- Repligen (Waltham, MA)
- …public company is looking for a strong, experienced, and technically sound Senior Director, Assistant Controller, who will own the Company's accounting processes ... in accordance with GAAP.Ensure timely and accurate financial reporting to senior management and external stakeholders, including quarterly and annual filings (eg,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data...quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is ... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements**...projects, we also help network with the communities around us , too. You can do amazing work here. Work… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... Assessment **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $163,600.00 -… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...financial, physical, mental, and social health needs. \#GBM2025 Location(s): United States : Texas : Houston Scotiabank… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- Truist (Charlotte, NC)
- …or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift ( United States of America) **Please review the following job ... any communications. If you already have a profile with us , you can log in to check status.** Need...regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance… more
- KeyBank (Lea County, NM)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to ... KeyBank's Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's … more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... **Work Location** : New York, New York, United States of America **Hours:** 40...Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations… more
- First Horizon Bank (Memphis, TN)
- …Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern US The Company and its subsidiaries offer ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- First Horizon Bank (Asheboro, NC)
- …Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern US The Company and its subsidiaries offer ... (Ex: CPA, Series 6 or 7 license, etc)** None required **About Us ** First Horizon Corporation is a leading regional financial services company, dedicated… more
- Tradeweb (New York, NY)
- …https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to- senior level Compliance Officer with ... as one of _America's Best Companies_ (2024) and by US News & World Report as one of the...AI practices across business operations. This role will champion compliance with global privacy laws (eg, GDPR, CCPA), drive… more
- Highmark Health (Austin, TX)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... **Work Location** : New York, New York, United States of America **Hours:** 40...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- CIBC (Chicago, IL)
- …become a strong, innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC ... to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to... Officer reports to the Deputy Chief Compliance Officer (CCO) and supports US… more
- V2X (Reston, VA)
- …+ Site Safety Coordinator + Occupational Health and Safety Specialist + Safety Compliance Officer Senior -Level (10+ Years Experience) + Site Safety ... with expertise in occupational safety, risk management, and compliance with health regulations, we encourage you to join...Health Officer + Senior Safety Manager + Environmental Health & Safety (EHS)… more
- Citigroup (Getzville, NY)
- … Risk Management **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $115,840.00 - ... Serves as a senior vice president of Compliance Data...to detail. Awareness of regulatory requirements including local and US laws, international and industry standards. + Excellent data… more
