• Direct Counsel (Orange, CA)
    Job Title: Litigation Associate - Securities Locations: New York, NY | Orange County, CA | San Diego, CA | San Francisco, CA | Silicon Valley, CA | Washington, ... Direct Counsel is representing an AmLaw 100 law firm seeking a Securities Litigation Associate to join its national litigation team. The firm serves high-profile… more
    Upward (06/29/25)
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  • Breeze Unlimited LLC (New York, NY)
    Confidential Legal Opportunity - Associate or Counsel ( Securities Litigation) Location: Midtown Manhattan, New York (On-Site) Industry: Legal Job Type: Full-Time ... Seniority Level: Mid-Senior A boutique, highly respected plaintiffs' securities litigation firm is seeking a mid-level or senior attorney to join its growing… more
    Upward (06/27/25)
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  • Mechanics Bank (Walnut Creek, CA)
    …person. This role will be working on-site at our Walnut Creek location. The Associate General Counsel - Securities supports the General Counsel and Corporate ... Mechanics Bank currently searching for a Associate General Counsel to join our team. Here...will include supporting the General Counsel in compliance with securities laws, including reporting and disclosure requirements; assisting with… more
    Upward (07/12/25)
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  • JPMorgan Chase & Co. (Boston, MA)
    Job Description As an Associate in JP Morgan Alternative Fund Services, you will be part of a dynamic team that administers over $950 billion in assets globally. You ... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world… more
    Upward (07/14/25)
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  • Greenberg Traurig LLP (Phoenix, AZ)
    Greenberg Traurig is seeking a mid-level corporate and securities associate in its Phoenix, AZ office. Candidates should have two to six years of experience with ... mergers and acquisitions, securities law (including SEC reporting requirements), public and private...related business matters. We are seeking an extremely motivated associate with excellent academic credentials and experience in a… more
    Upward (07/18/25)
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  • Hilltop Holdings (Dallas, TX)
    Job Description Hilltop Securities is looking to hire an Associate Financial Consultant in Dallas, Texas. The Associate Financial Consultant is responsible ... This job will serve as an expert of Hilltop Securities (HTS) and the platforms used within the Wealth...used within the Wealth Management group. This role Hilltop Securities Inc., a member of the FINRA and SIPC,… more
    Upward (07/02/25)
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  • My RIA Lawyer (Atlanta, GA)
    …career? If so, we are looking for you! Our firm is hiring an associate attorney who will support us by conducting legal research, drafting documents, maintaining ... and provide legal counsel with the help of senior associate attorneys *Prepare correspondence and legal documents such as...laws, including: * Investment Advisers Act of 1940. * Securities Exchange Act of 1934. *Rules and regulations of… more
    Upward (07/17/25)
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  • TD Bank Group (New York, NY)
    …more specific details for this role. Job Description: TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to join its Healthcare, ... States of America Hours: 40 Line of Business: TD Securities Pay Detail: $120,000 - $190,000 USD TD is...essential functions for ADA purposes. Who We Are TD Securities offers a wide range of capital markets products… more
    Upward (07/21/25)
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  • Raymond James Financial, Inc. (New Port Richey, FL)
    …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... methods. Investment concepts, practices and procedures used in the securities industry. Financial markets, products and industry regulations. Trading terminology.… more
    Upward (07/19/25)
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  • Raymond James Financial, Inc. (Newtown, PA)
    …the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join ... and methods. Investment concepts, practices and procedures used in the securities industry. Financial markets, products and industry regulations. Skill in Client… more
    Upward (07/23/25)
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  • Raymond James Financial, Inc. (Coral Gables, FL)
    …the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join ... methods. *Investment concepts, practices and procedures used in the securities industry. *Financial markets, products and industry regulations. *Client Relationship… more
    Upward (07/21/25)
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  • Raymond James Financial, Inc. (St. Petersburg, FL)
    …to interpret laws and regulations in light of operations. A Senior Associate , Supervision would be expected to conduct ongoing electronic communications reviews and ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
    Upward (07/23/25)
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  • Blackstone (New York, NY)
    …at ###@Blackstone.com. Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are ... Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and Advising… more
    Upward (07/12/25)
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  • TalentLink Solutions (Atlanta, GA)
    …and institutions. We are looking for an experienced and versatile Client Service Associate to support our advisors, our clients, and our continued growth. In ... account applications and various account maintenance items, process cash and securities transactions, follow up as needed Assume cashiering function with custodians,… more
    Upward (07/15/25)
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  • Fidelity Investments (Boston, MA)
    Job Description: Associate Actuary The Role Based in Boston, the Associate Actuary is a key member of Fidelity Investment Life Insurance (FILI) Company's growing ... product team. The Associate Actuary will help drive FILI's innovative approach to...Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act… more
    Upward (07/25/25)
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  • Goldman Sachs, Inc. (New York, NY)
    …division that partners with all parts of the firm to provide banking, securities , and asset management services to clients around the world. In addition, Operations ... to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices… more
    Upward (07/14/25)
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  • Jefferies (New York, NY)
    …of public or private products across corporate, municipal and asset-backed securities markets. The team frequently collaborates with other groups throughout ... Jefferies. The team is currently seeking an Analyst or Associate to join the New York office. Key Responsibilities: Conduct financial modeling and credit analysis… more
    Upward (07/25/25)
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  • NFP (West Hartford, CT)
    …division (not our insurance or retirement divisions). As a Client Service Associate , your primary responsibility is to forge and nurture robust relationships ... industry experience (preferred); experience in financial planning and/or the securities industry (helpful). Numerical accuracy and attention to detail (required).… more
    Upward (07/03/25)
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  • Fitch Group (Chicago, IL)
    …impact and we invite you to join us on this journey. Credit Analyst, Associate Director - Non-Bank Financial Institutions Fitch Ratings is adding a new Credit ... Analyst - Associate Director to our growing North American Non-Bank Financial...www.fitchsolutions.com | www.fitchlearning.com Fitch is committed to providing global securities markets with objective, timely, independent and forward-looking credit… more
    Upward (07/23/25)
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  • Blackstone (New York, NY)
    …world-class capabilities in investment grade private credit. Job Description: The Senior Associate - M&A Actuary will be part of the BXCI Acquisitions/Partnerships ... multiple transactions at once. Successful candidates for the Senior Associate - M&A Actuary role will bring a strong...the position, you may be required to obtain certain securities licenses if you are in a client facing… more
    Upward (07/15/25)
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