- TD Bank Group (Charlotte, NC)
- …impacts Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... risks and Limits for managing Liquidity Risk of the firm Coordinates the Bank 's representation to 2nd LoD auditors, and regulators Works with product areas on… more
- TD Bank Group (New York, NY)
- …evolving regulatory requirements and assesses potential impacts to the Bank Assesses/identifies key issues and escalates to appropriate levels and relevant ... this role. Line of Business: Audit Job Description: The Senior Audit Group Manager leads and develops a team...management Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with… more
- Citizens Bank (Johnston, RI)
- Job Description Job Description As Assistant General Counsel at Citizens Bank , you will play a critical role in shaping and safeguarding the bank 's privacy ... regulatory compliance, and risk mitigation strategies. Key Responsibilities Strategic Legal Counsel : Advise senior leadership and business units on privacy,… more
- Capital Community Bank (Pleasant Grove, UT)
- …and organizational alignment, the Vice President of Audit also reports to the Bank 's General Counsel . This structure facilitates timely support, access to legal ... audit findings to resolution, assessing risk management practices, and ensuring compliance with regulatory requirements. You will serve as a key member of the risk… more
- Deutsche Bank (New York, NY)
- …Loan Originator Corporate Title Director Location New York, NY Overview Deutsche Bank 's Commercial Real Estate (DBCRE) Group provides secured debt financing to ... property types for the group's standalone CMBS business as well as for the Bank 's balance sheet. This position will work closely with the loan underwriters, capital… more
- QNB Bank (Quakertown, PA)
- …the Loss Mitigation Specialist. Prepare and distribute regular activity reports to Senior Management and Regulatory agencies, as requested. Manage and supervise ... track and manage QNB's Special Assets. Negotiate with borrowers and legal counsel to formulate options to rehabilitate, restructure or settle loans in compliance… more
- MUFG Bank, Ltd. (Los Angeles, CA)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal ... credit risk management function within GCIB (Global Corporate & Investment Bank ) and more specifically the Entertainment Finance Industry Vertical. Entertainment… more
- The Clearing House (New York, NY)
- Position Summary: The Clearing House Payments Company LLC is a bank -owned industry utility that shapes the payments landscape and provides infrastructure for safe, ... exchange network (the SVPCO(R) network). TCH also operates a bank account number tokenization service, runs a payments association...its ECCHO(R) business line. We are seeking an experienced senior payments attorney to join our legal team. This… more
- Galaxy (New York, NY)
- … and other critical partners, ensuring clear communication and alignment on regulatory expectations and obligations. Advise senior leadership on compliance ... across all products. This role will work closely with executive leadership, legal counsel , and product teams to build and maintain a scalable, risk-based compliance… more
- FinTech Executive Search Consultants (Hollywood, FL)
- …10+ years' experience as a Risk professional at a payment/e-money institution, bank , fin-tech, financial regulatory agency and/or professional service firm ... in routine bank and card brand audits Thorough understanding of Regulatory compliance laws rules and guidelines, including experience in routine bank … more
- First Horizon (Memphis, TN)
- …ensure the business unit is in compliance with federal, state and local regulatory requirements. The incumbent in this position is also responsible for assisting the ... structure, completing performance reviews and development plans. Responsible for ensuring Senior Management is made aware of identified weaknesses in existing risk… more
- First Horizon (Birmingham, AL)
- …at any office location within the company's footprint. Summary At First Horizon, the Senior Model Risk Analyst validates statistical models developed for use by the ... Bank , including Stress Testing, Fraud, Generative AI, CECL, Economic...well as external parties such as external auditors and regulatory examiners. Assists and guides more junior analysts in… more
- Rabobank (New York, NY)
- …market and contribution to ET strategy Delivery of memos or presentations to senior management and project boards Adherence to compliance regulations Your Promise to ... in Wholesale Banking Knowledge of Energy sectors and knowledge of relevant regulatory requirements related to the ET domain in North America Strong analytical… more
- City National Bank (Jersey City, NJ)
- …WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its wealth management operations ... business. WHAT WILL YOU DO? * Provide transactional and regulatory counsel to the Bank ...respect to wealth management products and services. * Support senior counsel in advising the Bank… more
- City National Bank (Los Angeles, CA)
- * SENIOR COUNSEL - AML/FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel - AML/Financial Crimes will provide legal advice to City National ... Bank , a national banking association and its subsidiaries, affiliates...Doctor) * Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory… more
- US Bank (New York, NY)
- …+ Collaborate with other related support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line ... At US Bank , we're on a journey to do our...of experience as an attorney in a law firm, regulatory authority and/or as in-house counsel supporting… more
- Mastercard (Atlanta, GA)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Senior Managing Counsel , Regulatory Who is Mastercard? Mastercard ... Global Regulatory team is looking for a Senior Managing Counsel , Regulatory to...Experience in cross-border payments, and developing and managing related regulatory compliance programs for large bank or… more
- Regions Bank (Birmingham, AL)
- …trust across the organization; grows internal and external networks + May work with outside counsel on legal issues impacting the Bank + May lead and manage ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Regions Bank (Birmingham, AL)
- …'s reputation as well as our clients and assets + Works with and manages outside counsel on legal issues impacting the Bank and related matter budgets + May lead ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Bank OZK (Little Rock, AR)
- …Serves as in-house associate legal counsel by conducting research, providing counsel and representing the bank in various legal matters. May focus ... on a legal specialty. Works under the direction of the General Counsel -Litigation & Transactions. Essential Job Functions + Partners with business units and … more
