- Breeze Unlimited LLC (New York, NY)
- Confidential Legal Opportunity - Associate or Counsel ( Securities Litigation) Location: Midtown Manhattan, New York (On-Site) Industry: Legal Job Type: ... Full-Time Seniority Level: Mid-Senior A boutique, highly respected plaintiffs' securities litigation firm is seeking a mid-level or senior attorney to join its… more
- Illinois Secretary of State (Chicago, IL)
- Office of the Illinois Secretary of State Alexi Giannoulias Job Title: Senior Legal Advisor - Securities Department Division: Registration & Licensing Union: N/A ... with experience Benefits: https://cms.illinois.gov/benefits/stateemployee.html Overview : Analyzes and resolves legal issues that arise with registration of entities as… more
- Mechanics Bank (Walnut Creek, CA)
- …training on, and the compliance processes for, various corporate policies, including securities trading and Regulation FD. Providing legal support to the ... on-site at our Walnut Creek location. The Associate General Counsel - Securities supports the General Counsel and Corporate Secretary in the day-to-day operations… more
- Korn Ferry Executive Search (Dallas, TX)
- …Take responsibility for general accounting matters such as investments in securities , product liability, legal reserves, environmental credits, and marketing ... as necessary to maintain compliance. Corporate Governance: Working closely with Legal , HR and impacted business stakeholders, provide guidance on corporate… more
- Fitch Group (Chicago, IL)
- …Fitch Ratings is seeking an Analyst to join the Asset-Backed Securities Group in our Chicago office Fitch Ratings is adding a ... highly motivated professional to the Asset Backed Securities (ABS) team as an Analyst. The position provides...markets. How You'll Make an Impact: Analyze key credit, legal , and structural aspects of ABS transactions. Support rating… more
- My RIA Lawyer (Atlanta, GA)
- …work with experienced attorneys and paralegals who will give you opportunities to further your legal career? If so, we are looking for you! Our firm is hiring an ... associate attorney who will support us by conducting legal research, drafting documents, maintaining client files, and assisting...laws, including: * Investment Advisers Act of 1940. * Securities Exchange Act of 1934. *Rules and regulations of… more
- Lincoln Financial (Broomall, PA)
- …Glance This position will perform legal work on a broad range of US securities and corporate law matters, with an emphasis on aspects of work related to proxy ... 10-K/10-Q, current reports on Form 8-K and Section 16 reporting obligations; securities offerings under the 1933 Act; earnings releases and related materials; equity… more
- Direct Counsel (Orange, CA)
- Job Title: Litigation Associate - Securities Locations: New York, NY | Orange County, CA | San Diego, CA | San Francisco, CA | Silicon Valley, CA | Washington, DC ... Practice Area: Securities Litigation Experience Level: Minimum 2 Years Position Summary...Act of 1934 , and related SEC regulations. Excellent legal writing , research , and oral communication skills.… more
- State Street Corporation (Quincy, MA)
- …must have been in a management or supervisory capacity. Knowledge of securities language and legal requirements. Good interpersonal, organizational and ... management skills. Solid understanding of operational functions within Custody and/or Fund Accounting. Ability to provide technical expertise to resolve daily problems. Demonstrated computer proficiency and working knowledge of various software applications.… more
- Interactive Brokers (Washington, DC)
- …financial services industry, preferably at a law firm, financial institution, and/or securities or commodities regulator, or comparable non- legal experience in ... your Team: This position is an exciting opportunity to join IBKR's growing Legal Department. The Regulatory Correspondence Counsel will oversee and provide legal … more
- American International Group, Inc. (New York, NY)
- …General Counsel, Reinsurance We are seeking an experienced attorney to join the Reinsurance Legal Team within General Insurance (GI) at AIG. The team is comprised of ... AIG. Specific duties will include, but not be limited to: Negotiating the legal aspects of GI's ceded reinsurance treaty programs globally across all property and… more
- CCG Business Solutions, LLC (San Diego, CA)
- …Description Our award winning client has an opening for an experienced Transactional Legal Secretary in their Corporate and Securities and Real Estate practice ... areas. Responsibilities: Provide administrative support to Corporate and Securities and Real Estate attorneys and paralegals Prepare, revise, proofread and redline … more
- Citigroup, Inc. (New York, NY)
- …algorithms. Collaborate with cross functional teams (product development, trading, legal , compliance, finance, securities services, operations, independent risk, ... and controls groups) to reengineer processes and design new Foreign Exchange workflows for clients. Remain apprised of changes in a dynamic, competitive marketplace and update internal resources on trends. A telecommuting/hybrid work schedule is permitted… more
- Blackstone (New York, NY)
- …above. Primary job responsibilities include: Support senior members of Compliance and Legal teams in relation to the fund formation process, including disclosures, ... as well as marketing of funds. Support compliance and legal aspects of new bespoke product launches, including structuring,...the position, you may be required to obtain certain securities licenses if you are in a client facing… more
- International Staffing Consultants, Inc. (Pleasanton, CA)
- …with fund sponsors and institutional investors , delivering tailored, practical legal advice. Navigate complex securities and investment management regulations ... documents and advising on structuring considerations. Familiarity with private placements under the Securities Act of 1933 , the Investment Company Act of 1940 , and… more
- She Recruits, LLC (Hackensack, NJ)
- Position Title: Corporate/M&A/ Securities /Finance Attorney Locations: Wilmington, DE; Boca Raton, FL; Baltimore, MD; Hackensack, NJ; Manhattan, NY Salary : $240k-450k ... Our client is currently seeking an experienced Corporate/M&A/ Securities /Finance Attorney to join their team in one of their various office locations including… more
- Computershare (Columbia, MD)
- …and innovation you can trust. When you join this dynamic team as a Securities Administration Services Analyst II you will enjoy a career, teamwork, flexibility and ... and interpersonal communication skills, ability to independently perform tasks within the Securities Admin Services lines of business? If you're a match to those… more
- Blackstone (New York, NY)
- …the US, including the acquisitions, asset management, strategy and legal /compliance teams. Responsibilities: Determine property accounting treatment of unique and ... the position, you may be required to obtain certain securities licenses if you are in a client facing...funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and… more
- Fluent, LLC (New York, NY)
- …corporate governance. In this dynamic role, you'll work closely with the Finance and Legal & Compliance teams on strategic transactions and a wide range of legal ... minutes, and ensuring compliance with policies and charter documents Provide legal support for general corporate matters, including public relations, investor… more
- PGIM (Newark, NJ)
- …Ensure data integrity by reviewing and analyzing daily prices for all active securities . Update pricing records in accounting system as needed. Submit all pricing ... support for management review. Monitor and track status of fair valued securities . CLASS ACTIONS: Track incoming class actions and monitor status on the vendor… more
