- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... work together to drive ambition for every future! Purpose Equity Research play an integral role in the Global...reports as well as client and corporate events. Assist sales and trading personnel with communications to… more
- Neuberger Berman Group LLC (New York, NY)
- …in client assets (as of March 31, 2025) across a range of strategies-including equity , fixed income, quantitative and multi-asset class, private equity and hedge ... investments maintained with third party alternative fund managers (ie hedge, private equity , venture capital) and specialty lenders. The right candidate will be able… more
- Sirius XM (New York, NY)
- …laws, stock exchange rules, and corporate governance regulations. Oversee insider trading compliance , including administration of blackout periods, tracking ... equity offerings, private placements, and financing transactions. Ensure compliance with state and federal regulations, including corporate registrations and… more
- State Street Corporation (Boston, MA)
- …licenses (Series 7 and Series 63) preferred or the ability to attain Clean compliance and U4 record required Knowledge of equity markets and portfolio ... The Sector Sales Specialist distributes the SPDR Select Sector ETFs,...provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients. Work, Live… more
- Sia (New York, NY)
- …areas in consumer-facing financial services, payments, commercial banking, investment banking, sales and trading , risk management in banking, emerging areas ... procedures in areas such as banking governance, risk management, regulatory compliance , treasury transformation, stress testing, and internal audit Advise and… more
- Penn Interactive (Philadelphia, PA)
- …Leads strategic direction for the regional VIP team to reach key VIP sales metrics, customer engagement, market share, and net revenue Assists with development and ... enforcement of department processes and compliance initiatives that improve operations, efficiency, and service Provides the Vice President of VIP with high level… more
- Goldman Sachs, Inc. (Dallas, TX)
- …area of the firm that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In ... business flow. ASSET MANAGEMENT Asset & Wealth Management (AWM) invests in corporate equity and debt, real estate equity and debt, and infrastructure-related… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …experience. OUR IMPACT Operations is integrated within our businesses and delivers banking, sales and trading , and asset management capabilities to all our ... and GS International Bank to PWM clients and Private Equity Firms in the Americas, EMEA and Asia. Additionally,...Asia. Additionally, the PLS team ensures clients are in compliance with federal regulations at the time of origination,… more
- US Bank (New York, NY)
- …complex market data operations/end to end market data engineering processes in a sales and trading environment Experience working with quant teams developing ... but not limited to credit derivative, credit risk transfer products, equity like derivatives such ETF options. Additional responsibilities include activities that… more
- CIBC (New York, NY)
- …Swaps, Index trading ) + Extensive knowledge and experience in Equity Derivative products. + Excellent writing and verbal communication skills, able to present ... You'll Be Doing** The Director for US Delta One trading operates under the guidance of the business leader,...basis with other internal teams such as support, technology, sales etc. + Structuring creative solutions to clients financing… more
- TD Bank (New York, NY)
- …strategies, operating processes, controls and infrastructure. This position supports the trading / sales managers and business heads at the Dealer, providing ... supervision practices and escalates key issues arising from Global Markets sales , trading and origination business activities. Specifically, GMS supports… more
- JPMorgan Chase (New York, NY)
- …Economics, Business, or a related field + Minimum of 10 years of experience in equity trading , with a proven track record in a high touch environment and ... inform strategic planning. + Collaborate with senior leadership across sales , research, and trading teams to deliver...leadership roles. + Deep understanding of equity markets, trading strategies, and market microstructure.… more
- JPMorgan Chase (New York, NY)
- …field; advanced degree (MBA, CFA) preferred. + Minimum of 5 years of experience in equity trading , with a proven track record in a high touch environment. + ... **Job Summary:** The Vice President, High Touch Trading will be responsible for executing equity...clients. + Monitor market conditions and trends to inform trading decisions. + Collaborate with sales , research,… more
- JPMorgan Chase (New York, NY)
- …quantitative strategies, in close collaboration with JPM's prime brokerage coverage and sales desks. Our electronic trading products are fully integrated with ... As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions... systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... decisions. + Manage trading inventories and generate trading revenues in compliance with limits and...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- Citigroup (New York, NY)
- …expert by providing legal counsel and thought leadership to Citi's Spread Products - Sales & Trading business. (Note: Citi uses the designation "Spread Products" ... the legal coverage of which is separated as between Sales & Trading and Financing & Securitization.)... (including par loans, distressed loans, bankruptcy claims, private equity and 1145 equity , and illiquid assets).… more
- JPMorgan Chase (New York, NY)
- …trade support life cycle, including stock splits and special dividends; assisting sales and trading with derivative trades, migrating positions across books, ... Office and technology to address issues that arise during trading hours. Ensure accuracy of the trader's risk systems...and stocks; Index futures; currency spots and forwards trades; equity and index over the counter forwards; prepaid variable… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate Director - FICC Index Trading , New York, NY **Requisition ID:** 229829 **Salary...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Equity Capital Markets, Corporate and Investment Banking and Equity Sales to pitch equity ...plans for potential changes.; + Partner with the Global Equity Derivatives trading desk to ensure day-to-day… more
- Citigroup (New York, NY)
- The Director, Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Endowments, and Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as… more
