- Panasonic (Newark, NJ)
- …support Antitrust Compliance Program Scope No direct reports. Reports directly to Chief Ethics & Compliance Officer - Vice President, Legal & ... responsible for providing legal counsel, risk analysis, and supporting antitrust compliance program requirements to Panasonic North America (PNA) division companies… more
- Careers at KKR (Boston, MA)
- …activities of its sponsored funds and insurance subsidiaries. POSITION SUMMARY The Senior Compliance Officer - Marketing Review will support the Company's ... of our insurance and asset management businesses. The Senior Compliance Officer - Marketing Review will join...to work well with others. *Strong communication skills, work ethics and high level of personal integrity and accountability… more
- United Nations (New York, NY)
- …Team of OIM. The incumbent reports to the Senior Investment Officer , Private Equity/Private Credit Investments. Responsibilities Under the overall supervision of ... the Senior Investment Officer , Private Equity/Private Credit Investments, the incumbent will perform...c. Ensures that all of the investments are in compliance with OIM's investment and policy guidelines. d. Conducts… more
- City of Tustin, CA (Tustin, CA)
- …excellence. The TPD strives to maintain the highest standard of professional ethics and personal integrity and remains dedicated to achieving excellence in ... apply to join the TPD as a Police Services Officer . THE POSITION Police Services Officers provide support to...City of Tustin is an Equal Opportunity Employer. In compliance with the Americans with Disabilities Act, the City… more
- Northwestern Memorial Healthcare (Winfield, IL)
- …the mission, vision, and values of NM, adheres to the organization's Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, ... for assistance or convey information that may allow the officer to prevent problems or reduce exposure of the...as needed. Oversees staff parking permit process, and monitors compliance per established policy and procedure. Performs other related… more
- CRH (Nampa, ID)
- …sustainability, and financial strength. Position Overview The Regional Chief Financial Officer provides leadership of the accounting and finance function in ... performance. Stay abreast of trends and regulations to ensure effectiveness and compliance of the finance and accounting functions. Conduct analysis and review of… more
- US Bank (Minneapolis, MN)
- …and retention of existing accounts. Administers accounts in a manner which ensures compliance with the governing documents, state statutes and US Bank policies and ... procedures. Responsible for meeting all corporate and regulatory compliance standards. Basic Qualifications: Bachelor's degree, or equivalent work experience Eight… more
- Virginia Polytechnic Institute and State University (Blacksburg, VA)
- Director of Compliance and Ethics Job no: 532995...Reporting to the Vice President for Audit, Risk, and Compliance and Chief Risk Officer , the Director ... Compliance , Other Job Description The Director of Compliance and Ethics is responsible for overseeing...regularly with the Vice President for Audit, Risk, and Compliance and Chief Risk Officer and other… more
- CenterPointe Hospital (St. Charles, MO)
- …providing treatment that is synonymous with compassion and innovation. Chief Financial Officer (CFO) CenterPointe Hospital St. Charles Located in the historic Little ... We are looking to hire a facility Chief Financial Officer (CFO) for CenterPointe Hospital of St. Charles. The...accounts are reconciled on a monthly basis and in compliance with company policies and standards and that any… more
- US Bank (Minneapolis, MN)
- …fiduciary principles. The incumbents administer accounts in a manner which ensures compliance with the governing documents, state statutes and US Bank policies and ... for meeting KYC, AML, and all other corporate and regulatory compliance standards. Basic Qualifications - Bachelor's degree, or equivalent work experience… more
- M Financial Group (Dallas, TX)
- …who come together to build and support best-in-class solutions. This position is a Compliance Officer Sr of M Holdings Securities, Inc. (M Securities), a FINRA ... Inc. (MFAM), a SEC registered investment advisor. This position seeks to ensure compliance with SEC regulations while supporting M Securities and MFAM in meeting… more
- Sunflower Bank NA (Phoenix, AZ)
- …AZ - Must be local to Phoenix, AZ MUST HAVE : Knowledge of Compliance laws, rules, regulations, risks and typologies, including working knowledge of the US fair ... a large bank or similar organization, preferably in a Compliance . Legal or similar function. MUST HAVE : Ability...the position of a full-time Fair & Responsible Banking Officer in our Phoenix, AZ location. Summary The Fair… more
- KPIT Technologies (Novi, MI)
- Job/Position Summary Responsibilities: 1.Regulatory Compliance : Monitor and ensure compliance with all relevant laws and regulations, including but not limited ... 2.Policy Development: Develop, implement, and review company policies to ensure compliance with legal and regulatory requirements. Update policies as necessary to… more
- Arvest Bank Operations, Inc. (Bartlesville, OK)
- …to work additional hours as needed. Summary: SUMMARY: The AWM Trust Officer 2 is primarily responsible for the administration, development, and maintenance of ... a call plan and work closely with Regional Investment Officer to regularly call on the high potential clients...customers and clients' needs are met. Review accounts for compliance with internal policies and procedures, federal regulations, local… more
- Harrison Gray Search and Consulting LLC (Boston, MA)
- …to success in this position. This full-time role reports directly to the Chief Compliance Officer . Regular hours are Monday through Friday, 8:30 AM - 5:00 ... opportunity for an investment compliance professional looking to grow within a stable, ethics -driven firm that values initiative, service, and collaboration. more
- CN Guidance and Counseling Services (Hauppauge, NY)
- …a monthly, quarterly and yearly trend report under the supervision of the Compliance Officer . Analyze incident data to identify patterns and emerging risks. ... of incidents and submit under the direction of the Compliance Officer Train staff how to use...as assigned Upholds agency standards in professional conduct and ethics Adheres to the agency's corporate compliance … more
- Universal Healthcare Resources (Dallas, TX)
- …as the departmental project manager for system-wide initiatives with a regulatory compliance component. Serve as the organizational Privacy Officer overseeing ... NOW HIRING: Director of Regulatory Compliance - Leadership (Days) | Dallas, TX *Job...requirements, Parkland policy, and the Code of Conduct and Ethics . Job Details: Profession: Leadership Specialty: Director of Regulatory… more
- Parkland Health and Hospital System (Dallas, TX)
- …in Healthcare Privacy Compliance (CHPC) Certified in Healthcare Research Compliance (CHRC) Certified Professional Compliance Officer (CPCO) Certified ... and in good standing with one of the following: Certified in Healthcare Compliance (CHC) Certified Compliance and Ethics Professional (CCEP) Certified… more
- HEART OF TEXAS GOODWILL INDUSTRIES (Temple, TX)
- …against them may file a discrimination complaint with the Heart of Texas Goodwill's Compliance Officer . The Compliance Officer has full authority ... an allegation of discrimination or failure to provide reasonable accommodations, contact the Compliance Officer via one of the following methods: (mail) 1700 S.… more
- Northern Valley Indian Health (Woodland, CA)
- …the Chief Executive Officer , the Compliance Director is responsible for Compliance Officer and overall Compliance Program for the Agency. This ... closely with all internal stakeholders to educate and monitor the healthcare Compliance Program to support the Agency's mission. This position is also responsible… more
