- US Bank (Atlanta, GA)
- …models related to the Bank's Financial Crimes (Anti-Money Laundering, Economic Sanctions /OFAC), adhering to OCC 2011-12 Regulatory Guidance and USB's Model Risk ... or model validation experience in Financial Crime Models (AML, Economics Sanctions and Customer Risk Rating). Advanced understanding of applicable compliance laws,… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title Deputy (Americas) Sanctions OFAC & Affiliate Oversight Corporate Title Vice President Location New York Overview Regulation, Compliance ... Regional Head as well as the Global Head of Sanctions & Embargoes in protecting Deutsche Bank from legal,...Closely follow the development of the legal situation around sanctions and embargoes and derive potential need for enhancement… more
- TD Bank Group (Charlotte, NC)
- …team and leads 2nd-line oversight activities and monitoring of the AML/ATF/ Sanctions /ABAC compliance programs for covered TD businesses and legal entities, including ... and handling disciplinary actions, as required Leads and manages a team of AML/ATF/ Sanctions /ABAC professionals and overall operation of a diverse group in an area… more
- Wellington Management Company (Boston, MA)
- …screening program ("Screening Program") and providing compliance support to our global sanctions program. The Screening Program, a critical part of our global ... Anti-Money Laundering (AML) and sanctions programs, includes the initial and ongoing screening of...of clients, service providers, employees and portfolio investments for sanctions , PEPs and financial crime related negative media. The… more
- Kaiser Permanente (Los Angeles, CA)
- …credentialing and privileging processes. Evaluates standard and nonstandard practitioner sanctions . Participates in surveys and audits of credentialing entities. ... and resolution by: obtaining and evaluating standard and nonstandard practitioner sanctions , complaints, and adverse data to ensure compliance, with regular review… more
- BitGo (New York, NY)
- …law enforcement, and regulators including 314(a), 314(b), subpoenas, and sanctions screening matches. Maintain and optimize Compliance program documentation, ... case investigations, including those related to TM alerts, negative news, sanctions hits, and proactive FIU-initiated inquiries. Investigate escalated alerts and… more
- Michael Page (New York, NY)
- …system changes related to ISO 20022 and assess their impact on sanctions screening and transaction monitoring systems Facilitate and document user acceptance testing ... model risk management approval Conduct FircoSoft list management tasks Perform daily sanctions list change testing and document results Document changes related to… more
- Veterans Sourcing Group (New York, NY)
- …List Management Tasks Utilize FircoSoft Utilities to carry BAU Conduct daily sanctions list update, testing and documentation Document changes on other tuning ... using AI Tools to analyze hit results for accuracy Skills: Compliance ( Sanctions and AML) systems knowledge and documentation Programming and testing experiences… more
- GoFundMe (Chicago, IL)
- …to the Compliance team for enhanced due diligence; focusing on sanctions and watchlist screening, Politically Exposed Person(s), Counter-Terrorism Financing, and ... processing behaviors. Knowledge of global customer due diligence, AML, CTF, sanctions , beneficial ownership requirements, Know Your Customer standards, and how these… more
- Standard Chartered (New York, NY)
- …and regulations, including those governing anti money laundering, terrorist financing and sanctions ; the Group's policies and procedures and the Group Code of ... Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk and compliance matters. Embed the Group's values and code of conduct to ensure that adherence with the highest standards of ethics, and compliance with relevant policies,… more
- Crowe LLP (Chicago, IL)
- …such as unrelated business income (UBI), executive compensation, intermediate sanctions , public support analysis, charitable giving, and the changing regulatory ... such as unrelated business income tax (UBIT), public support tests, intermediate sanctions , and charitable contribution substantiation Interpret and apply tax law to… more
- Crdit Agricole CIB (New York, NY)
- …and external regulatory requirements, including Anti-Money Laundering (AML) and Sanctions obligations. Key Responsibilities: Conduct analyses and provide guidance to ... regulatory requirements. Competencies Desirable: Knowledge of International AML and Sanctions regulations understanding of financial products and services, and how… more
- The School District of Philadelphia (Philadelphia, PA)
- …through practical application *maintain confidentiality of audit findings, recommendations and penalties/ sanctions . *work as a self starter and to multitask and ... complete assignments within time constraints and deadlines. *pay attention to detail *communicate effectively with all levels of management. *establish and maintain effective working relationships. Disclaimer The above statements are intended to describe the… more
- Cummins (Lakewood, NY)
- …position may require licensing for compliance with export controls or sanctions regulations. Experience: Requires some work experience or intermediate level ... knowledge obtained through education, training or on-the-job experience. Qualifications Minimum requirement for this role is an accredited 2 year Associates degree in the field of Electrical Design, Industrial Electrical Machine Controls/Programming,… more
- Canopius (New York, NY)
- …Business Support Submission clearance. Follow up on information needed from brokers. Initiate sanctions check if required and escalate to underwriter if there is a ... hit. Perform pre-analysis (triage) support based on predefined underwriting rules and/or guidelines. Evaluates new and renewal submissions against prescribed criteria to determine completeness; documents outstanding items and include them in communication to… more
- Citigroup, Inc. (Tampa, FL)
- …Funds Transfer Compliance Oversight (FTCO) team works with global and country AML, Sanctions , and Legal colleagues to provide advice and guidance to business Product ... a general and broad understanding of key AML and reputational risks (PEPs, Sanctions , AB&C, etc.) is a plus. Knowledge of payment industry trends, innovations,… more
- Ramp (New York, NY)
- …stakeholders and external financial partners related to BSA/AML and sanctions , KYC, training, procedure/process development, and regulatory reporting and testing. ... AML transaction monitoring, suspicious activity investigations and reporting, and sanctions and PEP monitoring Support compliance testing and reporting… more
- SCOR (Chicago, IL)
- …and support Stakeholders with reports and statistics, Ensure compliance with sanctions and embargos by scanning respective lists and forward to Underwriter/Legal ... for further investigation if needed, Ensure completeness and proper filing of underwriting, accounting and claims documentation DMS (Document Management System) Maintain good communication with clients by attending internal and external meetings and workshops… more
- NYC Criminal Justice Agency (New York, NY)
- …with program requirements and quality standards; advocate for graduated sanctions for eligible clients. Completing all necessary documentation and maintaining ... all data set reporting requirements in the program's case management database Teamwork and Relationship Building: Maintaining professional communication with defense attorneys, Assistant District Attorneys, and referral agencies until transfer or completion of… more
- Infosys (Atlanta, GA)
- …Your Customer (KYC)/Customer Due Diligence (CDD), Case Management & Workflow, Sanctions & Watchlist Screening, 314A/B, etc.) Practice Development Provide insights on ... new and emerging technologies, best practices and contribute to the development of service offerings Work with other practice members to support Infosys Consulting thought leadership activities and develop innovative assets, including differentiated points of… more
