- TD Bank (New York, NY)
- …of the Investment Banking Compliance team in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement and limits. Communicates the ... Bank 's risk culture and risk appetite statement throughout the...of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Leading initiatives and… more
- TD Bank (New York, NY)
- …trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is ... and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and...system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... longer-range planning for functional area (eg 12 months or greater ). + Manages and prioritizes multiple projects at a...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Grant Thornton (New York, NY)
- As a Financial Services Internal Audit Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... exposure. From day one, you'll be empowered by the greater Risk team to help clients make strategic decisions...handling compliance issues, CRCM certification preferred and/or former commissioned bank examiner with the FDIC, FRB, OCC, or CFPB… more
- UT Health San Antonio (San Antonio, TX)
- …excellence at an institution of higher education appropriate for initial appointment at senior rank (eg, associate or full professor) or rapid progression to ... senior rank. . Demonstration of significant and successful administrative...a population of more than 2.7 million people, the greater San Antonio region is the 24th largest metropolitan… more