- SMBC (New York, NY)
- …as a 2LOD compliance function responsible for overseeing and monitoring the firm's compliance risk . This the VP Advisory Compliance Officer role ... success of the Compliance Department as a key contributor to the Compliance advisory function of the Americas Division. This position will work directly… more
- Amazon (Arlington, VA)
- … Solutions organization. This is a fast growing organization that provides second line Risk & Compliance advisory and oversight of Amazon's businesses across ... a primary focus on driving automation across our global Risk & Compliance Solutions organization. This is...managing large regulatory change projects, ideally within second line compliance in financial services or e-commerce -… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) ... Trust and Agency business** would be preferable + General ** advisory Compliance / Risk & Controls experience..., legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
- Bank of America (Chicago, IL)
- …+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk Management + Issue Management + Policies, Procedures, and ... actions to address the root causes that lead to compliance risk issues and/or operational risk...+ Dedicated resource needed to support Global Technology Network Services . In addition to risk related qualifications… more
- Bank of America (New York, NY)
- …who has financial services experience with a knowledge of markets, compliance risk management practices, and trading products. Functional knowledge of the ... actions to address the root causes that lead to compliance risk issues and/or operational risk...of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management +… more
- Citigroup (New York, NY)
- …partners with Independent Compliance Risk Management (ICRM) colleagues, providing advisory services on the identification and assessment of risk , as ... mitigate ICRM-owned risks. + Work with Management in an advisory capacity on governance and the facilitation of the...conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of… more
- Deloitte (Columbus, OH)
- …the future state of cyber risk solutions. Learn more about Deloitte Advisory 's Cyber Risk Services practice. Qualifications Required: + 8+ years ... the associated cyber risks. Our professionals provide advisory and implementation services that integrate risk , regulatory, and technology skills to help… more
- Deloitte (Columbus, OH)
- …the future state of cyber risk solutions. Learn more about Deloitte Advisory 's Cyber Risk Services practice. Qualifications Required: + 4+ years ... the associated cyber risks. Our professionals provide advisory and implementation services that integrate risk , regulatory, and technology skills to help… more
- Snap Inc. (Los Angeles, CA)
- …is financially healthy and consistently meeting our reporting obligations. We're looking for a Senior, Risk Advisory Partners to join the Risk Advisory ... Studio, an augmented reality platform that powers AR across Snapchat and other services ; and its AR glasses, Spectacles. The CFO Organization at Snap includes… more
- Grant Thornton LLP (Cleveland, OH)
- …various projects across Risk solutions, allowing the interns to discover the advisory services most suited to their skills and interests. Interns can expect ... process and information systems controls assessments and testing to support regulatory, compliance , operation, and other strategic engagements. Risk interns will… more
- Capital One (Richmond, VA)
- …Creek 3 (12073), United States of America, Richmond, Virginia Data and Technology Risk Principal Associate, Sarbanes Oxley (SOX) Advisory Team Capital One is ... that offers a broad array of financial products and services to consumers, small business and commercial clients. Ranked...+ Develop a high level of knowledge around reporting compliance , risk management, and evolving industry changes… more
- Capital One (Richmond, VA)
- …**, Real Time Payments, Debit Card, Merchant Services and Check. The AML Advisory team performs a key risk management role (second line of defense), to ... West Creek 3 (12073), United States of America, Richmond, Virginia Anti-Money Laundering, Compliance Advisory Specialist III **Capital One is a diversified bank… more
- Meta (Menlo Park, CA)
- …field, or equivalent practical experience. 11. 10+ years of experience with IT Audit Advisory , Risk or Compliance program management. 12. Experience in ... technically hands-on Application manager to lead and manage SOX and Security compliance across the Enterprise Products (EP) organization. This role is an… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Citizens (Iselin, NJ)
- …provides advisory support to business leaders including driving effective compliance risk management, offering credible challenge, escalation of complaint ... one or more business units and associated product sets. Compliance risk management coverage will include all...and businesses have fair and equal access to banking services and assesses customer treatment risk across… more
- Truist (Charlotte, NC)
- …field, or equivalent education and related training or experience. 2. Ten years of risk management experience in financial services or related field. 3. Seven ... Master's degree in finance or equivalent science/academic field. 2. Fifteen years of risk management experience in financial services or related field. 3.… more
- Citizens (Fort Washington, PA)
- Description Compliance Manager - Fair Lending Advisory This role supports the Office of Fair and Responsible Banking's Fair Lending Advisory function by ... work closely with, and report to, the Fair Lending Advisory Team Manager. The role has primary responsibility for...5+ years of fair banking or other related consumer compliance experience in consumer financial services or… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business...with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business… more
- TIAA (Frisco, TX)
- …chargeability that support staff development while ensuring efficient and effective delivery of services within budget goals. The Advisory MD may also take on ... with audit schedules and methodology. **Essential Functions:** 1. Direct and manage the Advisory Center of Excellence in delivering consulting services for TIAA… more
- Sandia National Laboratories (Albuquerque, NM)
- …We are seeking a highly motivated and experienced Senior Manager, to lead Sandia's Audit Advisory Services Group. What Your Job Will Be Like We are seeking a ... Senior Manager, Audit Advisory Services . Sandia National Laboratories (SNL) has...experience performing internal audits, external audits, or applying audit, risk , quality, or compliance acumen in complex… more