- Jefferies (Jersey City, NJ)
- Job Description The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory ... agencies and Firm employees regarding issues related to the AML Program. AML Compliance , in...responsible for, but not limited to, the following: Providing advisory guidance with respect to the Firm's Customer Identification… more
- FutureRecruit (Glenview, IL)
- Chief Compliance Officer (Hybrid)- Full Time Location: Glenview, IL, 60025 What you will be doing: Lead with Vision: Inspire and manage a talented team of ... compliance professionals, fostering a culture of excellence and continuous...Engage Proactively: Communicate effectively with supervisors, registered representatives, and advisory representatives, ensuring everyone is aligned and informed. Navigate… more
- Huntington National Bank (Detroit, MI)
- …& Working Capital Finance provides analytical, portfolio management, underwriting and compliance management support within the Trade & Working Capital division of ... Global Advisory . Primary Job Responsibilities: Participate in the underwriting, monitoring and compliance management support primarily for receivable… more
- Citigroup, Inc. (Flushing, NY)
- …converting referral leads Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/ AML and other ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- AIG (Houston, TX)
- …and anti-money laundering ( AML ), programs (collectively, "Financial Crime Risks"). The Compliance Officer , Global Financial Crimes Group will also serve an ... The Compliance Officer , Global Financial Crimes Group...of Anticorruption logs and working with Data Analytics and Advisory to review Concur data. * Participate in the… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... **What You'll Do** Are you ready to shape the future of supervision and compliance at one of the most respected financial institutions in the industry? We're seeking… more
- Citigroup (Beverly Hills, CA)
- …paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level ... needs.** **Collaborate closely with internal and external product, operations, compliance , and relationship management teams to deliver seamless end-to-end execution… more
- Forward Air (Dallas, TX)
- …and risk mitigation. Based in Dallas, TX, and reporting to the Chief Ethics & Compliance Officer , you will ensure the implementation of global compliance ... the business. + Report to the Chief Ethics & Compliance Officer and act as a key...+ Expertise in anti-bribery (FCPA and local equivalents), sanctions, AML , fraud prevention, data privacy, and third-party compliance… more
- SMBC (Jersey City, NJ)
- …and enhancement of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or QC related tasks. ... + Ensures compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank policies and procedures.… more
- Citigroup (New York, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more
- Citigroup (Downey, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more
- FirstBank PR (San Juan, PR)
- …Annual Audit Plan within the unit staff, monitoring its completion and compliance with target dates, Bank's policies and applicable regulations. Leads the execution ... specific audits with the Assistant General Auditor, Audit Supervisor and Audit Officer , including risk assessment, planning memoranda and engagement procedures. + .… more
