- Capital Community Bank (Pleasant Grove, UT)
- …and organizational alignment, the Vice President of Audit also reports to the Bank 's General Counsel . This structure facilitates timely support, access to legal ... audit findings to resolution, assessing risk management practices, and ensuring compliance with regulatory requirements. You will serve as a key member of the risk… more
- Apple Rehab (Mystic, CT)
- …all concerns related to payment timely to the Administrator as well as legal counsel and Corporate VP of AR as needed Open and process mail received daily ... Appeal Requests to ensure timely submission to the Corporate Clinical Reimbursement Director Prepares and mails resident account statements quarterly and as needed… more
- Scotiabank (New York, NY)
- Associate Director , Legal Counsel , GBM Legal **Requisition ID:** 219710 **Salary Range:** 170,000.00 - 224,700.00 _Please note that the Salary Range shown is a ... a broad range of matters across multiple businesses and operations of the Bank , with a primary focus on commercial contracts, outsourcing and information technology… more
- Scotiabank (New York, NY)
- Associate Director , Legal Counsel , Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 180,000.00 - 224,700.00 _Please note that the Salary ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- Charles Schwab (Westlake, TX)
- …OR Washington DC location. Join Charles Schwab's Retirement Business Services (RBS) as a Director /Legal Counsel , where you will play a pivotal role in supporting ... agreements with third-party administrators, plan consultants, and internal and external counsel on plan trust and custody engagements and matters. **Institutional… more
- MUFG (New York, NY)
- …eligibility, risk retention, disclosure issues, and SEC, FINRA, and other applicable regulatory requirements. + Coordinate with outside counsel and internal ... engagement letters, and fee letters. + Manage legal and regulatory risks in connection with ABS and CLO execution,...4 years at a leading law firm and/or investment bank . + Extensive experience advising on ABS and CLO… more
- Federal Reserve Bank (Chicago, IL)
- …Bank 's President and serving as a member of the Executive Committee, the Director will help shape the Bank 's strategic direction and policy contributions ... includes, but is not limited to: **Advisor to the Bank President** + Provide strategic, research-informed counsel ...Director 's spouse and dependent children. In addition, the Bank 's Code of Conduct prohibits outside activities that conflict… more
- City National Bank (Dallas, TX)
- …objective assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance, governance processes ... * DIRECTOR OF AUDIT COMPLIANCE* WHAT IS THE OPPORTUNITY?...conclusions and compliance with requirements. * Coordinate and manage regulatory requests and examinations with bank regulators… more
- City National Bank (Raleigh, NC)
- * DIRECTOR OF AUDIT- CYBER* WHAT IS THE OPPORTUNITY? The Director of Audit for IT Service/ Risk Management will support the MD, US Technology and US Data ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues… more
- TD Bank (New York, NY)
- …products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- Huntington National Bank (Columbus, OH)
- Description Summary: The Associate Director - Sponsored & Leveraged Finance Execution, in conjunction with Huntington's Capital Markets, Investment Banking and ... across multiple specialty industry and client coverage groups, delivering the Bank 's balance sheet capital commitments in support of these transactions. Duties… more
- First Horizon Bank (Memphis, TN)
- …at location listed in job posting. The HR Risk & Associate Relations Director is a strategic leadership role responsible for protecting the organization's talent and ... Officer, this leader partners across the enterprise to translate regulatory requirements, employment law, and workplace practices into value-adding strategies… more
- Truist (Charlotte, NC)
- …and timely preparation, review, production and distribution of external corporate and bank regulatory reports and data submissions, including reports distributed ... Executive Leadership, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Provide expert counsel and advice on regulatory… more
- Bank of America (New York, NY)
- …an impact. Join us! **Job Description:** This job is responsible for providing legal counsel on products, services, and regulatory matters related to the Global ... as industry groups, such as SIFMA, particularly relating to advocacy for new regulatory initiatives. + Director or Vice President-level position, to be… more
- TD Bank (Greenville, SC)
- …trends, and evolving regulatory requirements and assess potential impacts to the Bank + Assesses / identifies key issues and escalate to appropriate levels and ... and risk management frameworks are aligned with corporate goals and regulatory requirements. + To understand (and communicate to relevant parties) implications… more
- First Horizon Bank (LA)
- …Principles (GAAP), Basel III, Dodd-Frank Act Stress Testing, CCAR, and bank accounting/ regulatory reporting requirements. + Ability to clearly articulate, ... job posting. **SUMMARY** The Consumer Credit Risk Model Manager reports to the Director of Credit Risk Models and is responsible for the development, testing,… more
- Flatirons Bank (Boulder, CO)
- …and drive growth at a dynamic, community focused financial institution? Flatirons Bank is seeking a visionary Chief Operating Officer to spearhead its operational ... opportunity to be a part of an innovative, community-focused bank that is expanding its core banking activities as...+ In collaboration with the CEO and the Managing Director of Justice Banking, support the development of innovative… more
- Bank of America (San Francisco, CA)
- …with clients, prospects, Financial Advisor recruits, vendors, regulators and outside legal counsel + Requires diversification and experience with Bank of America ... to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific… more
- TD Bank (Cherry Hill, NJ)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... Finance **Job Description:** **Department Overview:** Manages consolidation for the Consumer Bank as it relates to month end reporting and quarterly forecasting… more
- First Horizon Bank (Dallas, TX)
- …and the ability to communicate issues and root causes effectively to the CT Director and the business unit. + Responsible for consistent and timely completion of all ... timely status and potential issue updates to the Compliance Testing (CT) Director , issuance of preliminary findings to management, reviewing management responses to… more
