- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... experience managing a diverse staff; Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time… more
- NJEDA (Camden, NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Product Officer serves as a lead contributor role in the ... while maintaining a strong and consistent pipeline of qualified applications. + The Senior Product Officer will assist with overseeing the end-to-end… more
- NJEDA (NJ)
- …and shape New Jersey's future with innovative economic development at NJEDA. Job Overview The Senior Product Officer - Venture Products works as an integral ... entrepreneurs, service providers, and other State agencies. Assists EDA's Legislative Officer with OPRA requests. + Manage the day-to-day administrative functions… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...risk across the business. Our team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... CIA function and with other partners and stakeholders including Product Compliance , Business process owners, Risk management...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent ... Product Owners to ensure timely delivery of product improvements. + Acts as SME to senior ... firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...for all levels of reporting (eg Business Unit, Committees, Product ). + Partnering, collaborating and working with other areas… more
- Truist (Charlotte, NC)
- …with all levels of management Preferred Qualifications: 1. Proven Broker/Dealer product knowledge/expertise 2. Eight years of compliance experience, with ... regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Atlanta, GA)
- …of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending ... product . This team member will be responsible for optimizing...change from time to time. 1. Serve as a senior credit risk officer for large and… more
- Corewell Health (Grand Rapids, MI)
- Job Summary - Senior Vice President, Chief Compliance and Privacy Officer Corewell Health is seeking a strategic , experienced and solution-oriented leader ... to serve as Senior Vice President, Chief Compliance and Privacy Officer . This role...from disclosure by the attorney client privilege and work product protection. + Provides direction and oversight to the… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Credit Portfolio Senior Officer for its Tampa, Florida location. Duties: Review and approve trade and working capital solutions transactions ... of the client including risk rating and classifications. Assess compliance with Product Guidelines (PG) , and...and 5 years of experience as a Credit Portfolio Senior Officer , Credit & Portfolio Risk Manager,… more
- Citigroup (Los Angeles, CA)
- The Credit Risk Senior Officer SVP is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... and trends for senior management and/or the Senior Credit Officer + Monitor an assigned...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- KeyBank (Lea County, NM)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to ... Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT...matter expertise to participate in new business initiatives, new product development, and product analysis. + Effectively… more
- WellSpan Health (York, PA)
- The Senior Vice President and Chief Information Officer (CIO) is a strategic executive responsible for leading enterprise-wide information technology and ... analytics at WellSpan Health. Reporting to the Chief Operating Officer (COO), the CIO ensures that technology and data-driven insights support clinical excellence,… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- Citigroup (Irving, TX)
- …associated internal bank accounting (eg, valuations, cost of credit, etc.) + Senior Credit Officer approver designation or equivalent credit authority preferred. ... professional to join North American (NAM) Special Assets team as a Senior Vice President Transactor. The individual should possess excellent technical and… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** Wells Fargo is seeking a highly skilled and driven Senior Originations Officer to join our Asset-Based Lending (ABL) team, focused on the ... clients or growing of existing relationships for a given product or specialty, with a particular focus on growing...at stated location on the job opening. + Specific compliance policies may apply regarding outside activities or personal… more
- University of Texas Rio Grande Valley (Mcallen, TX)
- Position Information Posting NumberSRGV8399 Working TitleSENIOR LEGAL OFFICER & MANAGING ATTORNEY- HEALTHCARE Number of Vacancies1 LocationMcAllen, Texas ... work for the University on a full array of regulatory/ compliance , risk management, transactional, academic (student/trainee), and litigation-related issues… more
- Citigroup (Denver, CO)
- The **Field Sales Senior Officer , AVP** is an intermediate position responsible for providing customer service assistance and meeting sales targets for financial ... overall objective is to utilize a wide range of product knowledge to build relationships with clients in order...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more