- Jefferies (New York, NY)
- …to the growth of the business. Support FA teams through Wealth's equity , international, and option liaison trading desk through our firm's third-party OMS ... the following, including but not limited to, the servicing of equity compensation plans, implementation and execution...monitoring within the active Jefferies 10B5-1 plan universe. Assist Head of CES with strategic planning during… more
- Selby Jennings (Chicago, IL)
- …senior risk manager, there is plenty of room to grow across asset classes. The Head of Risk is looking for an experienced manager who comes from a front ... the risk team. The firm actively trades a variety of traditional and digital assets: single stock equity...engineers to solve technical problems and enhance risk and trading systems. Requirements: 7+ years of market… more
- MarketAxess (New York, NY)
- …development across the firm. This is a full-stack JavaScript leadership role reporting to the Head of X-Pro and UI Platform. Feedback from your users should be ... Needs & Supporting Strategy Execution Work closely with the Head of X-Pro and UI Platform to...+ Finsemble), OpenFin, or similar technologies, and an understanding of how they support multi-window, multi-app trading … more
- CastleOak Securities, LP (Atlanta, GA)
- …Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity , and money market securities, as well ... and a desire to outperform goals This role will report directly to the Head of Fixed Income Sales Required Qualifications: Bachelor's degree Three or more… more
- BNP Paribas (Jersey City, NJ)
- …files. Ensure escalation of significant sanctions-related matters to the Head of Sanctions Compliance. Perform ad hoc investigations and analysis ... peers and team. Demonstrates good judgement when making decisions of high complexity and impact. Exercise appropriate autonomy in...offer a full value chain for our clients, from trading to financing, and clearing and custody in the… more
- BNP Paribas (Jersey City, NJ)
- …greeting candidates, and moving candidates around the building. Actively manage the calendars of the Head of Talent Acquisition and Executive Recruiters ... Security-Based Swap Dealer Associated Person: Not Applicable Management Structure: Hierarchical Manager: Head of Talent Acquisition (NAR) Functional Manager: Not… more
- Derivative Path (New York, NY)
- …rolodex in regional and community bank industry calling on decision makers (CEO, CFO, Head of Treasury, Chief Lending Officer) Detailed understanding of ... markets. Launched in 2013, the Company offers a state of the art trading platform for complex...of community and regional banks, credit unions, private equity firms, and commercial end-users in a way that… more
- Citigroup (New York, NY)
- …Trading Risk Management Framework, policy, and standards. Reporting to the ETRM Global Head of Equities and Spread Products, this Risk Manager will provide ... The E- Trading Risk Management (ETRM) Team provides Second Line of Defence (2LOD) oversight of all E- Trading activities across the firm with most … more
- Wells Fargo (New York, NY)
- …and implementation of quantitative models for equity risk management, trading strategies, and pricing of equity products. + Develop, integrate, ... in developing and implementing quantitative models and tools for equity risk management, trading , and pricing with...you will:** + Manage, develop and mentor a team of quantitative analysts, providing guidance and support on technical… more
- Citigroup (New York, NY)
- …and streamline processes and drive strategy across our industry. **Job Purpose:** The Global Head of Syndicate Middle Office will be tasked with oversight across ... range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, Finance and HR; alongside having significant… more
- JPMorgan Chase (New York, NY)
- …team will devote time to remain up-to-date with cutting-edge research in AI. The Head of AI Accelerator will report directly to the CIB Chief Analytics ... may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of … more
- Citigroup (New York, NY)
- …of key market themes and environments through data analysis. Communicate results daily with head of IBR and trading heads. Help design appropriate hedging ... such as Stress losses, Value-at-Risk, etc. + Support the Head of IBR and Business Heads to...equity markets, and Fixed Income product structuring and trading are beneficial. + Cross asset class product and… more
- Scotiabank (New York, NY)
- …by the business. The Director, US Counterparty Credit - Hedge Funds reports to the Head of US Counterparty Credit and supports the US Counterparty Credit Risk ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
- TD Bank (New York, NY)
- …understanding of capital markets products. This role will cover a range of treasury related initiatives with focus on non- trading market risk management ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:**...Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully… more
- JPMorgan Chase (New York, NY)
- …to focus on the US markets and to collaborate closely with the Head of US Credit & Convertible Trading . This role involves a thorough understanding of ... **Required Qualifications, Capabilities and Skills:** + **Experience:** 5 to 10+ years of trading convertible securities + **Education:** A degree in Finance,… more
- Mizuho Corporate Bank (New York, NY)
- Summary Manage and maintain a robust audit program of Mizuho's Equity & Research activities, including leading and delivering the timely execution of audits ... the areas below highly preferred (but not required): equity , sales and trading or research (including...their continuing professional development. + Assist with the development of training material related to equity &… more
- JPMorgan Chase (New York, NY)
- …organizations (SRO's), in performing these functions. You will report directly to the Head of the Broker-Dealer & Cash Equities Legal group. The Legal ... regulator, and/or financial institution advising on broker-dealer regulatory issues, cash equity trading issues and securities transactions + All candidates… more
- TD Bank (New York, NY)
- …and Surveillance Quality Assurance Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance alerts related ... to trading activities ...to trading activities of firm employees (sales and trading ) and...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more
- TD Bank (New York, NY)
- …on in governance. + **Global Control Room Portfolio Management** : Work with the Head of Global Control Room, DDI, technology and key stakeholders (eg, ... units to manage their regulatory risk. **Key Responsibilities:** + ** Equity Aggregation:** Oversee the TDS Equity Aggregation...on findings and/or recommendations for enhancements, to the Global Head of Global Control Room and Compliance… more
- Scotiabank (New York, NY)
- …engagements before the final draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
