resolution by effectively communicating and partnering with Private Client Group IARs on sensitive issues and manages conflict… more
- Raymond James Financial, Inc. (Denver, CO)
- …annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The team conducts analysis as part of complex suitability ... with sales management associates to inform them of any supervisory concerns that may arise with branch office managers/FAs...to resolve any conflicts that may arise related to client accounts. * Monitors and keeps up to date… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …basis of merit and business needs. **Job Summary** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training ... Approves day-to-day trading activity. May be responsible for coordinating supervision functions, developing training programs and ability to liaison between… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals, and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or certification to administer ... platform sales management associates to inform them of any supervisory concerns that may arise with financial advisors and...to resolve any conflicts that may arise related to client accounts of the branch managers. . + Monitors… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (Memphis, TN)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …research, and resolve problems. **Essential Duties and Responsibilities:** + Conducts supervision review of communications, through the use of various reports and ... systems. + Interfaces with divisional leadership to inform them of any supervisory concerns that may arise with branch office managers/FAs and works together with… more
- Ethos Veterinary Health (PA)
- We are looking for full-time Veterinary Client Care Supervisor to join our team! The purpose of this role is to ensure that our clients, both pet owners and ... fostering a team environment within the hospital. The Veterinary Client Care Supervisor must have good communication skills and... care, medical teams, and specialists for a seamless workflow . * Lead interviewing, onboarding, and training of new… more
- City National Bank (Phoenix, AZ)
- …CLIENT CARE MANAGER I* WHAT IS THE OPPORTUNITY? Responsible for the day to day supervision of the bank's Client Contact Center which responds to a broad range ... and technical support for online services. Ensures quality customer service, proper workflow and adherence to policies and procedures. Uses sound judgment and… more
- Berkshire Bank (Longmeadow, MA)
- …building opportunities, including new deposit accounts for customers. Key Accountabilities: + Client Service (Teller) Line Supervision and Operations 40% + ... effective operation of the Customer Service line. Duties may include assigning workflow , training CSAs, monitoring customer experience, and ensuring programs are in… more
- GMHC (New York, NY)
- …in driving the department toward exceeding contractual standards and ensuring high-quality client care. This position requires a leader who is not only proactive ... and detail-oriented but also deeply committed to fostering an accountable, client -centered work environment in the Housing department. This position carries… more
