- Illinois Secretary of State (Chicago, IL)
- …and Salespersons. Handles regulatory issues involving the registration of securities, mutual funds , small company offerings, crowdfunding, private placements, ... exemptions from registration, and other filings made with the Department related to securities offerings. Works with other states in review of interstate securities filings. Responds to questions and inquiries from the public, attorneys, and other regulators… more
- Lincoln Financial (Fort Wayne, IN)
- …also provide legal support, legal project management and guidance regarding the proprietary mutual funds , including advice regarding fund operations and ... are responsible for providing investment management services to proprietary mutual funds and separate accounts. You will...vendor contracts for services supporting the advisor and the mutual fund complex. * Drafting negotiating, and… more
- Neuberger Berman (New York, NY)
- …position will be providing legal advice and support on Neuberger Berman's US registered fund business, including mutual funds , exchange-traded funds and ... efforts. This position will report to the General Counsel - US Registered Funds . This is an exceptional opportunity for a well-rounded investment management … more
- Deloitte (Mclean, VA)
- Mutual funds -Are you a leader, passionate...the CPA + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Chartered Financial ... funds , private equity, investment partnerships, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other… more
- Deloitte (Stamford, CT)
- Mutual funds -Are you passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and tax ... funds , private equity, investment partnerships, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other… more
- JPMorgan Chase (Chicago, IL)
- …the US Funds Management business. + Oversee the creation and management of mutual funds and exchange-traded funds . + Advise on regulatory developments ... Are you an experienced attorney with a passion for investment management? Join...pivotal role in shaping the future of our US Funds Management business. This is your opportunity to work… more
- Deloitte (New York, NY)
- …including hedge funds , private equity, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other investment ... Hedge funds -Are you passionate about financial products and understand...identifying complex tax issues for a variety of hedge fund clients, Subchapter K, wash sale and constructive sale… more
- Deloitte (Louisville, KY)
- …including hedge funds , private equity, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other investment ... Hedge funds -Are you a leader and passionate about financial...identifying complex tax issues for a variety of hedge fund clients, Subchapter K, wash sale and constructive sale… more
- T. Rowe Price (Owings Mills, MD)
- …Responsibilities + Provides specialized legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/Company Act of 1940, and ... Legal Counsel to support T. Rowe Price's growing exchange-traded fund (ETF) business. The position will be a member...experience handling '40 Act issues and experience working with mutual funds and/or ETFs Preferred: + Experience… more
- Deloitte (New York, NY)
- …funds , private equity, investment partnerships, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other ... industries? Do phrases like "cross border investment advisory" and " fund formation, hold, and exit reporting and consulting" peak...the CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent Preferred: + Previous Big 4… more
- Deloitte (Raleigh, NC)
- …funds , private equity, investment partnerships, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other ... industries? Do phrases like "cross border investment advisory" and " fund formation, hold, and exit reporting and consulting" peak...the CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent Preferred: + Experience participating in… more
- Deloitte (Dallas, TX)
- …funds , private equity, investment partnerships, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other ... the CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent + Certifications: + Chartered Financial...experience or large CPA firm experience + Knowledge of fund accounting and general ledger accounting + Experience working… more
- Deloitte (Cincinnati, OH)
- …funds , private equity, investment partnerships, alternative products, family offices, mutual funds , broker-dealers, banks, insurance companies, and other ... the CPA + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Chartered Financial...experience or large CPA firm equivalent + Knowledge of fund accounting and general ledger accounting The wage range… more
- Deloitte (Tulsa, OK)
- …of the industry, including investment managers, broker-dealers, banks, insurance companies, mutual funds , investment partnerships, hedge funds , private ... K, and the tax compliance process for real estate funds , then we have an exciting opportunity for you...the CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent + Certifications: + Chartered Financial… more
- T. Rowe Price (Owings Mills, MD)
- …distribution calculations, qualification requirements, shareholder tax reporting and tax compliance for mutual funds and ETFs. You will also apply taxation of ... financial products knowledge to fund holdings. We utilize an external tax service provider...of Tax, JD or LLM + CPA or licensed attorney FINRA Requirements FINRA licenses are not required and… more
- Festival Foods (WI)
- …Rapid response related to injury . + Oversee navigation of onsite visits, possible attorney engagement, required actions for company to take, and follow up. + Assist ... are paid weekly, providing more frequent access to their funds . Part-time store associates are paid a $1 premium...Foods we are committed to providing an environment of mutual respect where equal employment opportunities are available to… more
