- TD Bank Group (New York, NY)
- …: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and ... provide you more specific details for this role. Job Description: The Senior Compliance Office provides advice, guidance and support to business units in adhering to… more
- Silverton Mortgage (Atlanta, GA)
- …account a variety of considerations, including individual skills, internal equity , and organizational needs. Workstyle: Remote Eligible The overall responsibilities ... responsible for providing ongoing and consistent support to the sales process as well as excellent communication with internal...Silverton's code of zero tolerance for fraud and 100% compliance with the rules and regulators of our industry.… more
- University Federal Credit Union (Austin, TX)
- JOB SUMMARY The Mortgage Loan Officer (MLO) makes a difference in the lives of members who want to purchase or refinance a home. The MLO is responsible for ... Review and analyze credit and Desktop Underwriting (DU) findings Exhibit sales and financial analysis competency in the origination process, creating solutions… more
- Webster Bank (Rego Park, NY)
- …our robust development opportunities, and enjoy meaningful work! Community Liaison Officer (CLO) is responsible for originating residential mortgage loans primarily ... activities to focus on residential first-time homeownership, refinance and home equity . Educate potential loan applicants thoroughly and make appropriate product… more
- AmeriSave Mortgage Corp. (Detroit, MI)
- …continue to grow and evolve, we are seeking a strategic, forward-thinking Chief Operating Officer to join our executive leadership team and help shape the future of ... AmeriSave. Role Overview The Chief Operating Officer (COO) will be responsible for leading and optimizing the day-to-day operations of the company, ensuring… more
- Exchange Bank (Rohnert Park, CA)
- …a financial institution including a minimum of three years as a lending and/or sales officer with management experience. Branch Manager III A combination of ... a financial institution including a minimum of four years as a lending and/or sales officer with management experience. Compensation The hiring range for this… more
- iCapital (Greenwich, CT)
- …bank, as well as other counterparties as needed. Work with counsel and the Chief Compliance Officer to ensure general compliance with fund documents as well ... efficiency and scale. Work closely with Investor Relations, Product, Legal and Compliance , Technology, Sales , and Marketing teams to support fund operations.… more
- KeyBank (Massillon, OH)
- …in their finances. The Personal Banker is a client first, sales -driven, self-motivated, and competitive individual. Strong and effective teamwork, paired with ... accounts (consumer checking, small business, various deposit products, home equity , unsecured lending, certificates of deposit, etc.). Developing strong partnerships… more
- Sterling Search Inc. (Woodland Hills, CA)
- Executive Search - Chief Executive Officer (CEO) Woodland Hills, CA Sterling Search Inc. has been exclusively retained to recruit the new CEO for Homes 4 Families, a ... their families to enter the middle class through affordable, full- equity homeownership and sustainable housing, combined with holistic services...even in Los Angeles County, where the median home sales price is over $800,000. What makes this model… more
- National Advisors Trust Company (Kansas City, MO)
- …families, and our industry. Summary The Account Manager (AM) is an officer position responsible for creating long-term, trusting relationships with client firms and ... new trust business from existing client firms and actively seek new sales opportunities. This professional reports to the General Manager of Advisor Relations… more
- Sonatus (Sunnyvale, CA)
- …position at our Sunnyvale location. You will report to the Chief Operating Officer . The Opportunity The Staff/Senior Staff Product Manager for AI will be responsible ... vision to development teams. Collaborate with engineering, design, marketing, and sales teams to deliver high-quality products on schedule. Prioritize and maintain… more
- Scotiabank (Houston, TX)
- …Syndication (GLS), Global Securitization (GS), Mortgage Capital Markets, Structured Credit and Equity Research businesses. The Compliance Officer will serve ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income… more
- Scotiabank (New York, NY)
- …You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual...a plus + Experience in providing legal, regulatory or compliance advice to Markets sales and trading.… more
- Medtronic (Los Angeles, CA)
- …**A Day in the Life** We are seeking a strategic, experienced, and proactive Chief Compliance Officer (CCO) to lead and manage the global compliance and ... compliance with anti-bribery/anti-corruption laws (eg, FCPA, UK Bribery Act), global sales and marketing regulations, and international trade compliance . +… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT RELATIONSHIP OFFICER * WHAT IS THE OPPORTUNITY? Assist Financial Advisors by providing day to day client support and operational service on all CNS ... (entity), fiduciary, and retirement accounts. * Answer incoming operational and sales related phone calls for CNS Brokerage Accounts. Operational calls include… more
- MongoDB (New York, NY)
- …applications. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in ... assist in the evangelizing of our security functionality and compliance posture for MongoDB Atlas and the Developer Data...to relate to the C-level suite, executives, and internal pre- sales and engineering teams to drive our more extensive… more
