• Duncan-Parnell, Inc. (Tampa, FL)
    …engineering, survey, manufacturing, and design industries, is looking for a Sales Representative for our geospatial division in Tampa, FL market. With the ... for the industries we serve. Job Overview The Sales Representative is responsible for prospecting new clients, profitably penetrating...in terms of quality, price, delivery, and return on investment . Be involved in every stage of the B2B… more
    Upward (07/05/25)
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  • Empire Growth Partners (Cedar Rapids, IA)
    Investment Services, LLC (NMIS) ( Investment Brokerage Services), a registered investment adviser , broker-dealer, and member of FINRA and SIPC, and ... About the job Financial Representative - Cedar Rapids, IA Financial Representative...- Asset & Income Protection - Education Funding - Investment & Advisory Services - Trust Services - Retirement… more
    Upward (07/04/25)
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  • Northwestern Mutual (Washington, DC)
    Investment Services, LLC (NMIS) ( Investment Brokerage Services), a registered investment adviser , broker-dealer, and member of FINRA and SIPC, and ... path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs… more
    Upward (07/13/25)
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  • Investment Analyst

    Wellington (Boston, MA)
    …to competitors and acting as a subject matter expert and portfolio representative for colleagues, clients and consultants. ** Investment Integrity and Risk ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
    Wellington (07/18/25)
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  • Investment Analyst

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
    Wellington (06/26/25)
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  • Sales Support Associate

    Foresters Financial Services (Westbury, NY)
    …institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser , while serving advisors and institutions in a ... wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative… more
    Foresters Financial Services (07/16/25)
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  • Financial Planner

    Access Dubuque (Dubuque, IA)
    Investment Services, LLC** **(NMIS)** ( Investment Brokerage Services), a registered investment adviser , broker-dealer, and member of FINRA and SIPC, and ... path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs… more
    Access Dubuque (07/12/25)
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  • Registered Client Service Associate

    Raymond James Financial, Inc. (Coral Gables, FL)
    …Law Examination - Financial Industry Regulatory Authority (FINRA), S65 - Uniform Investment Adviser Law Examination - Financial Industry Regulatory Authority ... and cost basis were successfully received. + Monitors available cash awaiting investment , including running weekly cash and cash equivalent reports and contacting… more
    Raymond James Financial, Inc. (06/13/25)
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  • Advisory Integration Consultant

    Jackson National Life Insurance Company (Nashville, TN)
    …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... Integration Consultant will partner with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker/Dealer representative partners to… more
    Jackson National Life Insurance Company (06/23/25)
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  • Internal Wholesaler Associate

    Jackson National Life Insurance Company (Nashville, TN)
    …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... successfully completing Jackson's product training, working on projects entailing: Investment research, building sales presentations, territory management, and creating… more
    Jackson National Life Insurance Company (07/03/25)
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  • RIA Internal Consultant Associate

    Jackson National Life Insurance Company (Nashville, TN)
    …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... successfully completing Jackson's product training, working on projects entailing: Investment research, building sales presentations, territory management, and creating… more
    Jackson National Life Insurance Company (05/24/25)
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  • Director of Investigations - Americas

    CBRE (Sacramento, CA)
    …Act as an escalation point for sensitive or high-profile cases and a strategic adviser to the Global Head of Trust & Investigations on various initiatives and ... each crucial duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations… more
    CBRE (07/12/25)
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  • Wealth Brokerage Risk Execution Consultant

    Truist (Richmond, VA)
    …and/or administration. 3. Extensive knowledge of the broker/dealer and registered investment adviser industry. 4. Excellent written, verbal and presentation ... necessary. QUALIFICATIONS **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable… more
    Truist (06/28/25)
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  • Branch Operations Manager

    Raymond James Financial, Inc. (Fort Myers, FL)
    …Law Examination - Financial Industry Regulatory Authority (FINRA), S65 - Uniform Investment Adviser Law Examination - Financial Industry Regulatory Authority ... - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), s9 - General… more
    Raymond James Financial, Inc. (05/28/25)
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