- Citigroup (Tampa, FL)
- …Sr. Analyst is responsible for performing data analysis with a focus on risk and compliance reviews for AML Name Screening. The overall objective is to utilize ... 's Name Screening Program's monitoring and maintenance of the CENSE engine, ensuring compliance with AML Name Screening Policies and Procedures and in-line with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Role Summary** As the VP, AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an anti-money laundering framework aligned ... operations. You will serve as a trusted advisor to senior leadership, acting as both guardian and guide in...**Key Responsibilities** + Lead development and execution of the AML compliance program for Raymond James Bank… more
- Citigroup (Tampa, FL)
- …US SAR working group and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer : This role demands a deep understanding of ... Anti-Money Laundering ( AML ) regulations and their practical application within the business....minimize downtime. + Create and deliver high-quality presentations for senior leadership. Expertise in PowerPoint is essential for structuring… more
- Capital One (Mclean, VA)
- Senior Director, AML Compliance Program...Management, who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate ... Director, AML Leader for Capital One's AML Compliance Program is a key strategy...routines and controls are delivering desired results. * Provide senior management with effective, credible and grounded challenge regarding… more
- CIBC (Chicago, IL)
- …deficiencies. + Develop process maps to document key/core processes that support AML compliance (eg, onboarding, CTRs, CDD maintenance, BSA travel rule, etc.). ... Wealth Management, by providing subject matter expertise on Anti-Money Laundering ( AML ) compliance , supporting risk assessments, and recommending controls to… more
- KeyBank (Brooklyn, OH)
- …day-to-day operations run smoothly, enabling strategic focus on regulatory compliance , operational oversight, and enterprise-wide AML initiatives.** **Essential ... Diploma or higher level education** **Minimum 5 years of experience supporting senior executives, preferably in financial services, compliance , or risk… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders ... topics. Support the organization in strategic investments and acquisitions from an AML and OFAC regulatory compliance perspective. **ESSENTIAL JOB FUNCTIONS** +… more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank...compliance reports, statistics, and presentations for the BOD, Senior Management, and relevant Compliance Committees. +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews,… more
- Vanguard (Malvern, PA)
- …crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the ... and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of compliance… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- Banc of California (Durham, NC)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Capital One (Plano, TX)
- Senior Director, Know Your Customer (KYC) Compliance Program The Senior Director, AML Leader for Capital One's Enterprise Know Your Customer (KYC) ... performs a key risk management leadership role in ensuring compliance with Know Your Customer (KYC) regulations and maintaining...Management, who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a… more
- Citigroup (Tampa, FL)
- The KYC Operations Sr Officer is a senior -level position responsible for leading Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory ... reporting activities in coordination with the Compliance and Control team. The overall objective of this...(KYC) team in multiple forums, internally and externally, including senior management discussions and key stakeholder meetings across the… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... 10+ years of experience in the financial services industry, with extensive senior -level expertise in broker-dealer and investment advisor compliance , risk… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders ... compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, project tracking, and administrative matters.… more
- Mastercard (Harrison, NY)
- …role within the Risk function, reporting to the Senior Vice President, Global AML and Sanctions Officer . This role is responsible for driving the strategy, ... to ensure that Sanctions and Export Controls requirements are met. The Global AML , Sanctions and Export Compliance teams have implemented robust compliance… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …services implemented by the bank. + Assists the Director of Compliance and BSA/ AML (Chief Compliance Officer ) with document collection for audits and ... their career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting...Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then reporting to the Credit… more
- Forward Air (Dallas, TX)
- The Senior Manager, Ethics & Compliance for...Dallas, TX, and reporting to the Chief Ethics & Compliance Officer , you will ensure the implementation ... the business. + Report to the Chief Ethics & Compliance Officer and act as a key...+ Expertise in anti-bribery (FCPA and local equivalents), sanctions, AML , fraud prevention, data privacy, and third-party compliance… more
- Synchrony (Chicago, IL)
- Job Description: **Role Summary/Purpose:** Reporting to the SVP, BSA/ AML /OFAC Officer , this position will oversee and provide strategic thought leadership ... issues and risks for further discussion and action, as appropriate, to the BSA/ AML /OFAC Officer + Develop and monitor Sanctions and Watchlist -related metrics,… more