- Citizens (Johnston, RI)
- …along with the Series 63 (or demonstrate the ability to obtain the required Series 63 license within 90 days of hire). + 3+ years prior back-office Wealth ... + Completed high school degree or GED equivalent. + Preferred Qualifications + FINRA license - Series 4, 53, 65 and/or 66 + 3+ years of compliance supervision +… more
- Huntington National Bank (Chicago, IL)
- …Degree or equivalent + 5 or more years fixed income trading and/or investment operations experience + Series 7 license + Series 52 License ( If you ... the Series 52 is required Preferred Qualifications: + FINRA Series 53 license + Strong leadership skills including proven success in managing day-to-day… more
- NBT Bank (Portland, ME)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine… more
- Truist (Atlanta, GA)
- …overnights (less than 25%). 10. FINRA Series 79 (Investment Banking Representative), Series 63 (Uniform Securities Agent State License ), Series 24 ... (General Securities Principal), (or able to obtain licenses within six months of start date). **Preferred Qualifications:** 1. Master's degree in Accounting, Real Estate Finance, MBA or related field from a nationally-ranked program. 2. 10+ years of team… more
- Coinbase (Hartford, CT)
- …additional features, services, and products. What we look for in you (ie. job requirements): * FINRA License series 7 and 63 * FINRA License 24 OR 9 AND 10 ... Corporate Finance, Asset Management, FinTech or Crypto. Nice to haves: * FINRA License Series 3, 4, 65, or 66. * High level of proficiency in cryptocurrency… more
- Coinbase (Charlotte, NC)
- …and resolving customers' trading related issues. *What we look for in you:* * FINRA License series 7 & 63 (will not initially be sponsoring licenses) * Motivated ... a community of high value Coinbase power users. *Nice to haves:* * FINRA License Series 3, 4, 65, or 66. * Knowledge of Cryptocurrency and Coinbase Products *… more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License . + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 license , Series 52 license + A desire ... to pursue the CFA is encouraged **Travel Required:** No more
- KeyBank (Brooklyn, OH)
- …in addition to Mutual Fund classes and fee structures. - Series 7 and Series 63 required. Life & Health insurance license and Series 66 preferred. ... - Strong written and verbal communication. - Excellent customer service and analytical skills. - Ability to recognize and understand client issues and develop appropriate responses and solutions. - Demonstrate excellent organizational skills and a strong… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 license required. * Series 65 or 66 required ... or ability to obtain within 90 days. * Series 9/10 or 24 required or ability to obtain within 90 days Life and Health licenses preferred more
- TD Bank (Marlton, NJ)
- …(Required or ability to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA Series ... or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required + FINRA Series 24 Required (or FINRA Series 9/10)… more
- Fifth Third Bank, NA (Atlanta, GA)
- …industries.. BA/BS in Finance/Accounting/Economics (MBA strongly preferred). Securities Industry Essentials (SIE), Series 79 license , and Series 63 ... license required. At Fifth Third Bank, we understand the importance of rewarding our employees for their hard work and dedication, therefore, our Total Rewards offering includes a differentiated compensation package and comprehensive benefits. Benefits: Our… more
- Paychex (Houston, TX)
- …Qualifications + Bachelor's Degree - Required + 2 years of experience in Relevant Sales Experience. + Series 6 License - Required + Series 63 License - ... Required + SIE - Required Compensation In the spirit of pay transparency, we are excited to share that the compensation range for this position is typically between $70,000-$75,000. This range includes base pay plus commissions but does not consider other… more
- HSBC (New York, NY)
- …+ Proven experience in insurance sales, wealth management, private banking, or financial services + Life license , FINRA Series 6, 63, 65 or 66 (in lieu of 63 and ... 65); Property & Casualty license and Series 7 a plus + Sales orientated with consultative sales and relationship management skills + Fluent in English;… more
- Pioneer Bank (Albany, NY)
- …product knowledge. Education & Experience: + Has completed New York State Life and Health Insurance License , FINRA Series 7 and Series 65 or 66. + Two-year ... + Must have access to reliable transportation and maintain a valid driver's license throughout employment. Must be able to travel on short notice to Pioneer… more
- Raymond James Financial, Inc. (Memphis, TN)
- …exemption or grandfathering cannot be applied. + Series 7/ Series 63 License or appropriate series license (s) for assigned functional area, or ... + Advises others in resolving complex problems and issues. + Maintains and updates account files. + Performs administrative tasks, including faxing, filing and copying. + Serves as liaison between client and sales and/or trading personnel. + Maintains currency… more
- Canandaigua National Bank & Trust (Syracuse, NY)
- …Specialized financial advisory and/or investment education and training. + Life Accident & Health Insurance License , FINRA Series 7 and 66 OR FINRA Series 7, ... 63 and 65 licenses required. + Master of Business Administration or higher education, Chartered Financial Analyst, Certified Financial Planner, Chartered Mutual Fund Counselor or similar further education preferred. + A minimum of five (5) years' experience in… more
- Raymond James Financial, Inc. (New York, NY)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... within an established timeframe. o Required to have a Series 7, 24 or willing to obtain within 120...willing to obtain within 120 days of employment o Series 9 and 10 can be used instead of… more
- Raymond James Financial, Inc. (Denver, CO)
- …combination of experience, education, and/or training. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... that an exemption or grandfathering cannot be applied. + Required to have a Series 65 + Series 7 and 66 can be used instead of the 65 + Applicable designation… more
- Huntington National Bank (Austin, TX)
- …+ 7 or more years of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + ... Series 63 licenses + Knowledge of all bank products and continual development of product expertise. + Possess proficiency in credit fundamentals and can determine the appropriate risks on new and prospective customers and transactions so that all… more