- Texas Capital Bank (Richardson, TX)
- …to aid in the growth processes to ensure adherence to policies. The Risk and Compliance Officer evaluates and ensures that an organization's operations ... today and tomorrow. While we are rooted in core financial products, we are differentiated by our approach. Our...banking preferred Expert subject matter expertise Specific knowledge of risk management frameworks and corporate governance Expert… more
- Squaxin Island Gaming Enterprise (Shelton, WA)
- …risk mitigation strategies are in place and tested. Establish IT governance practices, including change management, risk assessment, and regulatory compliance ... with quality jobs in the region to our team members. SUMMARY: The Chief Technology Officer (CTO) is a senior officer responsible for shaping and driving the… more
- TD Bank Group (New York, NY)
- …tooling and metrics. The ideal candidate will have strong expertise in financial markets, data governance , trade surveillance systems, and regulatory ... requirements and assists in implementing compliance initiatives to help manage regulatory risk . Key Responsibilities: Data Governance & Quality Strategy: Assist… more
- Banc of California (Santa Ana, CA)
- …experience implementing and administering those requirements Subject matter expertise in AML governance and AML compliance risk management. Ability to draft ... to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable...WE WIN(R) THE OPPORTUNITY Reporting to the SVP, BSA Officer , the incumbent will assist the BSA Officer… more
- Citigroup, Inc. (Tampa, FL)
- Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from ... controls, fraud, and potential bankruptcy. This includes supervision over technology operational risk , cyber risk , and fraud risk . These individuals… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- Job Description Summary Job Description Role Summary As the VP, AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an ... aligned to the enterprise strategy and designed to protect client trust, financial integrity, and regulatory compliance. Additionally, this role oversees AML … more
- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... solutions. Ensuring the best possible foundation for our clients' financial future. And in return, we'll give you the...or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for… more
- Fluent, LLC (New York, NY)
- …SEC Reporting and Corporate Governance , you will report directly to the Chief Financial Officer and play a key role in ensuring compliance with all SEC ... reporting requirements and corporate governance matters. You will lead our '33 Act and...matters, including public relations, investor relations, compliance, insurance, and risk management Advise on and oversee policies and procedures… more
- APluscare LLC (East Brunswick, NJ)
- Job Title: Compliance Officer Reporting Supervisor: Director of Compliance Position Summary: The Compliance Officer is tasked with instituting proactive systems ... and methods to include quality, risk & incident management as well as investigations and plans of correction. The overarching responsibility of this position is to… more
- East Coast Facilities, Inc. (Allentown, PA)
- …that integrates technology to elevate performance and efficiency. Job Overview: The Chief Financial Officer (CFO) is a key strategic leader responsible for ... a trusted advisor to the CEO and Family, leading all aspects of financial planning, budgeting, forecasting, reporting, risk management, and capital strategy. The… more
- Larson Maddox (Waverly, IA)
- …Key Responsibilities: Lead and support internal assessments of operational, financial , and compliance-related risks. Manage and execute audit and compliance ... and reporting frameworks. Serve as a liaison to executive leadership and governance committees on compliance matters. Supervise and mentor audit and compliance team… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... Company. Essential Job Functions: Support the implementation of the operational resilience risk governance framework, including the development of a specialized … more
- Amazon (Arlington, VA)
- …innovative and driven financial services compliance professional to join the Risk and Compliance Solutions' North America Compliance Office. This role will be ... do. BASIC QUALIFICATIONS - 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience - Bachelor's… more
- Paragon Space Development Corporation (Tucson, AZ)
- …team grounded in accountability, collaboration, and results. *Promote strong financial stewardship, internal communication, and goal alignment across teams. ... cost control. *Oversee hardware development lifecycle-from design through certification-for high- risk environments. *Ensure compliance with all applicable aerospace and… more
- Logistics Management Institute (Arlington, VA)
- …and/or ASD prep sessions, document and follow-up on any due-outs Perform action officer duties for the Risk Management Internal Control (RMIC) program; develop ... Overview LMI is seeking a Financial Consultant that supports the Office of the...Sustainment (OUSD(A&S)) in its mission to provide policy and governance for the Department of Defense and the national… more
- LACERA (Pasadena, CA)
- …Hedge Funds, Credit, Direct Investments (Private Markets), Portfolio Analytics ( Risk Management), and Corporate Governance Stewardship (Environmental, Social, ... works under the general administrative and technical direction of a Senior Investment Officer , LACERA who has immediate responsibility assist in the management of an… more
- FalconX (New York, NY)
- …that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies ... Counsel to join our executive team, reporting directly to our Chief Legal Officer . The ideal candidate will have extensive experience in addressing regulatory and… more
- Citigroup, Inc. (Houston, TX)
- …review of financial analysis, due diligence, projection modeling, stress testing, risk rating and other in-depth analysis performed by junior resources o Review ... Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of… more
- Santander Bank (Boston, MA)
- …providing solutions for CIB US with a focus on regulatory and non- financial risk related initiatives. Qualified candidate must have extensive program/project ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...Team within Corporate and Investment Banking (CIB) Chief Operating Officer (COO) organization. This is a role leveraging both… more
- Wells Fargo (Stuart, FL)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
