- State Street Corporation (Boston, MA)
- …Strong understanding of the role and responsibilities of fund Boards and the Investment Adviser . Exceptional written and verbal communication skills, with the ... State Street Investment Management (State Street IM) is the fourth...Company Act of 1940, particularly as they relate to adviser fiduciary duties. Familiarity with adviser business… more
- Direct Counsel (Miami, FL)
- …and jurisdictions. Qualifications: 4-6 years of experience in fund formation and/or investment adviser regulation, ideally from a large law firm. Interest ... Fund Formation & Investment Management Associate - Miami or Chicago (Hybrid)...Practice Group , specifically on the Fund Formation and Investment Management Team , in either Miami or Chicago… more
- Direct Counsel (New York, NY)
- …Philadelphia, or Washington, DC office. Qualifications: 3-5 years of experience with investment adviser regulatory matters Comparable law firm experience and/or ... law firms in hiring a highly qualified midlevel associate to join their Investment Management - Financial Institutions practice group in either the New York,… more
- New York Life - Bethesda, MD (Bethesda, MD)
- …investment advisory services through Eagle Strategies LLC, a Registered Investment Adviser . Registered Representatives offer securities through NYLIFE ... provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions… more
- NYL - Patrick Piscitelli (Myrtle Beach, SC)
- …investment advisory services through Eagle Strategies LLC, a Registered Investment Adviser . Registered Representatives offer securities through NYLIFE ... provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions… more
- New York Life - Tim Choi (Los Angeles, CA)
- …investment advisory services through Eagle Strategies LLC, a Registered Investment Adviser . Registered Representatives offer securities through NYLIFE ... provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions… more
- Wealthfront (Palo Alto, CA)
- …insured-are provided by Wealthfront Advisers LLC ("Wealthfront Advisers"), an SEC-registered investment adviser . The checking features offered in the Wealthfront ... and manage their money. We started with the ambition to transform the investment advisory business. By automating strategies typically reserved for the wealthy, we… more
- New York Life Insurance Company - Milwaukee (Milwaukee, WI)
- …services are offered by Financial Advisors of Eagle Strategies LLC, a Registered Investment Adviser , and a New York Life company. Qualification requirements ... life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer arm, NYLIFE… more
- National Life Group (Addison, TX)
- …New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other ... entities are independent of the companies of National Life Group. National Life Group 1 National Life Dr Montpelier, VT 05604 Social Media Policy Site Disclosure and Privacy Policy #LI-MG #LI-Hybrid Equal Opportunity Employer This employer is required to… more
- Northwestern Mutual (Washington, DC)
- …Investment Services, LLC (NMIS) ( Investment Brokerage Services), a registered investment adviser , broker-dealer, and member of FINRA and SIPC, and ... focuses on: Planning Experience *Asset & Income Protection *Education Funding * Investment & Advisory Services *Trust Services *Retirement Solutions *Business Needs… more
- Empire Growth Partners (Cedar Rapids, IA)
- …Investment Services, LLC (NMIS) ( Investment Brokerage Services), a registered investment adviser , broker-dealer, and member of FINRA and SIPC, and ... to: Planning Experience - Asset & Income Protection - Education Funding - Investment & Advisory Services - Trust Services - Retirement Solutions - Business Needs… more
- First Horizon (Knoxville, TN)
- …in job posting Summary Portfolio Manager / Business Development Officer at Registered Investment Adviser with $1.5 billion in assets under management. Work with ... managers in the development and execution of the Martin & Company investment strategies. Key Responsibilities Include Assist in equity and fixed income research… more
- New York Life - Roseville (Sacramento, CA)
- …investment advisory services through Eagle Strategies LLC, a Registered Investment Adviser . Registered Representatives offer securities through NYLIFE ... provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions… more
- Securities and Exchange Commission (San Francisco, CA)
- …current SEC employees in the Division of Examinations only. The Office of Investment Advisers and Investment Companies (IA/IC) within the Division of ... Examinations is filling several positions. This position is a Supervisory Attorney- Adviser , SK-0905-15 and will be located in one of the following locations: FT.… more
- Fidelity Investments (Campbell, CA)
- …with families by co-creating ongoing, personalized, and comprehensive planning and investment strategies that help achieve their financial goals today, tomorrow, and ... personalized and dedicated relationship and financial planning that is integrated with investment management to our valued clients. The Skills You Bring Demonstrated… more
- Datadog (New York, NY)
- …thinkers leveraging diverse business backgrounds in management consulting, investment banking, business development, and tech to accelerate Datadog's ... and operational priorities Drive thinking in key business areas as a trusted adviser to leadership Maintain and augment reports and dashboards, refining KPIs leading… more
- Michael Baker International, Inc. (Pittsburgh, PA)
- …*Monitor customer satisfaction and changing requirements. *Develop a digital investment framework to prioritize and rationalize competing requests. *Serve as ... environmental restoration and specialized overseas construction. We serve as a trusted adviser to the communities we serve, making them safer, more accessible, more… more
- Duncan-Parnell, Inc. (Tampa, FL)
- …will best satisfy their needs in terms of quality, price, delivery, and return on investment . Be involved in every stage of the B2B sales transactions as well as ... of the sales cycle with the ability to serve as a trusted expert adviser to customers to effectively drive the sales process within the territory. Strong drive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Description Summary** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations ... **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations… more
- The Cigna Group (Bloomfield, CT)
- …skills (Word, Advanced Excel) **This position supports Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange ... **Role Summary** The Senior Investment Accountant primarily supports the investment accounting function for US GAAP and statutory reporting, including ledger… more
