- Societe Generale (Jersey City, NJ)
- …role covering Control Testing and Reviews for SG Investment Banking Business Lines and Prime Brokerage which are linked to SG entities across the Americas. The ... financial and regulatory reporting, throughout Front office, Middle office, Back office, Risk and Finance Department process from transaction input to financial and… more
- TD Bank Group (Lake Mary, FL)
- …investment banking services, equity and credit research, sales and trading, prime brokerage , global clearing, commission management services and actively ... Knowledge of products traded Knowledge of current and emerging competitor and market trends Knowledge of risk management environment, standards and regulations… more
- BNP Paribas (Jersey City, NJ)
- …well as corporate client structures Knowledge of global markets products/services and prime brokerage activities Strong understanding of corporate governance and ... Review and render Compliance decisions on clients posing heightened AML/CFT risk , including exposure to Politically Exposed Persons (PEPs), adverse information,… more
- Bank of America (New York, NY)
- …oversight of production of EST/CCAR results and reporting of market risks. The Prime Brokerage Risk Sr Manager will primarily interface with the Heads ... Prime Brokerage Risk Sr.... Prime Brokerage Risk Sr. Manager New York,...agenda from a AMRS perspective. + Understanding changes to market structure, regulation and best practice **Required Qualifications:** +… more
- JPMorgan Chase (Plano, TX)
- …**Job Responsibilities** + Act as the Counterparty Credit Risk Lead to support Prime Brokerage Risk Coverage. + Identify, analyze, monitor, and escalate ... Knowledge of markets and ability to assess impact of market trends on client exposures. + Strong analytical skills...and Python a plus + Candidates with experience in Prime Brokerage Risk Management who… more
- Citigroup (New York, NY)
- …for counterparty and platform risk management of Citi's cash and synthetic Prime Brokerage and Equity Delta One business lines: + Solutions-oriented client ... risk and monitoring platform exposure + Understanding market and credit risks within Prime products...management. **Job Background / Context:** + Global platform includes Prime Brokerage and Swap offerings across US… more
- JPMorgan Chase (New York, NY)
- …and skills** + Minimum 7 years of experience in banking industry across treasury, liquidity risk , market risk and/or trading of fixed income products + ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...knowledge and how it impacts liquidity risks (eg deposits, prime brokerage , secured funding, derivatives etc) is… more
- JPMorgan Chase (Plano, TX)
- …these clients and manage counterparty credit exposure associated with client trading, clearing, prime brokerage and custody activity. Our team is responsible for ... terms (eg ISDA) + Partner with colleagues from Sales & Trading, Coverage, Market Risk , Transition Management, and Legal + Understand market developments and… more
- JPMorgan Chase (Plano, TX)
- …contact for and partner with colleagues from Markets Trading and Structuring, Prime Brokerage , Investor Client Management, Treasury & Security Services, Legal, ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...Possesses a solid understanding of traded financial products and market dynamics + Solid familiarity with leveraged finance process… more
- BMO Financial Group (New York, NY)
- …level opportunity on the trading desk to support the growth of BMO's Prime Brokerage business, synthetic financing capabilities, and other global opportunities. ... Prime Finance business + Trading US equities, providing market insights for internal desks (especially Prime ...clients on borrow rates and availability, covering internal and Prime Brokerage customer short positions + Generating… more
- Citigroup (Jersey City, NJ)
- …and Derivatives) where Citi is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivatives, ... Clearing and Foreign Exchange Prime Brokerage ) where Citi has a significant growth program to..., operations, and senior management. * Present improvement ideas, risk management updates, and market insights to… more
- Citigroup (Jersey City, NJ)
- …and Derivatives) where Citi is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivatives, ... Clearing and Foreign Exchange Prime Brokerage ) where Citi has a significant growth program to...adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to… more
- JPMorgan Chase (New York, NY)
- …on optimizing performance for quantitative strategies, in close collaboration with JPM's prime brokerage coverage and sales desks. Our electronic trading ... products are fully integrated with the firm's prime brokerage services, which include leveraged financing and securities lending. In this client-facing role, you… more
- Citigroup (Tampa, FL)
- …and Derivatives) where Citi is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) ... to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data...to protect our clients, the firm, and our reputation. Prime Finance Middle Office supports the Stock Lending and… more
- Scotiabank (New York, NY)
- …a large bank. + Direct experience with equity derivatives and synthetic prime brokerage services, including negotiation of Master Confirmation Agreements under ... our clients an important bridge to this key global market for trade and investment flows across the Americas...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Citigroup (New York, NY)
- …across Global Markets, including: High Touch Cash Sales Trading, Program Trading , Prime Brokerage , Advisory and Derivatives Sales in order to grow Citi's ... in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and… more
- Citigroup (New York, NY)
- …the US residential mortgage sector, with particular focus on the non-agency market including credit risk transfer deals, seasoned performing, re-performing and ... non-performing collateral, new origination prime and near prime collateral, HELOC and...principal and agent), and provides whole loan advisory and brokerage services to large institutional clients, including the GSEs.… more
- Marex (New York, NY)
- …Organizations. + Strong understanding of US securities regulations that may include Prime Brokerage , Clearing Services, Stock Loan/Fully Paid Lending, Portfolio ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- JPMorgan Chase (New York, NY)
- …with trading counterparts and partner with derivative sales, cash equities, and prime brokerage . You will coordinate among research, cash sector specialist ... sales, market intelligence, global positioning and trading to summarize and...programmatically in the construction of thematic ideas to optimize risk and liquidity. You will also spend part of… more
- Citigroup (New York, NY)
- …and Derivatives) where Citi is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) ... to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data...adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to… more
