- Insmed Incorporated (NJ)
- … Audit Committee of the Board of the Directors, providing updates on audit findings, control environment, risk assessments and ongoing remediation ... & SOX (ED, IA) to lead our internal audit function and control environment. Reporting directly...will be responsible for developing and executing a comprehensive risk -based audit plan, while providing independent and… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... AFC, as a second line of defence (2nd LoD) control function, implements all necessary initiatives to be up...or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for… more
- Money Source Inc (Melville, NY)
- …loan quality feedback to the VP of Quality Control and Compliance Officer . ? Ensure reviews meet acceptable risk parameters. ? Maintain compliance with ... stakeholders. ? Investigate and resolve critical/noncritical issues. ? Discuss audit results with VP of Quality Control ...Discuss audit results with VP of Quality Control and Compliance Officer . ? Review approved… more
- Reklame Health, Inc (New York, NY)
- …management, crisis intervention, and care coordination for people working towards taking back control of their lives, while expanding access to care. Our vision at ... is committed to excellence. You will report directly to the Chief Executive Officer and work in close collaboration with our Medical Leadership, Care Navigator Lead,… more
- Dream Finders Homes LLC (Jacksonville, FL)
- …Manage the review process for all filings, including overseeing version control , tracking of blacklines for each review group/individual and ensuring responses ... Diligent. Assist with ESG platform development and reporting Oversee director and officer trading process, including maintenance of the director and officer … more
- AHU Technologies, Inc. (Washington, DC)
- …Short Description: Client is seeking a hands-on Senior Project Management Officer to manage Project Schedule, Dependencies, Risks, workstream activities, System ... identified by multiple workstream leads, provide status and escalate risks Maintain a risk and issues registry and track progress Manage changes in project scope,… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Thruway Authority Title Chief Audit and Investigations Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit ... State NY Zip Code 12209 Duties Description The Chief Audit & Investigations Officer leads and manages...limited to the following: Strategic leadership and planning:Develop the audit and investigation strategy: Create a risk -based… more
- Fiserv (Berkeley Heights, NJ)
- …make an impact on a global scale, come make a difference at Fiserv. **Job Title** Risk and Control Technology Officer **About your role:** The Technology ... Risk Officer will be a member of the Merchant Solutions...line of business, the Information Security Office (CISO), Cyber Risk Manager, and Tech Audit . You will… more
- First Horizon Bank (Memphis, TN)
- …location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... 3. Previous experience in risk management, internal audit , compliance, or control testing preferred. 4. Familiarity with relevant banking regulations (eg,… more
- Scotiabank (Dallas, TX)
- …+ Stay informed on emerging risks, regulatory changes, and industry trends. Conveys risk -related information to Officer -in-Charge or Audit Principal and ... Audit Manager, US Risk Management **Requisition...and work with management to find solutions to address control weaknesses. The Audit Manager contributes to… more
- Truist (Richmond, VA)
- …in adherence with enterprise standards. + Develop relationships and partner with BU Chief Risk Officer , Audit , Operational Risk Management, Compliance, ... programs. Collaborate with leadership, third line of defense audit teams, second line of defense risk ...of the reports produced by the team. + Evaluate control weakness or key indicators exceeding risk … more
- Bloomberg (New York, NY)
- …**We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , and Bloomberg's business by: + ... Risk Assurance & Controls Testing Officer -... on our RATO team, you will collaborate with Risk colleagues and key Legal, Compliance, Audit , and… more
- KeyBank (VA)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational Risk Officer is responsible for providing independent oversight and ... lineage, and data lifecycle + Review and challenge 1LOD Risk and Control Self-Assessments (RCSAs) and data...technology risk , cybersecurity risk , operational risk , enterprise risk , audit , or… more
- Citigroup (Tampa, FL)
- …assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role ... include: + Operating model, staffing, and culture + Operational risk appetite + Control objectives and standards...a non-financial risk (data, technology, and/or reporting risk ), audit , or relevant 1LOD function within… more
- Wellington (Boston, MA)
- …Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise and ... are as follows:** In this pivotal role, the Senior Risk Officer will serve as a trusted...ability to coach and advise business leaders on core risk topics, including RCSA, KRIs, control design… more
- Citigroup (Fort Lauderdale, FL)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... sub-function/job family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including… more
- Citigroup (Tampa, FL)
- …needed. **Qualifications** : + 6-10 years experience in compliance, legal or other risk and control -related function in a financial services firm, regulatory ... The USPB ICRM Regulatory and Audit Engagements Lead reports to the head of...and materials to be used by the Chief Compliance Officer of USPB in various regulatory meetings. + Foster… more
- Citigroup (Jacksonville, FL)
- The Fraud Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... Citi Branded Cards and Citi Retail Services. The Fraud Risk Officer will support the Risk...ensure appropriate signoff for change is in place for audit tracking + purposes + Reviews sizing estimates from… more
- SMBC (Charlotte, NC)
- … risk & control assessments within 1LoD, working closely with Risk Management, Compliance, Internal Audit , and peer Control Officers supporting ... Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is...in IT risk management, IT compliance, IT audit , or other IT control -related functions within… more
- KeyBank (Albany, NY)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational ... Risk Management group and will be responsible for executing risk oversight activities for Consumer Lending activities and various assigned operational and… more
