- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory ... program, including identifying emerging risks, regulatory developments related to surveillance , maintaining Compliance Surveillance departmental procedures,… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a **Lead Control Management Officer** within Equities Trade Surveillance . The Corporate & Investment Banking (CIB) Control organization ... Mortgage Servicing, Fraud & Claims Management (FCM), and Prime Services businesses. The Trade Surveillance Equities Subject Matter Expert (SME) will report to… more
- TD Bank (New York, NY)
- … with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who ... and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD… more
- JPMorgan Chase (Jersey City, NJ)
- …for diverse stakeholder audiences + Should be subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Should advocate and ... for diverse stakeholder audiences + Candidate must have strong knowledge in Regulatory, Trade surveillance platforms and capital markets + Candidate must have… more
- SMBC (Jersey City, NJ)
- …of experience in the financial industry, with a strong focus on compliance , surveillance , or electronic communications monitoring. + Proven leadership experience ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...managing compliance teams and developing surveillance programs. +… more
- Citigroup (Jersey City, NJ)
- …The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and ... reporting control issues with transparency. **Qualifications:** + 6+ Years serving in a compliance or surveillance role within financial services preferred + 3+… more
- Sandia National Laboratories (Albuquerque, NM)
- …What Your Job Will Be Like: Organization 05358 (Inertial Sensors & Surveillance ) is seeking an enthusiastic R&D Electrical Engineer to join our dynamic ... and stakeholder-focused team member, actively engaging in the design and trade space assessment of new inertial sensor-based electronic products. You will… more
- RTX Corporation (Woburn, MA)
- …(DCMA). + Update proposals for current cost or pricing data, including TINA compliance . + Partner with Global Trade to ensure Export/Import Licensing strategies ... Specialist, Contracts_ to manage several contracts within the Ground Based Surveillance (GBS) Sub Strategic Business (SSBU) portfolio. In addition, the candidate… more
- TP-Link North America, Inc. (Irvine, CA)
- …Act as a spokesperson for key technologies and software applications across events, trade shows, conferences, webinars, and with the media. + Create compelling demos ... any other characteristic protected by federal, state, or local laws. Beyond compliance , we strive to create a supportive and growth-oriented workplace for everyone.… more
- General Atomics (Washington, DC)
- … surveillance systems. We have an exciting opportunity for a senior trade compliance professional to join the company's International Trade ... role will enable and shape global business strategies, by providing critical trade compliance guidance and obtaining effective export authorizations. The… more
- AeroVironment (Simi Valley, CA)
- **Worker Type** Regular **Job Description** **Summary** Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade ... Specialist II is to be a strong individual contributor to the AeroVironment Trade Compliance function and organization. One is responsible for performing the… more
- AeroVironment (Manassas, VA)
- **Worker Type** Regular **Job Description** **Summary** Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade ... + Ensure that AV is fully compliant with all Trade Compliance Laws and Regulations. Maintain currency...awareness to tactical operating units through real-time, airborne reconnaissance, surveillance , and target acquisition. _We are proud to be… more
- General Atomics (Poway, CA)
- …General Atomics Aeronautical Systems (GA-ASI) has an exciting opportunity for a Trade Compliance Classification Specialist to join our International Trade ... Classification Number (ECCN), and Harmonized Tariff Schedule (HTS) code. The Trade Compliance Classification Specialist will play a critical role in mitigating… more
- Marex (New York, NY)
- …Supervisory Procedures. + Provide Compliance Advisory services for Swap Dealer Trade Surveillance process and other Compliance functions. + Conduct ... provide guidance to Compliance teams that support those businesses (such as Surveillance ). Implementation of the MDP and MSP Compliance programs may include… more
- Marex (New York, NY)
- …Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. + Provide Compliance Advisory services for ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance … more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Global Spread Products business, but ... financial services that enable growth and economic progress. **Team/Role Overview** This GSP Trade Monitoring role sits in the First Line of Defense and focuses on… more
- Phillips 66 (Houston, TX)
- …internal policies and external regulatory requirements; and conducting trade surveillance and monitoring activities. The CTC Compliance Analyst role will ... Together we can fuel the future** The Commercial Trading Compliance department is a key part of the Phillips...and responsibilities to the exchanges and applicable regulators. . Trade Surveillance - Conduct risk-based trade… more