- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... business to implement appropriate systems and implement controls in compliance with global and divisional procedures to...activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as… more
- Morgan Stanley (New York, NY)
- …and board committees - Partner with the broader non-financial risk teams including Compliance and Global Financial Crimes colleagues to provide integrated 2nd ... Morgan Stanley is a leading global financial services firm providing a wide range...is an important part of our culture. Legal and Compliance Division Overview The professionals in the Legal and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ... the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives...firm-wide compliance with US OFAC regulations and global sanctions regimes (EU, UN, UK, etc.)… more
- Bank of America (New York, NY)
- …Policies and the Enterprise Fraud Risk Management Standards. Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk ... as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor… more
- CIBC (Chicago, IL)
- …serves as a liaison between the lines of business and the US AML and Global Sanctions department, ensuring alignment with the broader AML/ATF and Sanctions ... Control (OFAC) regulations, and other applicable laws. + Collaborate with US AML, Global Sanctions and business teams to identify and assess money laundering… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") is responsible for the review of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...assignments in the absence of the VP and ensure compliance of all transaction examination activities in accordance with… more
- AIG (Houston, TX)
- The Compliance Officer , Global Financial Crimes Group will assist the head of the Global Financial Crimes Group (FCG) with the ongoing activities related ... antitrust, and anti-money laundering (AML), programs (collectively, "Financial Crime Risks"). The Compliance Officer , Global Financial Crimes Group will also… more
- Citigroup (Tampa, FL)
- …The Global Funds Transfer Compliance Oversight (FTCO) team works with global and country AML, Sanctions , and Legal colleagues to provide advice and ... that may result in reputation/franchise risk for Citi. The Global Funds Transfer Compliance Oversight (FTCO) Data...broad understanding of key AML and reputational risks (PEPs, Sanctions , AB&C, etc.) is a plus. + Knowledge of… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays… more
- Mastercard (Harrison, NY)
- …a key leadership role within the Risk function, reporting to the Senior Vice President, Global AML and Sanctions Officer . This role is responsible for ... that Sanctions and Export Controls requirements are met. The Global AML, Sanctions and Export Compliance teams have implemented robust compliance… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** **Requisition Number** PRN42210B **Job Title** Grant/Contract Officer V **Working Title** Grant/Contract Officer V **Job Grade** G **FLSA ... at the University of Utah. This position will support export control compliance and advance the University's facilitation of secured research. The Research Security… more
- Forward Air (Dallas, TX)
- …Director, Global Trade Compliance oversees and manages the company's global sanctions and trade compliance program, ensuring adherence to ... across all jurisdictions. + Ensure robust processes for sanctions compliance and denied-party screening. + Oversee...+ Act as a key advisor to the Chief Compliance Officer . + Build or scale a… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Forward Air (Dallas, TX)
- …Based in Dallas, TX, and reporting to the Chief Ethics & Compliance Officer , you will ensure the implementation of global compliance initiatives while ... behavior among regional leaders and employees. + Collaborate with global compliance leadership to align and tailor...the business. + Report to the Chief Ethics & Compliance Officer and act as a key… more
- Bombardier (Wichita, KS)
- …defense, aerospace and/or government experience. Reporting directly to the VP, Chief Ethics & Compliance Officer , the Director, Defense Compliance will be a ... knowledge of principles of industry practices applicable to export/import and sanctions compliance programs; knowledge and experience of US, Canadian… more
- The Cigna Group (Philadelphia, PA)
- …+ collaborate with other regional legal leads on cross-regional issues, the International Compliance and Governance Officer , and with US domestic teams on ... **Chief Counsel - IH Americas and Global Health Benefits** The candidate will support International...business segments; + lead a team of legal and compliance professionals that support all aspects of the region's… more
- Forward Air (Dallas, TX)
- …field + US Licensed Customs Broker (LCB) is strongly preferred + Certified US Export Compliance Officer (CUSECO) or similar certification + A minimum of 8 years ... Manager will be responsible for the development, implementation, and management of Forward's global trade compliance program. As the subject matter expert, you… more
- Bosch (Dallas, TX)
- …for residential and light commercial buildings from Johnson Controls. As part of the global Export Control Officer team you will be responsible for Johnson ... to embody strategic policy making in export controls and sanctions law within the Robert Bosch network worldwide as...levels. This position serves as an extension of the global team. For its Energy and Building Technology business… more
- Bayer (Pittsburgh, PA)
- …& Customs Lead Radiology position is to act as US Radiology Devices Customs compliance and Export control officer for Service and Finished goods medical devices, ... establish compliant documentation and operations within US Radiology Devices, by observing global and local policies and sanctions , governing and executing… more
- Oriental Bank (San Juan, PR)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champions a high-performance ... Oriental Bank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to...Receiving all mortgage loan cases referred by Mortgage Sales Officer for processing and reconciling the files received against… more
