- TD Bank Group (New York, NY)
- …role. Job Description: The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- Banc of California (Los Angeles, CA)
- …BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of ... the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed… more
- Zions Bancorporation (Phoenix, AZ)
- The Community Banking Manager - CRA & Fair Lending Officer - 1st Line of Defense (1LOD) is responsible for integrating Community Reinvestment Act (CRA) and ... Fair Lending compliance into the daily operations of Retail Banking...majority-minority (MMT), and underserved individuals and communities, while maintaining fair , inclusive, and non-discriminatory practices. The officer … more
- Zions Bancorporation (Salt Lake City, UT)
- …Bancorporation, NA is currently seeking a highly qualified professional for the role of a Fair Lending Compliance Officer to support the Fair Lending ... Compliance Team. The Fair Lending Compliance Officer (" Compliance Officer...of fair lending regulations. Working knowledge of banking /financial regulatory compliance , compliance testing,… more
- PNC Financial Services Group, Inc. (Irvine, CA)
- …have an opportunity to contribute to the company's success. As a(n) Mortgage Loan Officer within PNC's Mortgage organization, you will be based in the greater Orange ... solutions and refers products and services; reviews documentation to ensure compliance . Manages customer pipeline for efficiency. Collaborates with internal and… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title Latin America Credit Risk Officer Corporate Title Vice President Location New York, NY Overview The Latin America Credit Risk Management ... financial institutions and sovereign counterparties across the region. As a Credit Officer you will be responsible for handling loan, derivative (complex and… more
- Citigroup, Inc. (Burbank, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and… more
- Marine Mammal Center (Sausalito, CA)
- We're Hiring! Chief Financial Officer Location of Position: Marin Headlands, Sausalito, California Position Classification & Expected Hours of Work, and Travel: ... Insurance *401k Retirement Plan *Employee Assistance Program Position Overview The Chief Financial Officer reports to the Chief Executive Officer , is a member of… more
- The Family Place (Dallas, TX)
- …Undisclosed Job Shift Day Job Category Management Description Position Summary: The Chief Financial Officer (CFO) reports to the CEO and is a member of the Executive ... and execute the organization's strategic priorities, and support development and fiscal compliance . Provides vision and leadership during a period of rapid growth… more
- Thread Bank (Nashville, TN)
- …inquiries *Assist with consumer complaint investigations, response, and tracking *Prepare compliance -related reports for the Compliance Officer and/or ... Officer *Assist with the development and implementation of compliance -related risk assessments *Participate in specialized department projects *Assist with the… more
- MUFG Bank, Ltd. (Tempe, AZ)
- …checking all daily back office operations of the Supply Chain Finance(SCF) Unit The Officer is expected to: Ensure prompt review and monitoring of workflows of the ... section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new… more
- American Express (New York, NY)
- …Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory expectations.… more
- The University of Chicago (Chicago, IL)
- …including financial services, information technology services, risk management, internal audit, compliance , human resources, and shared services. The goal of our ... decision support through strategic financial analyses, debt management, and debt compliance . The position will be engaged with internal constituents across the… more
- KeyBank (Doylestown, PA)
- …clients; effectively managing internal and external centers of influence. Ensuring compliance with operational, risk, security and audit procedures and policies ... influence of partners such as Key Investment Services, Mortgage and Business Banking sales professionals. (required) Working knowledge of PCs (MS Windows and Office… more
- Synovus (Covington, GA)
- …a unique identification number from the Nationwide Mortgage Licensing System (NMLS) in compliance with the Secure and Fair Enforcement for Mortgage Licensing Act ... and directs them to the appropriate service areas or banking representatives. Executes a variety of customer transactions in...official checks and money orders. Refers customer to an officer for authorization to cash check when needed. Counts,… more
- BMO Financial Group (Chicago, IL)
- …+ Typically between 4 - 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience. + ... Supports the execution of accurate and efficient reporting solutions for risk, regulatory and management information to internal and external stakeholders including regulatory bodies. Supports an efficient and effective risk management function which uses… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...to 7 years of knowledge and experience in FCRM compliance , preferably within the investment banking division… more
- Bank of America (Washington, DC)
- Business Information Security Officer (BISO) - Global Banking and Markets Technology Chicago, Illinois;Washington, District of Columbia; Charlotte, North ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Business-Information-Security- Officer --BISO Global- Banking -and-Markets-Technology\_25023456) **Job Description:** At Bank of… more
- Bank of America (New York, NY)
- Credit Officer - Global Corporate & Investment Banking - General Industries Chicago, Illinois;New York, New York **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Credit- Officer Global-Corporate Investment- Banking General-Industries\_25017895) **Job Description:** At… more
- Capital One (New York, NY)
- Treasury Management Sales Officer (TMSO) - NJ/NY & Virtual Banking The Treasury Management Sales Officer (TMSO) plays a critical role in driving growth and ... Client Services team to deliver exceptional service and ensure a seamless banking experience for all clients + Assists Business Bankers with understanding treasury… more
