- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Officers of international subsidiaries to ensure regulatory compliance with local and global AML laws and enterprise policies and standards, providing guidance ... governance initiatives. **Knowledge, Skills, and Abilities** **Advanced Knowledge of:** + Global AML regulations and guidance, including FATF, USA PATRIOT… more
- JPMorgan Chase (Jersey City, NJ)
- …environment, from booking/reviewing subscriptions and redemptions to moving cash for Clients/ Funds /Investors to reviewing KYC/ AML . We also will work closely ... Come join the exciting world of Transfer Agency Operations! As an Associate on the...such as booking/reviewing subscriptions and redemptions, moving cash for Clients/ Funds /Investors, and reviewing KYC/ AML . You will collaborate… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan Chase as a Vice President in Transfer Agency Operations, where you will lead a talented team in a fast-paced environment, driving strategic change and ... critical operations, manage high-profile client relationships, and ensure compliance with KYC/ AML standards. You will collaborate with senior leaders across various… more
- MUFG (Tempe, AZ)
- …the daily activities relating to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/ AML , and various other Compliance related matters as they pertain to the ... business conducted by the Money Transfer Group across multiple operational shifts. Daytime Operation divided...Legal or Trade related programs such as OFAC, JMOF, BSA/ AML , etc. and any system related issues/concerns; maintain the… more
- BlackRock (Princeton, NJ)
- …will include:** **Product Lifecycle & Investor Servicing:** + Coordinate client onboarding, fund launches, and trade activity, partnering with Transfer Agents ... distribution while maintaining strong oversight of third-party service providers, including transfer agents and tax providers. **The ACS team operates across two… more
- Comerica (Farmington Hills, MI)
- …directly with internal business partners, loan officers, lending assistants, fiscal transfer agents, Agent Banks, and the Small Business Administration to resolve ... with Lenders, Closers, Attorneys, and Agent Banks to close, fund , and book transactions following the parameters of the...& Booking. Process Outgoing Wires according to Comerica and AML travel rule policy. Communicate effectively both written &… more
- Cherry Bekaert (Des Moines, IA)
- …not limited to: + BSA/ AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH + Correspondent Banking + Electronic Banking + Deposit Operations ... and Cherry Bekaert Advisory LLC are members of Allinial Global , an accountancy and business advisory global ...Allinial Global , an accountancy and business advisory global association. Visit us at https://careers.cbh.com/ and follow us… more
- SitusAMC (Augusta, ME)
- …regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data ... yourself, advocate for others, stay nimble, dream big, own every outcome, and think global but act local - come join our team! This position will have responsibility… more
- SitusAMC (Springfield, IL)
- …regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data ... be yourself, advocate for others, stay nimble, dream big, own every outcome, and think global but act local - come join our team! This position will have primary… more