- Texas Capital Bank (Richardson, TX)
- …to aid in the growth processes to ensure adherence to policies. The Risk and Compliance Officer evaluates and ensures that an organization's operations ... 5 years in banking preferred Expert subject matter expertise Specific knowledge of risk management frameworks and corporate governance Expert ability to analyze … more
- Squaxin Island Gaming Enterprise (Shelton, WA)
- …risk mitigation strategies are in place and tested. Establish IT governance practices, including change management, risk assessment, and regulatory compliance ... with quality jobs in the region to our team members. SUMMARY: The Chief Technology Officer (CTO) is a senior officer responsible for shaping and driving the… more
- Commonwealth University of Pennsylvania (Bloomsburg, PA)
- …Posting Number S281 Classification Title E3 Working Title Chief Information Officer Department Information Technology Home Campus Bloomsburg City Bloomsburg State ... Position Purpose Commonwealth University seeks a forward-thinking, mission-driven Chief Information Officer (CIO) to lead the Office of Information Technology during… more
- TD Bank Group (New York, NY)
- …requirements and assists in implementing compliance initiatives to help manage regulatory risk . Key Responsibilities: Data Governance & Quality Strategy: Assist ... Job Description: The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade… more
- Banc of California (Santa Ana, CA)
- …experience implementing and administering those requirements Subject matter expertise in AML governance and AML compliance risk management. Ability to draft ... groups, and more. TOGETHER WE WIN(R) THE OPPORTUNITY Reporting to the SVP, BSA Officer , the incumbent will assist the BSA Officer to ensure corporate policies… more
- Citigroup, Inc. (Tampa, FL)
- Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from ... fraud, and potential bankruptcy. This includes supervision over technology operational risk , cyber risk , and fraud risk . These individuals are also… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- Job Description Summary Job Description Role Summary As the VP, AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an ... trust, financial integrity, and regulatory compliance. Additionally, this role oversees AML governance and operations functions for Bank & Trust. This role demands… more
- SBT Global, Inc. (Los Angeles, CA)
- …and regulatory requirements. This individual will play a critical role in risk management, policy enforcement, and corporate governance . Job Description ... Company Description English/Korean Bilingual The Compliance Officer will be responsible for developing, managing and monitoring compliance policies and procedures to… more
- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for...advisory with regards to the legal entity and product Risk Assessments Support in the coordination of internal and… more
- Fluent, LLC (New York, NY)
- As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to the Chief Financial Officer and play a key role in ensuring ... compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting obligations (NASDAQ: FLNT) and… more
- APluscare LLC (East Brunswick, NJ)
- Job Title: Compliance Officer Reporting Supervisor: Director of Compliance Position Summary: The Compliance Officer is tasked with instituting proactive systems ... and methods to include quality, risk & incident management as well as investigations and plans of correction. The overarching responsibility of this position is to… more
- Brakin Out Inc (Grand Prairie, TX)
- …forefront of guiding the strategic direction of our organization, ensuring effective governance , and championing our mission to provide second chances and mentorship ... to at- risk youth. This is a unique opportunity to contribute...and professional circles. Qualifications Proven experience as a police officer or related role in law enforcement. Strong understanding… more
- Larson Maddox (Waverly, IA)
- …and reporting frameworks. Serve as a liaison to executive leadership and governance committees on compliance matters. Supervise and mentor audit and compliance team ... oversight. Partner with IT and security teams to ensure alignment with data governance and emerging tech standards, including AI and cybersecurity. Promote a culture… more
- East Coast Facilities, Inc. (Allentown, PA)
- …Enhance finance systems, reporting dashboards, and automation tools for scalability. Risk , Compliance, and Governance Maintain strong internal controls and ... technology to elevate performance and efficiency. Job Overview: The Chief Financial Officer (CFO) is a key strategic leader responsible for overseeing the financial… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... Company. Essential Job Functions: Support the implementation of the operational resilience risk governance framework, including the development of a specialized … more
- Amazon (Arlington, VA)
- …do. BASIC QUALIFICATIONS - 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience - Bachelor's ... innovative and driven financial services compliance professional to join the Risk and Compliance Solutions' North America Compliance Office. This role will… more
- Paragon Space Development Corporation (Tucson, AZ)
- …control. *Oversee hardware development lifecycle-from design through certification-for high- risk environments. *Ensure compliance with all applicable aerospace and ... reporting and forward insight. *Leverage the Board's expertise to inform governance and strategic direction. Business Development & Market Positioning *Drive… more
- LACERA (Pasadena, CA)
- …Hedge Funds, Credit, Direct Investments (Private Markets), Portfolio Analytics ( Risk Management), and Corporate Governance Stewardship (Environmental, Social, ... works under the general administrative and technical direction of a Senior Investment Officer , LACERA who has immediate responsibility assist in the management of an… more
- FalconX (New York, NY)
- …Counsel to join our executive team, reporting directly to our Chief Legal Officer . The ideal candidate will have extensive experience in addressing regulatory and ... Develop and implement policies and procedures to mitigate legal risks. Corporate Governance : Advise the executive team on corporate governance matters. Draft,… more
- Panera Bread (West Newton, MA)
- …Key Responsibilities: Leadership & Strategic Counsel: Partner with Chief Legal Officer to provide business-oriented legal solutions and risk assessments, ... and risk mitigation. Assistant Company Secretary Duties: Support corporate governance initiatives and board of directors' matters; Assist in drafting and… more
