- Citigroup, Inc. (Tampa, FL)
- …of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some ... duties may be assigned as required. Job Family Group: Operations - Transaction Services Job Family: Securities ...Group: Operations - Transaction Services Job Family: Securities and Derivatives Processing Time Type: Full time Primary… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …procedures used in the industry. Principles of estate planning, trusts and securities industry operations . Financial markets and products. Effectively managing ... Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), … more
- TD Bank Group (New York, NY)
- …who can provide you more specific details for this role. Job Description: At TD Securities , the CIB Credit function is an integral part of the full suite of services ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- JPMorgan Chase & Co. (New York, NY)
- …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... forums. Required qualifications, capabilities, and skills Working knowledge of multiple Securities Services products such as Custody, Fund Accounting, Fund Admin,… more
- Daiichi Sankyo, Inc. (Basking Ridge, NJ)
- …functions. Advises on issues related to financial transactions, procurement, financial operations , securities , tax, financial audits, real estate, and facility ... management. Develops contract templates, reviews agreements, and manages outside counsel as necessary. IT/DX Acts as legal advisor for Global Information Technology/DX, providing legal advice, preparing legal documents, negotiating contracts, assessing… more
- eTeam, Inc. (St. Petersburg, FL)
- …assigned functional area. Investment concepts, practices and procedures used in the securities industry. Principles of banking and finance operations . Financial ... Job Title: Fixed Income Operations Senior Advisor Job Duration: 12 months contract...license(s) for assigned functional area, or International equivalent. Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- Jobsultant Solutions (Seattle, WA)
- …to directly support our Vice President & Associate General Counsel, Corporate & Securities and Legal Operations in the Legal Department. Bring your enthusiasm ... and can-do attitude to this exciting, growing organization. This role requires attention to detail, efficient organizational skills, and a willingness to pitch in to get things done. A high level of integrity and discretion in handling confidential… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Distribution. Professionals in the Division assess and actively manages risk, trade securities , and structure as well as execute innovative transactions in the… more
- DTCC (Coppell, TX)
- …Impact you will have in this role : Being a member of the Network Campus Operations team means you will be part of a diverse and collaborative team with critical ... our clients, both internally and externally. As the Director Network Campus Operations Engineering organization, you will play a critical role in maintaining… more
- BOK Financial (Tulsa, OK)
- Req ID: 76773 Location: Tulsa -TUL Areas of Interest: Loan Operations ; Complex Commercial Loan Processing; Legal; Lending; Risk Management Pay Transparency Salary ... Deadline: 08/09/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities , Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates… more
- Raymond James Financial, Inc. (Savannah, GA)
- …and cleaning/security issues. Recruits, selects, orients, trains and supervises branch operations associates. In conjunction with the Branch Manager conducts ongoing ... performance management, scheduled performance appraisals and salary reviews of operations associates, and maintains branch associate files. Reviews daily work of … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of operations in areas such as account services, international securities , transaction processing, or loan support/credit approval. Manage several departments of ... Summary Provides direction, leadership and support for assigned department in Operations . Implements business plans and ensures policies and procedures are followed.… more
- Raymond James Financial, Inc. (Kalamazoo, MI)
- …of operations in areas such as account services, international securities , transaction processing, or loan support/credit approval. Manage several departments of ... of team/personal objectives. Supervise a team providing administrative and service operations support and have deep expertise in the service operations… more
- DTCC (Jersey City, NJ)
- …the industry's leading solutions for several business functions, including Securities processing, Issuer Services, Underwriting and Corporate Actions processing. ... strong, trust-based relationships with business line leaders, IT teams, and operations , ensuring a deep understanding of business processes and seamless technology… more
- Goldman Sachs, Inc. (Dallas, TX)
- …managers, private lending underwriters, global client financing, credit, legal and other operations teams to perform critical control functions in a rapidly growing ... business while delivering an excellent client experience. OUR IMPACT Operations is integrated within our businesses and delivers banking, sales and trading, and… more
- Fitch Group (New York, NY)
- …is part of Fitch Group, a global leader in financial information services with operations in more than 30 countries, which also includes Fitch Solutions. With dual ... to volunteer in your community Fitch is committed to providing global securities markets with objective, timely, independent and forward-looking credit opinions. To… more
- Fidelity Investments (Merrimack, NH)
- …include prospectuses, statements of additional information, and more-ensuring compliance with evolving securities laws. In this role, you will: Inspire and guide a ... team is part of the Fidelity Fund and Investment Operations (FFIO) organization. In fact, we're the largest service...Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act… more
- Vibrantz Technologies, Inc. (Houston, TX)
- …heads, hands and - uniquely - their hearts. Vibrantz is owned by American Securities , a leading US private equity firm that invests in market-leading North American ... to $2 billion and/or $50 million to $200 million of EBITDA. American Securities and its affiliates have approximately $23 billion under management and are based… more
- Cornerstone Capital Bank (Houston, TX)
- …committee, cash flow management, stress testing, hedging, and bank investment securities activities. What you'll do: Responsible for aligning treasury departmental ... advisors; manage the bank's investment portfolio and oversee pledging and collateral operations to support public funds depositors Serve as the team lead in… more
- Oppenheimer & Co. Inc. (North Palm Beach, FL)
- …range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate ... responsibility is to support Financial Advisors in sales, marketing and day-to-day operations of a growing wealth management practice. This role requires superior… more
