- Mechanics Bank (Walnut Creek, CA)
- …role will be working on-site at our Walnut Creek location. The Associate General Counsel - Securities supports the General Counsel and Corporate Secretary ... and Bank functions and businesses. Responsibilities will include supporting the General Counsel in compliance with securities laws, including reporting and… more
- Breeze Unlimited LLC (New York, NY)
- Confidential Legal Opportunity - Associate or Counsel ( Securities Litigation) Location: Midtown Manhattan, New York (On-Site) Industry: Legal Job Type: Full-Time ... Seniority Level: Mid-Senior A boutique, highly respected plaintiffs' securities litigation firm is seeking a mid-level or senior attorney to join its growing… more
- Blackstone (New York, NY)
- …conducting mock examinations in conjunction with external consultants and counsel . Support various business groups, including investment, marketing, accounting, ... the position, you may be required to obtain certain securities licenses if you are in a client facing...funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and… more
- PVH Corp. (New York, NY)
- …Plan, our multiyear strategy. Position Summary: The Executive Assistant to the General Counsel will provide direct support to the Executive Vice President, General ... Counsel & Secretary. This role is privy to the...Directors. In addition, the role helps support PVH Corp.'s Securities and Exchange Commission reporting obligations and other Legal… more
- My RIA Lawyer (Atlanta, GA)
- …legal research, drafting documents, maintaining client files, and assisting with legal counsel . The ideal candidate will have some courtroom experience and strong ... out to us today! Responsibilities Job Expectations for General Counsel (BD and RIAs) to include, but not limited...laws, including: * Investment Advisers Act of 1940. * Securities Exchange Act of 1934. *Rules and regulations of… more
- Direct Counsel (Orange, CA)
- …motions, pleadings, discovery responses, and other litigation documents in high-stakes securities cases. Assist with internal investigations and counsel clients ... Job Title: Litigation Associate - Securities Locations: New York, NY | Orange County,...Litigation Experience Level: Minimum 2 Years Position Summary Direct Counsel is representing an AmLaw 100 law firm seeking… more
- American International Group, Inc. (New York, NY)
- Associate General Counsel , Reinsurance We are seeking an experienced attorney to join the Reinsurance Legal Team within General Insurance (GI) at AIG. The team is ... and key to AIG's strategic initiatives. This position reports to the Deputy General Counsel for Reinsurance. As a leader, you are respected for your deep technical… more
- Lincoln Financial (Broomall, PA)
- …listing standards and general corporate law matters; and providing day-to-day advice and counsel on a broad range of securities and governance matters to ... at a Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to proxy… more
- Fluent, LLC (New York, NY)
- As our Corporate Counsel , SEC Reporting and Corporate Governance, you will report directly to the Chief Financial Officer and play a key role in ensuring compliance ... risk management Advise on and oversee policies and procedures relating to securities law compliance and disclosure matters, including the administration of the… more
- Lincoln Financial (Broomall, PA)
- …74772 The Role at a Glance The Role at a Glance The AVP, Senior Counsel - Life & Annuities, provides legal support to the Lincoln Financial Group business segments ... "thought leader" who will be sought after for advice, counsel , and judgment Execute: Draft and negotiate: - Life...Bar in good standing is required Experience Experience with Securities Act of 1933 and Investment Company Act of… more
- FalconX (New York, NY)
- …cryptocurrency landscape. Impact We are seeking an experienced and highly skilled General Counsel to join our executive team, reporting directly to our Chief Legal ... relevant laws and regulations affecting the company, including commodities, securities and digital asset regulations. Develop and implement policies...be between $310,000 - $420,000 USD for a General Counsel level and $348,000 - $470,000 for a VP,… more
- Panera Bread (West Newton, MA)
- VP, Assistant General Counsel , Corporate, Franchising, and Development Job Summary: The Vice President, Assistant General Counsel , Corporate, Franchising & ... to corporate, franchising and development. This role provides strategic legal counsel on mergers, acquisitions, divestitures, corporate finance, debt and equity… more
- Interactive Brokers (Washington, DC)
- …opportunity to join IBKR's growing Legal Department. The Regulatory Correspondence Counsel will oversee and provide legal input regarding various regulatory matters, ... services industry, preferably at a law firm, financial institution, and/or securities or commodities regulator, or comparable non-legal experience in the financial… more
- Chewy (Boston, MA)
- Our Opportunity: Chewy is seeking a highly motivated and experienced Corporate Counsel to join our Legal Department in Boston, MA or Plantation, FL. The successful ... candidate will have significant experience advising on securities laws, corporate governance, public company reporting, M&A, and...This position will report to the Director, Associate General Counsel . Does that sound like you? If so, we… more
- Solutus Legal Search (Los Angeles, CA)
- …retained Solutus to assistin hiring an intelligent, self-motivated, energetic, and collaborative General Counsel to help guide the company at an exciting time in the ... global regulatory changes impacting semiconductor manufacturing, sales, and R&D. Securities Compliance and Corporate Governance Support board activities, including… more
- Houlihan Lokey, Inc. (Houston, TX)
- …confidence in the financial executives, boards of directors, special committees, retained counsel , investors, and business owners we serve. In 2024, LSEG ranked us ... we advise them on the valuations of illiquid debt, equity and complex securities in order to meet their investor and regulatory financial reporting requirements. Our… more
- Jobs for Humanity (Sunnyvale, CA)
- …all walks of life. Company Name: Lemonaid Health Job Description Corporate Counsel Sunnyvale, California, United States 23andMe is seeking an exceptional Corporate ... Counsel to join our legal team in Sunnyvale, CA....and advise on a broad range of corporate, governance, securities law, commercial, strategic transactions, and other matters. This… more
- Dechert LLP (New York, NY)
- The Corporate and Securities practice group with Dechert LLP is hiring for a Senior Paralegal to join the firm's New York office. This position assists the C&S ... Practice Group Director and Partners with the Corporate & Securities (C&S) practice at the firm (consisting of M&A, finance and capital markets), with a particular… more
- International Staffing Consultants, Inc. (Pleasanton, CA)
- …documents and advising on structuring considerations. Familiarity with private placements under the Securities Act of 1933 , the Investment Company Act of 1940 , and ... investors , delivering tailored, practical legal advice. Navigate complex securities and investment management regulations applicable to unregistered funds and… more
- Citigroup, Inc. (New York, NY)
- …& Investment Banking, Risk, Legal, Operations) and external partners (Investors, External Counsel ) to guide clients through the equity capital raising process and ... capital markets products, derivatives, credit, cash management, trade, finance and securities products Series 7, 79 and 63 preferred Education: Bachelor's… more
