- Citizens Bank (Johnston, RI)
- …the Banking Industry, Risk Consulting, Financial Services, compliance, Front Line Risk , Internal Audit, and/or Regulatory Agency. Experience with ... Risk Indicators and reporting. Produce commentary and analysis of Operational Risk Frameworks, assessing the Front - Line Units performance and adherence… more
- Webster Bank (Hamilton, NY)
- …in an operational loss. Provide operational oversight and guidance to the Front Line Unit to identify operational risk events. Encourage first line ... the organization. Provide operational oversight and guidance to the Front Line Unit with risk ...organization. Oversee and ensure compliance with the bank's operational risk management framework, regulatory requirements, and internal… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... FRTB, Regulation D and Regulation W; Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; Collaborate with Compliance and Risk … more
- City National Bank (New York, NY)
- …actions are taken when risk appetites are exceeded. Engage and partner with front line risk functions to provide advice related to development and ... measures and track, report and validate corrective actions. Challenge and aggregate front line risk assessments and report results/recommendations to… more
- US Tech Solutions (New York, NY)
- …Manage the implementation and maintenance of the overall Global Banking Americas', front office Compliance Risk and Control Assessment Program in accordance ... organizational changes, and others, that may impact the operational risk profile of Global Banking Americas and lead to...policy/procedure updates, and initiatives sponsored by the bank's second line of defense and first line of… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and ... clients of the firm. The team oversees the strategy and execution of our front to back client experience, and through pre-trade engagement, day to day issue… more
- Texas Health and Human Services Commission (Waco, TX)
- …the opportunity to travel to different facilities within a region regularly. In this front - line field position, a nurse is mobile and flexible and performs ... facility, remedies to correct those deficiencies and a narrative to support regulatory determinations. Must meet certain professional qualifications - see below for… more
- Citigroup, Inc. (Tampa, FL)
- …IBC is a first line of defense function that manages the SP risk and control framework and monitors compliance with laws, regulations, and Citi policies and ... requirements and risks facing the SP business, utilizing tools such as regulatory trackers, risk dashboards, and compliance monitoring systems. Understand… more
- First National Bank of America (East Lansing, MI)
- …to support the onboarding and monitoring of accounts and loans while supporting the front line and mitigating risk . The ideal candidate will demonstrate ... account activity, compares financial data, and ensures compliance with internal policies and regulatory standards. This role works closely with internal departments… more
- The Citco Group Limited (Jersey City, NJ)
- …leader. The premier provider. The best in the business. At Citco, we've been the front -runner in our field since our incorporation in 1948 led to the evolution of ... of their space, we say: Welcome to Citco. About the Team & Business Line : Fund Administration is Citco's core business, and our alternative asset and accounting… more
- BioSpace (Norwood, MA)
- …Lead the development of labeling and packaging equipment specifications. Manage Front End Planning (FEP) activities, working cross-functionally to define scope, ... design, manufacturability, cost, capital, risk , and schedules for capital projects. Drive vendor selection...Bring to the Table (Preferred Qualifications) A technical and regulatory background in labeling and secondary packaging requirement in… more
- Synovus (Clearwater, FL)
- Job Summary Serves as the front - line point of contact for retail branch customers executing activities required to meet sales and service needs of customers and ... as the first line of defense in preventing fraud and mitigating risk . Demonstrates passion for delighting customers by living the Customer Covenant every day. On… more
- TD Bank Group (New York, NY)
- …communication and documentation of new processes Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $95,000 -...front office and other groups globally to mitigate risk and deliver world class service to our global… more
- Seneca Gaming Corporation (Buffalo, NY)
- …and sauces, meats, starches, fish, seafood & vegetables. 3. Perform back-up functions for the front line such as preparing and assembling dishes for front ... to prepare food. 13. Maintain proper food temperatures in accordance with regulatory and/or ServSafe standards 14. Properly label, date & rotate all products… more
- Shore United Bank (Stevensville, MD)
- …Banker) to join our team. A Branch Banking Specialist II is a front - line , customer facing teller position responsible for professionally interacting with clients ... the adherence to all internal policies, procedures, and practices in support of risk management and overall safety and soundness and the Bank's compliance with all… more
- Squaxin Island Gaming Enterprise (Shelton, WA)
- …in season and local availability. Assist with the cleanliness of the casino property Front and Heart of House Responsible for regulatory compliance in assigned ... minimum of one (1) year experience in a high-volume line cooking or production cooking in a full-service dining...exposed to fumes or airborne particles, extreme cold, and risk of electrical shock. The noise level in the… more
- Ochsner Health (Raceland, LA)
- …year of related hospital, clinic, medical office, business services/revenue cycle, front line registration, financial counseling, banking, hotel retail and/or ... knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility… more
- PNC Financial Services Group, Inc. (Pittsburgh, PA)
- …other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment. Manages the ... needed to be successful in this position. Preferred Skills Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, … more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- NorthShore (Arlington Heights, IL)
- …and verbal communication skills, with the ability to engage and align with front - line staff, service line leaders, physicians, and executives. Analytical ... expenditures. Provide strategic spend forecasting and insights to service line leaders, driving informed decision-making and influencing upcoming budget planning… more
