- Texas Capital Bank (Richardson, TX)
- …to aid in the growth processes to ensure adherence to policies. The Risk and Compliance Officer evaluates and ensures that an organization's operations ... 5 years in banking preferred Expert subject matter expertise Specific knowledge of risk management frameworks and corporate governance Expert ability to analyze … more
- Commonwealth University of Pennsylvania (Bloomsburg, PA)
- …Position Purpose Commonwealth University seeks a forward-thinking, mission-driven Chief Information Officer (CIO) to lead the Office of Information Technology ... Posting Number S281 Classification Title E3 Working Title Chief Information Officer Department Information Technology Home Campus Bloomsburg City Bloomsburg State… more
- TD Bank Group (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a ... second-line compliance surveillance function. Safeguarding the reputation of Compliance's good governance depends on us. The Senior Compliance Office provides… more
- Banc of California (Santa Ana, CA)
- …experience implementing and administering those requirements Subject matter expertise in AML governance and AML compliance risk management. Ability to draft ... groups, and more. TOGETHER WE WIN(R) THE OPPORTUNITY Reporting to the SVP, BSA Officer , the incumbent will assist the BSA Officer to ensure corporate policies… more
- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for...advisory with regards to the legal entity and product Risk Assessments Support in the coordination of internal and… more
- Fluent, LLC (New York, NY)
- As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to the Chief Financial Officer and play a key role in ensuring ... compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting obligations (NASDAQ: FLNT) and… more
- Larson Maddox (Waverly, IA)
- …plus. Strong analytical, communication, and project management skills. Proficiency with Microsoft Office and familiarity with risk assessment tools. Ability to ... and reporting frameworks. Serve as a liaison to executive leadership and governance committees on compliance matters. Supervise and mentor audit and compliance team… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... Company. Essential Job Functions: Support the implementation of the operational resilience risk governance framework, including the development of a specialized … more
- Amazon (Arlington, VA)
- …pragmatic, innovative and driven financial services compliance professional to join the Risk and Compliance Solutions' North America Compliance Office . This role ... do. BASIC QUALIFICATIONS - 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience - Bachelor's… more
- Paragon Space Development Corporation (Tucson, AZ)
- …During an initial transition period, the CEO will work closely with the Board and the Office of the CEO (OCEO). This is a role for a builder: someone who can lead ... cost control. *Oversee hardware development lifecycle-from design through certification-for high- risk environments. *Ensure compliance with all applicable aerospace and… more
- LACERA (Pasadena, CA)
- …Hedge Funds, Credit, Direct Investments (Private Markets), Portfolio Analytics ( Risk Management), and Corporate Governance Stewardship (Environmental, Social, ... Remote Employment: Flexible/Hybrid Job Number: Resume Canvass 25-02 Department: Investment Office Opening Date: 07/17/2025 FLSA: Exempt Bargaining Unit: 991 POSITION… more
- Citigroup, Inc. (Houston, TX)
- Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of ... Defense, to house and consistently manage credit risk activities performed across its Institutional Client Group organization....Credit Approval Memos (CAM) packages o Partnering with Front Office on structuring and production of term sheet for… more
- Metropolitan Transportation Authority (New York, NY)
- …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 AM - 5:30 PM This ... and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of the Internal...on various initiatives. Lend support and work with department risk officers as directed by the Director to maintain… more
- Santander Bank (Boston, MA)
- …Cross/Transformation Team within Corporate and Investment Banking (CIB) Chief Operating Officer (COO) organization. This is a role leveraging both Program Management ... Office (PMO) and project execution/consulting skills providing solutions for...CIB US with a focus on regulatory and non-financial risk related initiatives. Qualified candidate must have extensive program/project… more
- Crdit Agricole CIB (New York, NY)
- …potential conflicts of interest. *Manage deal review processes, ensuring appropriate governance over client commitments that could result in conflicts between ... new compliance requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in...the Americas and the Head of ICBRC in Head Office . Key Internal contacts o Coverage, Global Investment Banking… more
- Logistics Management Institute (Arlington, VA)
- …and/or ASD prep sessions, document and follow-up on any due-outs Perform action officer duties for the Risk Management Internal Control (RMIC) program; develop ... LMI is seeking a Financial Consultant that supports the Office of the Under Secretary of Defense for Acquisition...Sustainment (OUSD(A&S)) in its mission to provide policy and governance for the Department of Defense and the national… more
- Great Minds (Washington, DC)
- …achieving outcomes at scale. Job Purpose Reporting to the Chief Transformation Officer , the Senior Director, Program Management will oversee an enterprise PMO. This ... Responsibilities Program Leadership & Execution Lead the Enterprise Program Management Office (PMO) serving the Product and Services teams across curricular subjects… more
- Tanner Health System (Carrollton, GA)
- …goals. *Acts as preceptor/mentor for students and new employees. *Attends All High Risk C-sections Deliveries as defined by policy *Complies with standards set forth ... observe, and report compliance variances to their immediate supervisor, the Compliance Officer , or the Hotline. Education Associate Degree or 2 years of college… more
- Truist (Charlotte, NC)
- … risk . Execute processes under the oversight of the Head of Operational Risk Governance and Transformation that inform stakeholders of Operational and Model ... Inform and escalate results to the Head of Operational Risk Governance and Transformation for further escalation....and Transformation in support of Chief Operational and Model Risk Officer , Chief Risk … more
- Citigroup (Irving, TX)
- Global Risk Review's (GRR) Chief Administrative Office ...Office (CAO) Team is in search for a Governance Officer . This role will support the ... elements of a dynamic, global function and will entail various activities related to GRR's governance . The GRR Governance Officer plays a critical role in… more
