- Citigroup (Getzville, NY)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for supporting delivery of key strategic initiatives, regulatory driven changes, ... of product development. The role will also include a number of time-sensitive reporting responsibilities to support the day to day activities of the business and… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... regulatory authorities, which requires working knowledge of financial accounting and regulatory reporting , as well as understanding of the financial industry… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality ... improvement opportunities , implement process, a nd control enhancements for the regulatory reporting activities to keep abreast of the industry standards… more
- Mizuho Corporate Bank (New York, NY)
- …2. Driving and executing new initiatives to optimize current workflow and automate reporting . 3. Meeting regulatory requirements, and 4. Working to improve risk ... This team is responsible for exposure and portfolio management of the derivatives and traded products portfolio, which includes analysis of exposures, monitoring of… more
- Aflac (New York, NY)
- …Bermuda Reinsurance. + Provide advice and support for risk analysis and reporting , hedging strategies, regulatory compliance for Aflac, assisting with areas ... AVP , Asset Liability Management (ALM) Quantitative Analyst The...actuarial, treasury OVERALL RESPONSIBILITIES + Participate in navigating complex regulatory insurance landscape and help develop internal controls around… more
- Mizuho Corporate Bank (New York, NY)
- …testing of the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of any control weaknesses, ... the FCC QA AVP will also assess and present opportunities for enhancement...management of trackers/reports for robust oversight and insightful metric reporting . + Assist in the review, publishing and/or development… more
- Mizuho Corporate Bank (New York, NY)
- Summary As a KYC onboarding AVP , your primary responsibility is to ensure the proper onboarding of new clients by conducting customer due diligence (KYC), including ... the customers and its associated parties, and ensuring compliance with AML and regulatory requirements. In addition to KYC process, your responsibility is to confirm… more
- Citigroup (Jersey City, NJ)
- …and trade capture + Reconciliations + Trade break investigation and resolution + Regulatory reporting + Client solutions + New market and product development ... recommendations to senior management + Utilize understanding of securities and derivatives settlement activities to interpret data, prepare reports, and present… more
- Mizuho Corporate Bank (New York, NY)
- …and off shore, ensuring client files are completed according to industry, regulatory and Mizuho standards. Close coordination with the business lines, Compliance, ... high quality 4-eye reviews to ensure CDD and EDD regulatory requirements are met, required documentation is accurate/comprehensive. +...Assist in the creation and back up support of reporting for both Onboarding Control and Onboarding teams. +… more
- Citigroup (Jersey City, NJ)
- …understanding of systems and processes, in the banking domain. + Experience in Risk/Liquidity/ Regulatory reporting would be a big plus + Good Understanding of ... automate the transfer of data, the loading/processing of data into tables and reporting via a User Interface. + Data Visualization experience, working with BI tools.… more
- Manulife (Boston, MA)
- …the valuation processes and people through proactive management leveraging data, reporting and technology + Maintain flexibility throughout the matrix, proactively ... and business decision making + Deliver ad-hoc business cases, presentation materials, reporting and data analysis as requested. Serve as primary point of escalation… more
- Citigroup (Getzville, NY)
- …for processing incoming and outgoing buy-ins related to failing trades and regulatory rules. This is a professional role which integrates in-depth specialty ... and other closely related teams. **Responsibilities** : * This role will manage reporting and processing of Buy-In risk items. * These activities include revisions… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk and Control - Internal Control Testing (ICT) AVP : Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for ... related support functions to manage operational risk and conducts reporting at the business line/entity level. Business Risk and...As Business Risk and Control ICT Assistant Vice President ( AVP ), you will have the opportunity to learn the… more
- Mizuho Corporate Bank (New York, NY)
- …training, conducting compliance reviews, monitoring anti-money laundering (AML) and coordinating regulatory examinations and relations. Summary The AML AVP will ... and inquiries, providing guidance, and conducting training sessions. Additionally, the AVP is responsible for identifying and monitoring suspicious activities and… more