- Merck & Co. (Rahway, NJ)
- …and allocating resources for cross-product delivery and coordinating with investment Manager to ensure appropriate coordination and forecasting.Communicate IT ... of cross-product initiatives, as well as owning the "check-list".Managing governance and stakeholder relationships to ensure effective communication. Foster… more
- Banc of California (Santa Ana, CA)
- …experience implementing and administering those requirements Subject matter expertise in AML governance and AML compliance risk management . Ability to draft ... relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of… more
- Crdit Agricole CIB (New York, NY)
- …activities, investment research, and information barrier frameworks *Ensure effective management of real or perceived conflicts arising from the Firm's client ... between clients or employees. *Ensure compliance with regulations governing investment research, including independence, disclosure, and conflicts management .… more
- Global Atlantic Financial Group (Boston, MA)
- …individuals and institutions. With a strong financial foundation and risk and investment management expertise, the company delivers tailored solutions to create ... investment accounting and a passion for continuous improvement and change management . RESPONSIBILITIES: Support the Head of Investment Accounting in… more
- Massachusetts Mutual Life Insurance Company (MassMutual) (Boston, MA)
- …and Corporate Subsidiaries Controllers perspective Partner with the Investment Middle Office on design of data governance and operational processes in the ... and flexibility, blending time working remotely and in the office , at our Boston, MA and Springfield, MA locations....and inclusive culture by working closely on projects with Investment Management Operations, Investment Managers… more
- Citigroup, Inc. (New York, NY)
- …Markets business provides customized solutions that support the diverse investment and transaction strategies of corporations, governments, investors and ... the franchise and manage and mentor junior traders as needed Leading strong governance and controls: Work in close partnership with control functions such as Legal,… more
- Lincoln Financial (Broomall, PA)
- …present information and respond to questions from diverse audiences including investment advisors, outside counsel, field management , senior leadership, and ... Preferred : Preferred employee will work 3 days a week in a Lincoln office Relocation assistance: is not available for this opportunity. Requisition #: 74675 The… more
- TD Bank Group (New York, NY)
- …second-line compliance surveillance function. Safeguarding the reputation of Compliance's good governance depends on us. The Senior Compliance Office provides ... (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes:… more
- Goldman Sachs, Inc. (Dallas, TX)
- …communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New ... compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the… more
- LACERA (Pasadena, CA)
- …Regular Remote Employment: Flexible/Hybrid Job Number: Resume Canvass 25-02 Department: Investment Office Opening Date: 07/17/2025 FLSA: Exempt Bargaining Unit: ... DESIRABLE QUALIFICATIONS The ideal candidate will possess experience: *Implementing investment management strategy and portfolio structure. *Participating in… more
- Mizuho Bank, Ltd. (New York, NY)
- …CFO. This is a hybrid position. The selected colleague will work at a Mizuho office an average of two or three days per week with the remainder worked remotely. ... will be expected to support with supervisor for the governance function of the regulatory reports, which includes coordination...(eg Internal Auditor, Quality Assurance, and FRB) and Change Management Forum. Monitor and ensure that changes in the… more
- Goldman Sachs, Inc. (New York, NY)
- …provides technical advice on new trades and existing regulation. Controllers Risk Governance Office (CRGO) is responsible for the dynamic identification, ... communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New… more
- Recruiting Resources, Inc. (Los Angeles, CA)
- …Operational Resilience, or related risk roles Strong background in financial services, investment management , or banking Demonstrated ability to build and manage ... Manager/Director to join a high-performing, collaborative ERM team. **Hybrid 3 days/week in office ** **$175-$200K total comp (base + full annual bonus) This is an… more
- Marsh & McLennan Companies, Inc. (Los Angeles, CA)
- …to plan investments, plan design and fee benchmarking, recordkeeping vendor management , fiduciary governance practices and employee engagement strategies. We ... working at least three days a week in the office . This position will serve as the lead consultant...will count on you to: Present plan review/ investment review reports to clients for advisory and OCIO… more
- MUFG Bank, Ltd. (Tampa, FL)
- …Broad view of the financial services industry. Strong knowledge of corporate, investment banking and cash management products, processes, risks and controls ... rewarded. The selected colleague will work at an MUFG office or client sites four days per week and...Purpose of Job: Reporting to the Director Corporate & Investment Banking and Operations Business Coverage Team, responsible for… more
- SimpleCiti Companies (Garden City, NY)
- …verticals include: * SimpleEQUITIES (Private Equity Real Estate) * SimpleADVISORY ( Investment Advisory) * SimpleMANAGE (Property Management ) * SimpleBRICKS ... leadership and outside counsel on all transactional, regulatory, and governance work. Fund Formation & Investment Legal...relations support Prior experience at a fund, real estate investment firm, or family office Experience working… more
- Rheinmetall (Telford, PA)
- …project reporting/ management toolsets as set out within the appropriate governance framework for schedule, cost, opportunities, risk and scope. Organising and ... multi-disciplined project team through a structured, integrated, and safety-focused investment lifecycle. Validating the business requirements and determining effective… more
- Vestwell (King Of Prussia, PA)
- …Strong understanding of advisor workflows, investment menu construction, and plan-level investment governance Ability to translate complex investment and ... intuitive saver, sponsor, and advisor experiences Operational tooling that supports investment selection, lineup management , and monitoring Our Goals-Based… more
- Hilltop Holdings (Irving, TX)
- …organic growth. To learn more, please visit www.hilltop-holdings.com. About the Team The Project Management Office (PMO) at Hilltop Holdings is a central hub for ... of Practice or other forums, 6) ensures portfolio reporting, dashboards, and data management are refined annually to improve the enterprise portfolio governance … more
- Fidelity Investments (Boston, MA)
- …strategy and roadmap for Liquid and Credit Alternatives and the program management of cross organizational initiatives supporting the future growth and scaling of ... program level. You and your team will be responsible for program and project management of multiple complex projects across your domain and across AMT as required… more