- Jefferies (Jersey City, NJ)
- Job Description The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory ... agencies and Firm employees regarding issues related to the AML Program. AML Compliance , in...US Financial Institutions in connection with suspicious activity reviews. Monitoring for the issuance of 311 Special Measures and… more
- Citigroup, Inc. (Tampa, FL)
- …identifying patterns and creating insights etc. 6+ years relevant professional experience in AML compliance , risk, or a control-related function within a medium ... Operations, and Technology teams. Support covers a range of areas including compliance with AML regulatory and legal requirements, client implementations and… more
- Poppy Bank (Santa Rosa, CA)
- …Senior BSA Compliance Analyst performs various quality controls reviews and monitoring pertaining to the Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering ... of unusual transactions and escalating incidents to the BSA Officer as appropriate, in a timely and accurate manner....AML Program Keep abreast of Fraud, BSA and AML related regulations for changing compliance and… more
- Centennial Bank (Tampa, FL)
- …may coordinate collection efforts. ESSENTIAL DUTIES AND RESPONSIBILITIES 1. Completes required BSA/ AML training and other compliance training as assigned. This ... This Senior Commercial Loan Officer is responsible for extending credit within the...and as conditions may change with the normal credit monitoring process. It is expected that officers should be… more
- Huntington National Bank (Detroit, MI)
- …of Global Advisory. Primary Job Responsibilities: Participate in the underwriting, monitoring and compliance management support primarily for receivable ... Trade & Working Capital Finance provides analytical, portfolio management, underwriting and compliance management support within the Trade & Working Capital division… more
- Citigroup (Tampa, FL)
- …patterns and creating insights etc. + 6+ years relevant professional experience in AML compliance , risk, or a control-related function within a medium or ... Operations, and Technology teams. Support covers a range of areas including compliance with AML regulatory and legal requirements, client implementations and… more
- Citigroup (Tampa, FL)
- …Name Screening Program's monitoring and maintenance of the CENSE engine, ensuring compliance with AML Name Screening Policies and Procedures and in-line with ... performing data analysis with a focus on risk and compliance reviews for AML Name Screening. The...the line testing, non-detection inquiries, and ongoing Screening Platform monitoring and maintenance + Document and report findings to… more
- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- KeyBank (Brooklyn, OH)
- …the development of new transaction monitoring techniques and tools. The Compliance Officer will also review alerts, cases, Suspicious Activity Reports ... Brooklyn, Ohio 44144 **About the Job** The Emerging Threat and Surveillance Oversight Compliance Officer works with a specialized team focused on identifying and… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …/OFAC software. + Oversee various bank-wide quality assurance reviews and compliance monitoring in the areas of BSA/ AML , CIP and Enhanced Due Diligence, and ... career as of day one. Position Summary The BSA Officer is responsible for ensuring the Bank's compliance...Act (BSA) laws, rules, and regulations. Key responsibilities include monitoring and coordinating the Bank's BSA compliance … more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...One to three years' experience in consumer protection and/or BSA/ AML /OFAC Compliance . + Skills : Good knowledge… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …that reflects the organization's unique characteristics. This will include oversight and monitoring of the Compliance (CMS), Model Risk Management, Third Party ... and other improprieties, without fear of retaliation. . Coordinating internal compliance review and monitoring activities, including periodic reviews of… more
- US Bank (Chicago, IL)
- …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing ... and providingfeedbackon theCCOSupportStaffassigned totheMST + ActingastheMSTanti-moneylaundering( AML )OfficerfortheirrespectiveTrust + ManagingtheMST'sregulatoryexaminations + PreparinganddeliveringtheMSTscompliancereports,includingthe38a-1annualreport… more
- AIG (Houston, TX)
- …and anti-money laundering ( AML ), programs (collectively, "Financial Crime Risks"). The Compliance Officer , Global Financial Crimes Group will also serve an ... The Compliance Officer , Global Financial Crimes Group...monitoring of Financial Crimes Risk programs to evaluate compliance with regulatory requirements and internal policies and procedures,… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring ); . Conflicts of interest… more
- Citigroup (Tampa, FL)
- … is a senior-level position responsible for leading Anti-Money Laundering ( AML ) monitoring , governance, oversight and regulatory reporting activities in ... coordination with the Compliance and Control team. The overall objective of this...globally on interpretation and implementation of new Anti-Money Laundering ( AML ) policies + Develop project plans and ongoing KYC… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... office supervision program for both broker-dealer and RIA channels. + **Drive Compliance Excellence** : Oversee surveillance and monitoring operations, including… more
- Banc of California (Santa Ana, CA)
- …as assigned. **WHAT YOU'LL BRING** + At least 12 years of direct experience in BSA/ AML compliance with strong knowledge of the USA PATRIOT Act and OFAC ... WE WIN(R) **THE OPPORTUNITY** Reporting to the SVP, BSA Officer , the incumbent will assist the BSA Officer...and administering those requirements + Subject matter expertise in AML governance and AML compliance … more
- KeyBank (Brooklyn, OH)
- …Operational Risk Policy. The position may also have responsibility for managing Compliance and Control responsibilities for select business units. The position has ... on current and emerging legal, regulatory, and operational risk issues, monitoring and measuring operational risk performance, and reviewing and challenging of… more
- Banc of California (Los Angeles, CA)
- …as assigned. **WHAT YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations ... procedures. May review reports to identify exceptions, monitor quality and ensure compliance . May participate in risk mitigation activities. + Leads by example,… more
