- River Bend Food Bank (Davenport, IA)
- … to ensure proper facility upkeep, a safe work environment, and compliance with safety protocols and audit requirements. Build Interdepartmental Relationships: ... and shared mission focus. Policy Compliance : Understand, uphold, and model compliance with River Bend Food Bank 's employee handbook policies, serving as… more
- Solugenix (El Monte, CA)
- …a Certified Regulatory Compliance Manager (CRCM) or have strong consumer compliance audit experience. 5+ years of audit experience leading audits in ... and effectiveness of internal control methods, policies, and procedures. Supports the Audit Manager with annual planning, issue validation, and regulatory … more
- Celtic Bank (Salt Lake City, UT)
- Celtic Bank is seeking a Compliance Manager ("CM") who will be responsible for ensuring compliance with federal and state banking regulations, as well as ... compliance risk, mitigating controls, and residual risks that apply to the Bank . Identify and deploy controls that address compliance risk and document in… more
- Bank OZK (Jacksonville, FL)
- …banking center security for all employees occupying the banking center and ensure compliance with the bank 's security program, policies, and procedures. Ensure ... to support relationship-building activities. Generate growth that supports the bank 's goals by retaining, growing, and attracting clients. Cultivate professional… more
- M&T Bank (Birdsboro, PA)
- …prospects and grows Business Banking relationships through outreach. Builds the bank 's presence in the community Conducts interviews and selects employees based ... maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and… more
- CityFirst Bank (Inglewood, CA)
- …with Branch closing procedures. Assist Branch Manager and Assistant Branch Manager with preparation of monthly audit package. Assist with duties performed ... WHO WE ARE City First Bank NA is a mission-driven Community Development Financial...regulations that pertain to handling of client accounts, security, compliance , and internal control guidelines. Records, files, prepares wire… more
- TD Bank Group (Philadelphia, PA)
- …day Understands the importance of and follows dual control Follows all security and audit measures to minimize potential loss Utilizes bank tools and processes ... problem resolution, escalating more difficult issues to management Ensures compliance when completing operational activities in accordance with company guidelines… more
- Five Star Bank (Victor, NY)
- …relationships throughout the communities served. The role also requires ensuring compliance with security, audit , and operational procedures and providing ... that the team completes training as assigned. Maintain comprehensive knowledge of laws, compliance regulations and bank policies pertaining to all bank … more
- First American Bank (St. Charles, IL)
- …Includes monitoring security, operations, and personnel policies, and performing necessary audit functions for compliance . Maintain building space, appearance ... services, retail environment, or completion of First American Bank 's Assistant Branch Manager Training Program is...of system upgrades. Occasional travel to other First American Bank locations to assist and audit other… more
- HSBC (Buffalo, SC)
- …skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) ... and participate in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance...associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit … more
- Umpqua Bank (Hillsboro, OR)
- …Act as a change agent for the promotion of a risk management culture. Demonstrates compliance with all bank regulations for assigned job function and applies to ... Keeps up to date on regulation changes. Follows all Bank policies and procedures, compliance regulations, and...experience Required 3 + years of banking, risk management, compliance , finance, or IT/Ops audit experience. Required… more
- Huntington National Bank (Columbus, OH)
- …as assigned. Basic Qualifications: Bachelor's degree Minimum of 7 years of experience in Audit , Compliance , Risk Management or Operational Risk. In lieu of a ... Description Summary: The Segment Risk Manager Sr is responsible for oversight and administration of operational and regulatory risk strategy programs for a major… more
- Bangor Savings Bank (Concord, NH)
- …relationships as well as processes and closes basic consumer loan requests in compliance with Bank policies and procedures Provides customers with information on ... services Customer Transactions: Accurately, efficiently and courteously processes transactions in compliance with Bank policies and procedures Performs routine… more
- Bank of China Limited, New York Branch (New York, NY)
- Introduction Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 ... attendance checks, meticulously tracking and verifying staff attendance for compliance and reporting purposes Maintain the departmental organizational chart, conduct… more
- Fifth Third Bank (Cincinnati, OH)
- …existing product initiatives. Perform role of liaison between several areas of the bank , including Sales, Operations, IT, Legal, Audit , Legal, and Risk. ... step? Discover a career in banking at Fifth Third Bank . We are potentially open to remote for the...to the designated product line assigned. Understanding of risks, compliance , and regulatory factors. Priority management and time management… more
- Lone Star National Bank (San Antonio, TX)
- …complies with all federal and state laws and regulations and all established Bank policies and procedures, including internal audit controls related to ... customers Maintains strong focus and current knowledge of all commercial bank products and business services including related corporate business documents… more
- Oxford Bank (Oakland, MI)
- …Personal Banker or bank experts/partners. The Personal Banker is the primary manager for customer relationships, is empowered and responsible to ensure bank ... customers Resolve customer complaints and concerns Execute problem resolution steps in compliance with Oxford Bank protocols Listen carefully to customers,… more
- Cedent (New York, NY)
- …efficiently in a fast-paced environment. Required Qualifications: Minimum 5-7 years of internal audit or front office business control or compliance or risk ... is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently… more
- First State Bank and Trust (Monticello, IL)
- …policy and procedure. The Drive-Up Teller Supervisor also assists the Branch Manager in audit , operational, and training procedures concerning teller operations. ... DRIVE-UP TELLER SUPERVISOR FIRST STATE BANK AND TRUST MONTICELLO, IL At First State...bank policies and procedures, ensuring operational integrity and compliance for the entire teller staff, and managing operational… more
- Apple Bank (New York, NY)
- …reconcile branch general ledger accounts. Conduct staff meetings to discuss bank /branch objectives; establish priorities to ensure compliance with established ... Brooklyn, New York Salary range: $65,000 - $85,000 The Assistant Branch Manager (ABM) provides supportive leadership to the Branch Manager by playing an integral… more
