- Citigroup, Inc. (Tampa, FL)
- …in Global Regulatory Reporting. This role is part of the Global Regulatory Reporting Controllers function which has oversight and ownership of the FR ... Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. Other Relevant… more
- Kaiser Permanente (Redwood City, CA)
- …internal and external strategic projects designed to achieve goals related to issue remediation and improved quality, service, affordability, and/or operating ... including mock rounds and mitigating issues to maintain compliance and regulatory standards, and reviewing prepared audit documentation, information, and reports;… more
- TD Bank (Greenville, SC)
- …role. **Line of Business:** Financial Crimes & Fraud Mgmt **Job Description:** The Issue Remediation Infrastructure & Governance team was established to design, ... the Financial Crimes Management. The team ensures that all stages of the issue lifecycle, from identification and intake through remediation and closure are… more
- USAA (Charlotte, NC)
- …and impactful. **The Opportunity** As a dedicated **Senior Auditor,** you will execute regulatory issue validation assignments. This role plays a key part in ... ensuring that regulatory issues are remediated effectively and sustainably in adherence...well as business partners and compliance teams to assess remediation efforts, document results and contribute to risk-based assurance… more
- Citigroup (Jacksonville, FL)
- …implement sustainable solutions to address root causes. + Leverage analytics to assess issue remediation trends, identify key risks, and develop insights for ... Manage Business/Function Quality Control engagement over the complete lifecycle of high-impact issue remediations and primary remediation programs. + Manages a… more
- Citigroup (Tampa, FL)
- …on-time QA status reporting to Services leadership. + Leverage analytics to assess issue remediation trends, identify key risks, and develop insights for process ... Manage Business/Function Quality Control engagement over the complete lifecycle of high-impact issue remediations and primary remediation programs. + Ensure QA… more
- Citigroup (Tucson, AZ)
- …Implement sustainable solutions by addressing root causes + Utilize analytics to assess issue remediation trends, identify key risks, and develop insights for ... Control engagement across the full lifecycle of high impact issue remediations and key remediation programs +...or equivalent experience **Job Family Group:** Controls Governance & Oversight **Job Family:** Issue Management **Time Type:**… more
- US Bank (St. Louis, MO)
- …and Third Lines of Defense. RESPONSIBILITIES - Provide the governance and oversight to ensure identified issues receive appropriate remediation and corrective ... at-all from Day One. **Job Description** SUMMARY The Payments Risk Issue Coordinator is responsible for facilitating the identification, assessment, control, and… more
- US Bank (Minneapolis, MN)
- …and issue management processes unique to that Second Line of Defense oversight . - Thorough understanding of Enterprise Issue Management Policy and Program ... excel at-all from Day One. **Job Description** SUMMARY The Issue Management Coordinator is responsible for working closely with...provided by the business to support the closure and remediation of assigned issues. - Provide credible challenge of… more
- City National Bank (Los Angeles, CA)
- …gaps in control design or operating effectiveness * Review and challenge regulatory remediation activities in assigned coverage areas to ensure operational ... associated with known control deficiencies are addressed. This includes providing oversight and challenge throughout the Issue Management Lifecycle, which… more
- City National Bank (San Francisco, CA)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational Risk ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank's business processes,… more
- Wells Fargo (Charlotte, NC)
- …knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject matter ... results in an objective and unbiased manner + Exhibit appropriate judgment regarding issue notification, issue draft findings to client management, and draft… more
- Scotiabank (New York, NY)
- …supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal ... their regulatory interactions. The role also provides oversight and monitoring of remediation commitments made...Scotiabank to Regulators and assist with execution of US regulatory governance forums + Overseeing centralized issue … more
- Scotiabank (New York, NY)
- …management to support their regulatory interactions. The role also provides oversight and monitoring of remediation commitments made by Scotiabank US to ... of interactions with US regulators, including but not limited to: + Providing oversight for regulatory examinations and supervisory interactions and be a central… more
- Deloitte (Sacramento, CA)
- …with clients and among Deloitte practitioners + Experience with business transformation, regulatory remediation or change management initiatives as a result of ... may be available Preferred Qualifications + Experience with business transformation, regulatory remediation or change management initiatives as a result… more
- Citigroup (Getzville, NY)
- …Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant ... Regulatory Operations Vice President (VP) will be responsible...Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of reporting obligations and associated controls. This role… more
- Citigroup (Charlotte, NC)
- The Finance Chief Risk Office ("FINCRO") organization is responsible for second-line oversight of regulatory capital management, including the measurement and ... of spot regulatory capital and risk weighted assets ("RWA"). FINCRO's oversight of spot RWA and capital measurements includes both _ex-ante_ and _ex-post_… more
- Citigroup (Tampa, FL)
- …Human Resources (HR) regulatory management team formed to lead HR's end to-end regulatory issue lifecycle. This role will be part of the HR Chief ... timely response to regulatory requests and exam responses and help effective oversight of program success and sustainment in addition to effective management of … more
- Citigroup (Tampa, FL)
- …in Global Regulatory Reporting. This role is part of the Global Regulatory Reporting Controllers function which has oversight and ownership of the FR ... Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant… more
- City National Bank (Phoenix, AZ)
- …effectiveness for product and change risk management * Review and challenge regulatory remediation activities in assigned coverage areas to ensure product ... exposures associated with known control deficiencies are addressed. This includes providing oversight and challenge during the Issue Management Lifecycle, which… more
