- Raymond James Financial, Inc. (Birmingham, MI)
- …delivery. *Transmits and receives messages with home office. *Processes securities transactions, including transmitting orders, cancellation and correction of orders ... and, ensuring delivery to home office according to proper mailing procedures with confirmation of receipt. *Maintains documentation to cashiering according to compliance requirements. *Assists branch managements with audit preparation. *Assists with opening… more
- Brookfield Asset Management, Inc. (Chicago, IL)
- …Chicago - 110 North Wacker Drive, Suite 2700 Business - Public Securities Brookfield's Public Securities Group serves institutions and individuals seeking ... assets through actively managed listed equity and debt strategies. The Public Securities Group leverages Brookfield's core real asset expertise across real estate,… more
- PGIM (Newark, NJ)
- Job Classification: Investment Management - Investment Operations A GLOBAL FIRM WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of ... do: The associate will have daily contact with various operations groups within PGIM Quantitative Solutions (PQS), as well...by reviewing and analyzing daily prices for all active securities . Update pricing records in accounting system as needed.… more
- Moneta (St. Louis, MO)
- …needs of those we serve. Job Description Moneta is searching for a Compliance Specialist to join our small, dynamic Compliance team handling a wide range of tasks ... years of experience in a professional office environment Experience in operations , registrations, or compliance department of a registered investment adviser… more
- Frandsen Bank (New Ulm, MN)
- …Frandsen Bank & Trust is a growing community-oriented company looking for a full-time Operations Specialist to work in our Wealth Management & Trust department ... Are you interested in joining a successful, expanding wealth management team, in a key operations role delivering a variety of trust support activities?… more
- Citigroup, Inc. (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- JPMorgan Chase & Co. (Tampa, FL)
- …finance. You have found the right team. As a Trade & Working Capital Operations Analyst within the Specialty Product team at JPMorganChase, you will play a crucial ... role in managing day-to-day operations for trade finance products. Your work will ensure...Certification in Trade Finance, such as Certified Documentary Credit Specialist (CDCS) by IFSA London. Positive attitude, willingness to… more
- DTCC (Coppell, TX)
- …exercise Define and document policies, procedures, standards related to application operations Responsible for team's adherence to DTCC's regulatory and IT general ... Produce performance/SLA reporting metrics for continuous improvement of the operations team Provide level 2 engineering support to complement engineering… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... and fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling process… more
- City National Bank (Newark, DE)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... 4 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Ability to perform research… more
- Truist (Atlanta, GA)
- …role on-site 4 days a week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... of subject matter expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay current on trends, new asset types,… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact with… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Principal Custody Solutions (PCS) team. If you enjoy working in ... and communication skills, this may be the position for you! As a ** Securities Operations Specialist II** , you will perform a variety of operational… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Trust & Custody Department in Minneapolis, MN. If you enjoy ... School Diploma or equivalent + 3+ years of experience in customer service, operations , financial services or business processing + Strong attention to detail and… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- Wells Fargo (New York, NY)
- …more than 70 million global customers. Wells Fargo Bank NA seeks a **Lead Securities Quantitative Analytics Specialist ** in New York, NY. **Job Role and ... Fargo Technology** sets IT strategy; enhances the design, development, and operations of our systems; optimizes the Wells Fargo infrastructure footprint; provides… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Citigroup (Jersey City, NJ)
- …perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...knowledge of front-to-back flows, risk and regulations. + **Product Specialist :** perform product development and strategy for a specific… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
