- Repligen (Waltham, MA)
- …reporting (ICFR) in compliance with Sarbanes-Oxley (SOX) requirements.Ensure compliance with accounting standards and regulatory requirements, including SEC ... public company is looking for a strong, experienced, and technically sound Senior Director, Assistant Controller, who will own the Company's accounting processes… more
- AmTrust Financial Services, Inc. (Jersey City, NJ)
- …to various regulatory and contractual obligations. We are currently looking for a Compliance Officer to join our Team in Morristown, New Jersey. The ... Compliance Officer will oversee and ensure ... bodies in the US and Europe. Responsibilities 1. Regulatory Compliance : Monitor and interpret state regulations… more
- Red River Communications (Abercrombie, ND)
- … Officer (CFO) - Onsite Red River Communications is seeking a Chief Financial Officer to join our senior leadership team. This is a working manager role ... Analyze long-term debt obligations and make recommendations on financing Ensure compliance with all applicable local, state and federal financial regulations Prepare… more
- AdventHealth (Altamonte Springs, FL)
- … Compliance Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership ... Division. Communicate and provide training and education on policies regarding regulatory compliance to ensure consistency across assigned Division. Attend… more
- First National Bank Texas (Killeen, TX)
- …the line of business on options and alternative methods of remediating regulatory compliance issues identified through self-assessments, compliance ... and documentation of relevant monitoring activities as well as achieving regulatory compliance . * Oversee the work performed by staff for accuracy, completeness,… more
- City of Indio, CA (Indio, CA)
- …citations and notices; performs other related duties as required. DISTINGUISHING CHARACTERISTICS: Senior Code Enforcement Officer The Senior Code Enforcement ... (The following are minimal qualifications necessary for entry into the classification.) Senior Code Enforcement Officer Education: Equivalent to the completion… more
- Phaxis (New York, NY)
- Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework. Key Responsibilities Maintain, administer, and ... Prepare and submit timely internal reports on Reg SHO compliance to senior stakeholders. Draft responses to... stakeholders. Draft responses to Client, SEC, and other regulatory inquiries, escalating any issues to the Head of… more
- PACS (Farmington, UT)
- …strongly preferred Minimum of 10 years as a healthcare-focused attorney or compliance officer , with deep regulatory knowledge Demonstrated expertise ... We are seeking an experienced and collaborative Deputy Chief Compliance Officer - Eastern United States to...with facility leadership and operations to promote a strong compliance culture Identify, assess, and mitigate regulatory … more
- Santander Bank (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America Your Journey Starts Here: Santander is a global leader ... securities laws/regulations; draft, update and implement relevant policies/procedures; Provide regulatory / compliance training; assist the Business in implementing… more
- New York Life Insurance Co (New York, NY)
- …Summary: We are seeking an experienced and strategic Business Unit Risk Officer and Risk Insights/Assessments Lead to manage risk oversight and assurance for ... two dynamic and evolving business units and co-lead a risk assessments team. This senior -level leader will serve as the primary point of contact for risk matters… more
- TD Bank Group (New York, NY)
- …who can provide you more specific details for this role. Job Description: The Senior Compliance Office provides advice, guidance and support to business units in ... adhering to regulatory / compliance requirements and assists in implementing ... functions Depth & Scope: Works independently as the senior officer and may coach and educate… more
- Legal & General Investment Management America (Chicago, IL)
- …revised regulatory requirements relevant to the business Provide regular reporting to the Senior Compliance Officer and CCO, the US head of Marketing, ... implementation of strategic initiatives. Qualifications Bachelor's degree 4-7 years of regulatory compliance experience at an SEC-registered investment advisor,… more
- SCAN (Long Beach, CA)
- …compliance , and external partners to safeguard sensitive health information, maintain regulatory compliance , and mitigate risks associated with evolving cyber ... healthcare industry and nationally as a leading expert in senior healthcare. SCAN employees are a group of talented,...and Twitter. The Job As the Chief Information Security Officer (CISO), you will be responsible for establishing and… more
- EVEREST REHABILITATION HOSPITALS (Pinellas Park, FL)
- …required to meet patient needs and develops appropriate staffing plans. Assures compliance with all regulatory and accreditation requirements. Maintains survey ... and assigned clinical operation departments. Consults with and advises Chief Executive Officer on the general operation of the hospital. Develops nursing and… more
- Emerald Resource Group (Chicago, IL)
- Chief Information Security Officer (CISO) Chicago, IL Area (Hybrid) Healthcare / Technology-Enabled Services No C2C or Visa Sponsorship offered. You must be a ... current US Citizen or Green Card Holder. Chief Information Security Officer (CISO) Overview A leading, fast-growing national healthcare provider is seeking a Chief… more
- Addition Management (Miami, FL)
- Position: Chief Financial Officer Location: Miami, FL Salary: $300k - $400k + Bonus POSITION SNAPSHOT The Chief Financial Officer will be responsible for the ... informed of relevant variances, and recommending modifications to ensure compliance with parameters established to maximize profitability and firm stability.… more
- International Staffing Consultants, Inc. (South Burlington, VT)
- …$260,000 - $400,000 per year We are seeking an experienced and dynamic Chief Compliance Officer (CCO) to lead our client's compliance and privacy ... compliance risks. Ensure timely reporting of any issues or violations to senior leadership and regulatory bodies as appropriate. Privacy Oversight: Lead… more
- Gpac (Bellevue, NE)
- …and collateral evaluations under supervision Prepare loan documentation and ensure compliance with internal and regulatory standards Participate in community ... Position Summary We are seeking a motivated and customer-focused Junior Agriculture Loan Officer to join our lending team. This entry-level role is perfect for… more
- Webster Bank (Rego Park, NY)
- …logical decisions that balance customer needs with Webster objectives. Meet all regulatory compliance requirements. Manage time appropriately each day; follow up ... our robust development opportunities, and enjoy meaningful work! Community Liaison Officer (CLO) is responsible for originating residential mortgage loans primarily… more
- CommonWealth Central Credit Union (San Jose, CA)
- Senior Director of Compliance & Fraud At...Credit Union Compliance Expert (CUCE), Certified Bank Compliance Officer (CBCO), Certified Regulatory ... and more We are currently accepting applications for a Senior Director of Compliance and Fraud based...designed to identify, manage, and report company-wide legal and regulatory compliance risk. Conduct internal reviews of… more
