- Fidelity Investments (Campbell, CA)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... Job Description: Investment Consultant You joined the financial services industry...your focus to remain where it matters most: providing investment solutions and growing relationships with a dedicated local… more
- International Staffing Consultants, Inc. (Pleasanton, CA)
- …Familiarity with private placements under the Securities Act of 1933 , the Investment Company Act of 1940 , and the Investment Advisers Act ... REAL ESTATE PRIVATE INVESTMENT FUNDS ASSOCIATE ATTORNEY Location: Boston, MA HYBRID...Associate Attorney to join its high-performing Real Estate Private Investment Funds practice in Boston . This is a… more
- American Century Investment Services, Inc. (New York, NY)
- …of the securities Develop detailed understanding and knowledge of global stocks Attend investment conferences and company presentations What You Bring to the ... ETFs, and private investments. Privately controlled and independent, we focus solely on investment management. But there's an unexpected side to us, too. We direct… more
- Fidelity Investments (Boston, MA)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... income and alternative funds and accounts to ensure that their investment policy limitations are followed Communicating client, regulatory, prospectus, Board, and… more
- Fidelity Investments (Lake Elmo, MN)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... Bring Ability to thoughtfully introduce your clients to different investment strategies and bring together additional client assets while...your clients while making a positive impact in the community The base salary range for this position is… more
- Fidelity Investments (Boston, MA)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... the Associate Actuary is a key member of Fidelity Investment Life Insurance (FILI) Company 's growing product...our internal distribution agency on building out product specifications Act as a Subject Matter Expert on Fidelity insurance-related… more
- Fidelity Investments (Roanoke, TX)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... key client decision makers. Works closely and actively leads discussions with Investment Consulting to create effective investment strategies and develop… more
- Fidelity Investments (Boston, MA)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... complex technology programs Familiarity with scaled delivery frameworks Strong investment domain knowledge with a background in Alternatives Strong...investment and retirement-related financial activities and the rules and… more
- Fidelity Investments (Bellbrook, OH)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... successful sales strategy is to sell yourself, sell your company , and sell your product. With a focus on...investment and retirement-related financial activities and the rules and… more
- The CERES Group (Boston, MA)
- …the Advisers Act A working knowledge of many of the following is highly desirable: Investment Company Act , Securities Act , Exchange Act , ERISA, ... on both a pre and post-trade basis Strong working knowledge of the Investment Advisers Act and the requirements of a Compliance and Risk program under the… more
- Voloridge Investment Management (Jupiter, FL)
- … match Additional Information Voloridge Investment Management is an SEC registered investment advisor. A private investment company founded in 2009, our ... & Campus Recruiter to support the Human Resources functions for Voloridge Investment Management and Voloridge Health. This high-impact role will be instrumental in… more
- Fidelity Investments (Englewood, CO)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... key product and service offerings, groundbreaking technology, and a premier investment platform. We empower professional growth, flexibility and support thus… more
- Fidelity Investments (Dallas, TX)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those… more
- Fidelity Investments (Boston, MA)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those… more
- Fidelity Investments (Englewood, CO)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those… more
- Fidelity Investments (Roanoke, TX)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those… more
- RER Solutions, Inc. (Washington, DC)
- Job Type Full-time Description Do you want to work for a company that cares about you as a person, not just a number? For a company that provides outstanding ... home. RER Solutions, Inc. is accepting resumes for Senior Investment Officer to become a part of our superior...programs under the provisions of the Federal Credit Reform Act of 1992 Knowledge of financing concepts, principles, techniques,… more
- Golub Capital (Chicago, IL)
- …and investor reporting associated with Golub Capital's private (eg, non-Business Development Company ) investment funds and vehicles. The team provides accounting ... separately managed accounts pursuant to the governing limited partnership and investment management agreements and, where appropriate, in accordance with United… more
- Lincoln Financial (Broomall, PA)
- …in good standing is required Experience Experience with Securities Act of 1933 and Investment Company Act of 1940 Minimum of 10+ years' experience as an ... timely and proactive manner to internal key senior stakeholders Act as a "thought leader" who will be sought...preferably either at a law firm or financial services company Experience with the tax treatment of… more
- Fidelity Investments (Omaha, NE)
- … Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, ... investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those… more
